HomeMy WebLinkAbout20230407Compliance Filing.pdf
April 7, 2023 Jan Noriyuki
Idaho Public Utilities Commission
472 W. Washington Street Boise, ID 83702
Case No. AVU-U-21-03
We are submitting the following information in compliance with the Commission’s Order No. 35286 under Case No. AVU-U-21-03 for the sale of securities not to exceed $400,000,000. On March 29, 2023, Avista Corp. issued $250 million of 5.66 percent First Mortgage Bonds (“FMBs”) due in 2053 under a bond purchase agreement with certain institutional investors in the private placement market. The new First Mortgage Bonds were issued under and in accordance with the Mortgage and Deed of Trust, dated as of June 1, 1939, from the Company to Citibank, N.A., trustee, as amended and supplemented by various supplemental indentures and other instruments. In connection with pricing of the First Mortgage Bonds, which took place prior to the issuance of these bonds, we cash settled four interest rate swap contracts and received a total of $7.5 million, which will be amortized as a component of interest expense over the life of the debt.
The total net proceeds from the sale of the new bonds will be used for the construction or improvement of utility facilities, and to refinance existing indebtedness incurred for these purposes.
Table 1.
$ 250,000,000 100.0%
(1,054,620) -0.42% 248,945,380 99.58% 7,459,930 2.98% (121,622) -0.05% (32,459) -0.01% (4,620) 0.00%
Attached is the term sheet for this issuance and the 67th supplemental indenture that was executed in connection to this issuance.
1 The Company is expecting additional fees primarily related to additional legal expenses currently unbilled, which may reduce the Company’s net proceeds.
RECEIVED
Friday, April 7, 2023 3:40:26 PM
IDAHO PUBLIC
UTILITIES COMMISSION
Please contact Carly Guillory at (509) 495-2708 if you have any questions.
Sincerely,
Jason Lang
Director of Finance, Risk and Assistant Treasurer
Avista Corporation
Private Placement of First Mortgage Bonds
Summary of Proposed Terms
The securities being offered will be a new series of First Mortgage Bonds issued under the Mortgage and Deed of Trust,
dated as of June 1, 1939, from Avista Corporation (the “Company”) to Citibank, NA., successor trustee, as amended and
supplemented (the “Mortgage”). The new series of bonds will be created, and the terms thereof will be set forth, in the
Sixty-seventh Supplemental Indenture, to be dated as of March 1, 2023 (the “Supplemental Indenture”). The form of
Supplemental Indenture, which has been prepared by Bracewell LLP, counsel to the Company, has been posted to the
Intralinks site, together with a blackline showing changes from the Sixty-fifth Supplemental Indenture, which created the
series of bonds issued in the Company’s most recent private placement.
The new bonds will be sold pursuant to a Bond Purchase Agreement between Avista Corporation and the Purchasers. The
form of Bond Purchase Agreement, which has been prepared by Choate, Hall & Stewart LLP, counsel to the Purchasers
has also been posted to the Intralinks site, together with a blackline showing changes from the agreement used in the
Company’s last private placement of bonds. The Bond Purchase Agreement is based on the Model Form No. 2, except
that the provisions relating to the new bonds, the terms thereof and the security therefor are found in the Mortgage
including the Supplemental Indenture.
This summary does not cover all aspects of the transaction and is qualified in its entirety by the Mortgage. See the
Description of Avista Mortgage which has also been posted on Intralinks.
Issuer Avista Corporation
Issue(s) First Mortgage Bonds (the “Bonds”) to be issued under the Mortgage, which, at the
election of the Company, may be issued in multiple series if there is more than one
maturity.
Principal Amount Aggregate of $200,000,000 which, at the option of the Company, may be increased or
decreased.
Maturity 30-year bullet maturity (April 1, 2053).
Closing and Funding March 30, 2023
Issue Price Par.
Interest Rate Margin will be determined via an auction process and added to the yield on the
comparable Treasury Notes (will be priced off the 30 year US Treasury 3.625% due
February 15, 2053). Interest will be payable semi-annually in arrears, computed on the
basis of twelve 30-day months in a year of 360 days.
Ranking The Bonds will be senior secured obligations of the Company, ranking pari passu in all
respects with the Company’s other First Mortgage Bonds outstanding under the
Mortgage.
Security The Bonds (but not the Bond Purchase Agreement) will be secured, pari passu with
other bonds outstanding under the Mortgage, by a first lien on the Company’s facilities
for the generation, transmission and distribution of electric energy and the storage and
distribution of natural gas, subject to “excepted encumbrances” (as defined in the
Mortgage) and other encumbrances, defects or irregularities that are not material in the
operation of the Company’s business.
Use of Proceeds Net proceeds from the sale of the Bonds will be used for the construction or
improvement of utility facilities, to refinance existing indebtedness incurred for such
purposes, or to reimburse the treasury for moneys expended for such purposes.
Optional Redemption Prior to October 1, 2052, the Bonds shall be redeemable at any time, at the option of the
Company, in whole or in part, at the Make-Whole Price. The “Make-Whole Price” will
be defined as the greater of
(i) par or
(ii) (ii) the present value of the remaining principal and interest payments due
on the Bonds discounted by the yield on the U.S. Treasury constant
maturity corresponding to the remaining life of the Bonds (assuming for
this purpose that the stated maturity date were October 1, 2052) plus 50
basis points, less accrued interest to the redemption date,
plus, in any case, accrued and unpaid interest.
On or after October 1, 2052, the Bonds may be redeemed at any time, in whole or in
part, at the option of the Company, at a redemption price equal to one hundred percent
of the principal amount of the series being redeemed, plus accrued and unpaid interest
but without make-whole premium.
Covenants in Bond
Purchase Agreement
• Quarterly and annual financial statements of the Company (satisfied by filing
SEC reports);
• SEC and other reports and notices of defaults;
• Additional requested information and visitation and inspection rights;
• Compliance with law;
• Terrorism sanctions regulations; and
• Expenses
Covenants in Mortgage • Delivery of financial statements, reports, officers’ certificates and other
information set forth in the Mortgage (as required by the Trust Indenture Act
of 1939);
• Possession and maintenance of mortgaged property free and clear of Liens
(subject to certain exceptions);
• Maintenance of property and insurance;
• Payment of taxes and claims;
• Corporate existence;
• Maintenance of books and records;
• Merger and consolidation; and
• Limitations on release of collateral.
Additional Bonds Additional bonds may be issued under the Mortgage on the basis of
• 66 2/3% of cost or fair value to the Company (whichever is less) of property
additions which have not previously been made the basis of any application
under the Mortgage;
• an equal principal amount of other bonds outstanding under the Mortgage
which have been or are to be paid, redeemed or otherwise retired; or
• deposit of cash.
In general, Avista may not issue additional bonds on the basis of property additions or
cash unless net earnings for 12 consecutive months out of the preceding 18 calendar
months (before income taxes, depreciation and amortization, property losses and
interest on indebtedness and amortization of debt discount and expense) are at least
twice the annual interest requirement on all bonds at the time outstanding under the
Mortgage including the additional bonds.
The Company is required to satisfy the net earning requirements prior to the issuance
of additional bonds on the basis of retired bonds if
• the annual interest requirements on such retired bonds have been excluded
from a net earnings certificate delivered since the retirement of such bonds; or
• the retired bonds mature more than two years after the issuance date of the
bonds proposed to be issued and the new bonds will bear interest at a higher
rate than the retired bonds.
Events of Default Events of default under the Mortgage are
• Failure to pay principal or premium when due at maturity or otherwise;
• Failure to pay interest within 60 days of due date;
• Failure to perform any of the covenants for 90 days after notice to the
Company from the Trustee;
• Failure to pay interest on, or principal of any qualified prior lien bonds
beyond any grace period specified in the prior lien securing such prior lien
bonds; or
• Certain events of bankruptcy or insolvency of the Company.
Events of Defaults do not include violations of the Bond Purchase Agreement.
If an Event of Default has occurred and is continuing, the Trustee may, and upon the
request of holders of a majority in principal amount of all bonds outstanding under the
Mortgage shall, declare the principal of and accrued interest on all Mortgage bonds
immediately due and payable. No premium on the Bonds, or any other series of
Mortgage bonds, would be payable upon any such acceleration.
Conditions Precedent Usual and customary for transactions of this type.
Amendment of Mortgage The Mortgage may be amended with the consent of the holders of 60% in principal
amount of the affected series of Mortgage bonds, considered as one class; provided, that
the Mortgage may also be amended in certain limited respects without the consent of
bondholders.
Definitions Definitions will be as set forth in the Mortgage and the Bond Purchase Agreement.
Counsel to Bond
Purchasers
Choate, Hall & Stewart LLP will represent the Purchasers in connection with their
purchase of the Bonds.
Counsel to Company Bracewell LLP, which regularly represents the Company in corporate and securities
matters, will represent the Company in connection with the issuance and sale of the
Bonds.
Joint Lead Agents J.P. Morgan Securities LLC
KeyBanc Capital Markets Inc.
Co Agent Siebert Williams Shank & Co., LLC
Expenses Company will pay all reasonable and documented out-of-pocket costs and expenses
(including reasonable attorneys’ fees of one special counsel for all holders) incurred by
the Bond purchasers in connection with the transaction.
AVISTA CORPORATION
TO
CITIBANK, N.A.
As Successor Trustee under
Mortgage and Deed of Trust,
dated as of June 1, 1939
________________________
Sixty-seventh Supplemental Indenture
Providing among other things for a series of bonds designated
"First Mortgage Bonds, 5.66% Series due 2053"
Due April 1, 2053
________________________
Dated as of March 1, 2023
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SIXTY-SEVENTH SUPPLEMENTAL INDENTURE
THIS INDENTURE, dated as of the 1st day of March, 2023, between AVISTA
CORPORATION (formerly known as The Washington Water Power Company), a corporation of
the State of Washington, whose post office address is 1411 East Mission Avenue, Spokane,
Washington 99202 (the "Company"), and CITIBANK, N.A., formerly First National City Bank
(successor by merger to First National City Trust Company, formerly City Bank Farmers Trust
Company), a national banking association incorporated and existing under the laws of the United
States of America, whose post office address is 388 Greenwich Street, 14th Floor, New York,
New York 10013, as trustee (the "Trustee"), under the Mortgage and Deed of Trust, dated as of
June 1, 1939 (the "Original Mortgage"), executed and delivered by the Company to secure the
payment of bonds issued or to be issued under and in accordance with the provisions thereof, this
indenture (this "Sixty-seventh Supplemental Indenture") being supplemental to the Original
Mortgage, as heretofore supplemented and amended.
WHEREAS pursuant to a written request of the Company made in accordance
with Section 103 of the Original Mortgage, Francis M. Pitt (then Individual Trustee under the
Original Mortgage, as theretofore supplemented and amended) ceased to be a trustee thereunder
on July 23, 1969, and all of his powers as Individual Trustee have devolved upon the Trustee and
its successors alone; and
WHEREAS by the Original Mortgage the Company covenanted that it would
execute and deliver such further instruments and do such further acts as might be necessary or
proper to carry out more effectually the purposes of the Original Mortgage and to make subject
to the lien of the Original Mortgage any property thereafter acquired intended to be subject to the
lien thereof; and
WHEREAS the Company has heretofore executed and delivered, in addition to
the Original Mortgage, the indentures supplemental thereto and amendatory thereof, and has
issued the series of bonds, set forth in Exhibit A hereto (the Original Mortgage, as supplemented
and amended by the First through Sixty-sixth Supplemental Indentures and, if the context shall
so require, as to be supplemented by this Sixty-seventh Supplemental Indenture, being herein
sometimes called the "Mortgage"); and
WHEREAS the Original Mortgage and the First Supplemental Indenture, dated as
of October 1, 1952, through the Twenty-fifth Supplemental Indenture, dated as of October 1,
1989, were appropriately filed and recorded in the various official records in the States of
Washington, Idaho and Montana, as set forth in such Supplemental Indentures and in the
Twenty-sixth Supplemental Indenture, dated as of April 1, 1993; and
WHEREAS for the purpose of confirming or perfecting the lien of the Original
Mortgage, as then supplemented and amended, on additional properties of the Company located
in the State of Oregon and additional counties in the State of Montana, the Company executed
and delivered a Short Form Mortgage and Security Agreement, in multiple counterparts dated as
of various dates in 1992, in furtherance of and supplemental to the Original Mortgage, as then
supplemented and amended, and such instrument was appropriately filed and recorded in the
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various official records in Oregon and Montana, as set forth in the aforesaid Twenty-sixth
Supplemental Indenture; and
WHEREAS the aforesaid Twenty-sixth Supplemental Indenture through the
Twenty-ninth Supplemental Indenture, dated as of December 1, 2001, were appropriately filed
and recorded in the various official records in the States of Washington, Idaho, Montana and
Oregon, as set forth in the Twenty-seventh Supplemental Indenture, dated as of January 1, 1994,
through the Thirtieth Supplemental Indenture, dated as of May 1, 2002; and
WHEREAS for the purpose of confirming or perfecting the lien of the Original
Mortgage, as then supplemented and amended, on all its properties (other than specifically
excepted property), including all real properties owned in fee, which were specifically described
or referred to in Exhibit B to such instrument, all easements and other interests in and rights to
use real property and all equipment and fixtures, the Company executed and delivered an
Instrument of Further Assurance, dated as of December 15, 2001, in furtherance of and
supplemental to the Original Mortgage, as then supplemented and amended, and such instrument
was appropriately filed and recorded in the various official records in the States of Washington,
Idaho, Montana and Oregon; and
WHEREAS for the purpose of confirming or perfecting the lien of the Original
Mortgage, as then supplemented and amended, on additional properties of the Company located
in an additional county in the State of Oregon, the Company executed and delivered a
Memorandum of Mortgage and Security Agreement, dated as of May 29, 2003, in furtherance of
and supplemental to the Original Mortgage, as then supplemented and amended, and such
instrument was appropriately filed and recorded in the various official records in the State of
Oregon; and
WHEREAS the aforesaid Thirtieth Supplemental Indenture through the Sixty-
fifth Supplemental Indenture, dated as of September 1, 2021, were appropriately filed and
recorded in the various official records in the States of Washington, Idaho, Montana and Oregon,
as set forth in the Thirty-first Supplemental Indenture, dated as of May 1, 2003, through the
Sixty-sixth Supplemental Indenture, dated as of March 1, 2022; and
WHEREAS the aforesaid Sixty-sixth Supplemental Indenture has been
appropriately filed or recorded in the various official records in the States of Washington, Idaho,
Montana and Oregon, as set forth in Exhibit B hereto; and
WHEREAS in addition to the property described in the Mortgage the Company
has acquired certain other property, rights and interests in property; and
WHEREAS Section 120 of the Original Mortgage, as heretofore amended,
provides that, without the consent of any holders of bonds, the Company and the Trustee, at any
time and from time to time, may enter into indentures supplemental to the Original Mortgage for
various purposes set forth therein, including, without limitation, to cure ambiguities or correct
defective or inconsistent provisions or to make other changes therein that shall not adversely
affect the interests of the holders of bonds of any series in any material respect or to establish the
form or terms of bonds of any series as contemplated by Article II; and
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WHEREAS the Company now desires to create a new series of bonds; and
WHEREAS Section 8 of the Original Mortgage, as heretofore amended, provides
that the form of each series of bonds (other than the First Series) issued thereunder and of the
coupons to be attached to coupon bonds of such series shall be established by Resolution of the
Board of Directors of the Company or by Treasurer's Certificate, or shall be set forth in an
indenture supplemental to the Original Mortgage; that the form of such series, as so established,
shall specify the descriptive title of the bonds and various other terms thereof; and that such
series may also contain such provisions not inconsistent with the provisions of the Mortgage as
the Company may, in its discretion, cause to be inserted therein expressing or referring to the
terms and conditions upon which such bonds are to be issued and/or secured under the Mortgage;
and
WHEREAS the execution and delivery by the Company of this Sixty-seventh
Supplemental Indenture and the terms of the Bonds of the Sixty-eighth Series, hereinafter
referred to, have been duly authorized by the Board of Directors of the Company by appropriate
Resolutions of said Board of Directors, and all things necessary to make this Sixty-seventh
Supplemental Indenture a valid, binding and legal instrument have been performed;
NOW, THEREFORE, THIS INDENTURE WITNESSETH: That the Company,
in consideration of the premises and of other good and valuable consideration, the receipt and
sufficiency whereof are hereby acknowledged, hereby confirms the estate, title and rights of the
Trustee (including, without limitation, the lien of the Mortgage on the property of the Company
subjected thereto, whether now owned or hereafter acquired) held as security for the payment of
both the principal of and interest and premium, if any, on the bonds from time to time issued
under the Mortgage according to their tenor and effect and the performance of all the provisions
of the Mortgage and of such bonds, and, without limiting the generality of the foregoing, hereby
confirms the grant, bargain, sale, release, conveyance, assignment, transfer, mortgage, pledge,
setting over and confirmation unto the Trustee, contained in the Mortgage, of all the following
described properties of the Company, whether now owned or hereafter acquired, namely:
All of the property, real, personal and mixed, of every character and
wheresoever situated (except any hereinafter or in the Mortgage expressly
excepted) which the Company now owns or, subject to the provisions of
Section 87 of the Original Mortgage, may hereafter acquire prior to the
satisfaction and discharge of the Mortgage, as fully and completely as if herein or
in the Mortgage specifically described, and including (without in anywise limiting
or impairing by the enumeration of the same the scope and intent of the foregoing
or of any general description contained in Mortgage) all lands, real estate,
easements, servitudes, rights of way and leasehold and other interests in real
estate; all rights to the use or appropriation of water, flowage rights, water storage
rights, flooding rights, and other rights in respect of or relating to water; all plants
for the generation of electricity, power houses, dams, dam sites, reservoirs,
flumes, raceways, diversion works, head works, waterways, water works, water
systems, gas plants, steam heat plants, hot water plants, ice or refrigeration plants,
stations, substations, offices, buildings and other works and structures and the
equipment thereof and all improvements, extensions and additions thereto; all
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generators, machinery, engines, turbines, boilers, dynamos, transformers, motors,
electric machines, switchboards, regulators, meters, electrical and mechanical
appliances, conduits, cables, pipes and mains; all lines and systems for the
transmission and distribution of electric current, gas, steam heat or water for any
purpose; all towers, mains, pipes, poles, pole lines, conduits, cables, wires, switch
racks, insulators, compressors, pumps, fittings, valves and connections; all motor
vehicles and automobiles; all tools, implements, apparatus, furniture, stores,
supplies and equipment; all franchises (except the Company's franchise to be a
corporation), licenses, permits, rights, powers and privileges; and (except as
hereinafter or in the Mortgage expressly excepted) all the right, title and interest
of the Company in and to all other property of any kind or nature.
The Company hereby acknowledges that, as of the date of this Sixty-seventh
Supplemental Indenture, the real property located in the State of Washington, taken as a whole,
that is so conveyed or intended to be so conveyed under the Mortgage is not used principally for
agricultural purposes.
The property so conveyed or intended to be so conveyed under the Mortgage shall
include, but shall not be limited to, the property set forth in Exhibit C hereto, the particular
description of which is intended only to aid in the identification thereof and shall not be
construed as limiting the force, effect and scope of the foregoing.
TOGETHER WITH all and singular the tenements, hereditaments and
appurtenances belonging or in anywise appertaining to the aforesaid property or any part thereof,
with the reversion and reversions, remainder and remainders and (subject to the provisions of
Section 57 of the Original Mortgage) the tolls, rents, revenues, issues, earnings, income, product
and profits thereof, and all the estate, right, title and interest and claim whatsoever, at law as well
as in equity, which the Company now has or may hereafter acquire in and to the aforesaid
property and franchises and every part and parcel thereof.
THE COMPANY HEREBY CONFIRMS that, subject to the provisions of
Section 87 of the Original Mortgage, all the property, rights, and franchises acquired by the
Company after the date of the Original Mortgage (except any in the Mortgage expressly
excepted) are and shall be as fully embraced within the lien of the Mortgage as if such property,
rights and franchises had been owned by the Company at the date of the Original Mortgage and
had been specifically described therein.
PROVIDED THAT the following were not and were not intended to be then or
now or hereafter granted, bargained, sold, released, conveyed, assigned, transferred, mortgaged,
pledged, set over or confirmed under the Mortgage and were, are and shall be expressly excepted
from the lien and operation of the Mortgage namely: (1) cash, shares of stock and obligations
(including bonds, notes and other securities) not hereafter specifically pledged, paid, deposited or
delivered under the Mortgage or covenanted so to be; (2) merchandise, equipment, materials or
supplies held for the purpose of sale in the usual course of business or for consumption in the
operation of any properties of the Company; (3) bills, notes and accounts receivable, and all
contracts, leases and operating agreements not specifically pledged under the Mortgage or
covenanted so to be; (4) electric energy and other materials or products generated, manufactured,
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produced or purchased by the Company for sale, distribution or use in the ordinary course of its
business; and (5) any property heretofore released pursuant to any provisions of the Mortgage
and not heretofore disposed of by the Company; provided, however, that the property and rights
expressly excepted from the lien and operation of the Mortgage in the above subdivisions (2) and
(3) shall (to the extent permitted by law) cease to be so excepted in the event that the Trustee or a
receiver or trustee shall enter upon and take possession of the Mortgaged and Pledged Property
in the manner provided in Article XII of the Original Mortgage by reason of the occurrence of a
Completed Default as defined in said Article XII.
TO HAVE AND TO HOLD all such properties, real, personal and mixed,
granted, bargained, sold, released, conveyed, assigned, transferred, mortgaged, pledged, set over
or confirmed by the Company in the Mortgage as aforesaid, or intended so to be, unto the
Trustee, and its successors, heirs and assigns forever.
IN TRUST NEVERTHELESS, for the same purposes and upon the same terms,
trusts and conditions and subject to and with the same provisos and covenants as set forth in the
Mortgage, this Sixty-seventh Supplemental Indenture being supplemental to the Mortgage.
AND IT IS HEREBY FURTHER CONFIRMED by the Company that all the
terms, conditions, provisos, covenants and provisions contained in the Mortgage shall affect and
apply to the property in the Mortgage described and conveyed, and to the estates, rights,
obligations and duties of the Company and the Trustee and the beneficiaries of the trust with
respect to said property, and to the Trustee and its successors in the trust, in the same manner and
with the same effect as if the said property had been owned by the Company at the time of the
execution of the Original Mortgage, and had been specifically and at length described in and
conveyed to said Trustee by the Original Mortgage as a part of the property therein stated to be
conveyed.
The Company further covenants and agrees to and with the Trustee and its
successor or successors in such trust under the Mortgage, as follows:
ARTICLE I
Sixty-eighth Series of Bonds
SECTION 1. (I) There shall be a series of bonds designated "First Mortgage
Bonds, 5.66% Series due 2053" (herein sometimes referred to as the "Bonds of the Sixty-eighth
Series" or the "Bonds"), each of which shall also bear the descriptive title First Mortgage Bond,
and the form thereof is set forth on Exhibit D hereto. The Bonds of the Sixty-eighth Series shall
be issued as fully registered bonds in denominations of One Thousand Dollars and, at the option
of the Company, any amount in excess thereof (the exercise of such option to be evidenced by
the execution and delivery thereof) and shall be dated as in Section 10 of the Original Mortgage
provided.
(II) The Bonds of the Sixty-eighth Series shall have the following terms and
characteristics:
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(a) the Bonds of the Sixty-eighth Series shall be limited in aggregate
principal amount to $250,000,000 (except for Bonds of such series authenticated and
delivered upon transfer of or in exchange for, or in lieu of, other Bonds of such series);
(b) the principal of the Bonds of the Sixty-eighth Series shall (unless
theretofore paid) be payable on the Stated Maturity Date (as hereinafter defined);
(c) the Bonds of the Sixty-eighth Series shall bear interest at the rate
of five and sixty-six one-hundredths per centum (5.66%) per annum; interest on the
Bonds shall accrue from and including March 29, 2023, except as otherwise provided in
the form of bond attached hereto as Exhibit D; interest on the Bonds shall be payable on
each Interest Payment Date and at Maturity (as hereinafter defined); and interest on the
Bonds during any period less than one year for which payment is made shall be computed
on the basis of a 360-day year consisting of twelve 30-days months;
(d) the principal of and premium, if any, and interest on each Bond of
the Sixty-eighth Series payable at Maturity shall be payable to the registered owner
thereof upon presentation thereof at the office or agency of the Company in the Borough
of Manhattan, The City of New York, in such coin or currency of the United States of
America as at the time of payment is legal tender for public and private debts. The
interest on each Bond of the Sixty-eighth Series (other than interest payable at Maturity)
shall be payable by check, in similar coin or currency, mailed to the registered owner
thereof as of the close of business on the Record Date (as hereinafter defined) next
preceding each Interest Payment Date; provided, however, that if such registered owner
shall be a securities depositary, such payment may be made by such other means in lieu
of check as shall be agreed upon by the Company, the Trustee and such registered owner;
and, provided, further, that, so long as any Bond of the Sixty-eighth Series shall be held
by (i) the original purchaser thereof under the Bond Purchase Agreement (as hereinafter
defined) or (ii) any other Institutional Investor (as hereinafter defined) that (A) is the
direct or indirect transferee of such Bond from such original purchaser and (B) has made
the same agreement relating to such Bond as such original purchaser made in Section 8.2
of the Bond Purchase Agreement, payment of principal of and premium, if any, and
interest on such Bond of the Sixty-eighth Series shall be payable in the manner specified
in the Bond Purchase Agreement. Interest payable at Maturity shall be paid to the person
to whom principal shall be paid.
(e) (i) Prior to the Par Call Date (as hereinafter defined), the Bonds of the
Sixty-eighth Series shall be redeemable in whole at any time, or in part from time to time,
at the option of the Company at a redemption price equal to the greater of
(A) 100% of the principal amount of the Bonds being redeemed
and
(B) (I) the sum of the present values of the remaining
scheduled payments of principal of and interest on the Bonds being
redeemed (assuming, for this purpose, that the Bonds were stated to
mature on the Par Call Date), discounted to the date of redemption on a
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semiannual basis (assuming a 360-day year consisting of twelve 30-day
months) at a discount rate equal to the Treasury Yield (as hereinafter
defined) plus 50 basis points, less (II) interest accrued to the redemption
date,
plus, in the case of either (A) or (B) above, whichever is applicable, accrued and unpaid
interest on such Bonds to the date of redemption.
(ii) On or after the Par Call Date, the Bonds of the Sixty-eighth Series
shall be redeemable in whole at any time, or in part from time to time, at the option of the
Company at a redemption price equal to 100% of the principal amount of the Bonds
being redeemed plus accrued and unpaid interest on such Bonds to the date of
redemption.
(f) (i) "Par Call Date" means October 1, 2052.
(ii) "Treasury Yield" means, with respect to any redemption of Bonds
of the Sixty-eighth Series, the yield to maturity determined as follows for the latest day
for which yields for Treasury constant maturities are reported on H.15 (as hereinafter
defined) as of the Calculation Date (as hereinafter defined):
(A) the yield for the Treasury constant maturity on H.15 exactly
equal to the period from the redemption date to the Par Call Date (the
"Remaining Life"); or
(B) if there is no such Treasury constant maturity on H.15
having a term exactly equal to the Remaining Life, the yield to maturity
determined by linear interpolation on a straight-line basis between (I) the
yield for the Treasury constant maturity reported on H.15 with the term
next longer than the Remaining Life and (II) the yield for the Treasury
constant maturity so reported with the term next shorter than the
Remaining Life, or
(C) if there is no such Treasury constant maturity on H.15
shorter than the Remaining Life, or there is no such Treasury constant
maturity on H.15 longer than the Remaining Life, the yield for the single
Treasury constant maturity on H.15 closest to the Remaining Life.
The Treasury Yield shall be rounded to three decimal places. The Treasury Yield shall
be calculated as of the third Business Day (as hereinafter defined) preceding the earlier of
(X) the date notice of redemption is mailed to holders of Bonds of the Sixty-eighth Series
and (Y) the date irrevocable arrangements with the Trustee for the mailing of such notice
shall have been made, as the case may be (the "Calculation Date"). For purposes of this
paragraph, the applicable Treasury constant maturity shall be deemed to have a term
equal to the number of years, months and days, as applicable, from the redemption date
of the Bonds to be redeemed to the Par Call Date.
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If, on the third business day preceding the Calculation Date, H.15 is no longer
published or, if published, no longer contains the yields for nominal Treasury constant
maturities, the Treasury yield shall be the rate per annum equal to the semi-annual
equivalent yield to maturity at 11:00 a.m., New York City time, on the second business
day preceding the Calculation Date of:
(A) the United States Treasury security maturing on, or with a
maturity that is closest to, the Par Call Date, as applicable; or
(B) if there is no United States Treasury security maturing on
the Par Call Date but there are two or more United States Treasury
securities with a maturity date equally distant from the Par Call Date, one
with a maturity date preceding the Par Call Date and one with a maturity
date following the Par Call Date, the United States Treasury security with
a maturity date preceding the Par Call Date; or
(C) if there are two or more United States Treasury securities
maturing on the Par Call Date or two or more United States Treasury
securities meeting the criteria of the preceding sentence, the United States
Treasury security that is trading closest to par based upon the average of
the bid and asked prices for such securities at such time.
In determining the Treasury yield in accordance with this paragraph, the semi-annual
yield to maturity of the applicable United States Treasury security shall be based upon the
average of the bid and asked prices (expressed as a percentage of principal amount) at
11:00 a.m., New York City time, of such United States Treasury security, rounded to
three decimal places.
(iii) "H.15" means the daily statistical release entitled "Selected
Interest Rates (Daily) – H.15", or any successor publication, published by the Board of
Governors of the Federal Reserve System, or any successor entity; or, if such Board of
Governors no longer publishes the information contained in such statistical release, a
publication containing similar information published by the U.S. Department of the
Treasury, or any successor or other U.S. governmental body; and, in any case, references
to H.15 shall be deemed to contemplate, in particular, the information under the caption
"U.S. governmental securities – Treasury constant maturities – Nominal" (or any
successor caption or heading containing similar information).
(iv) The Company's actions and determinations in determining the
redemption price shall be conclusive and binding for all purposes, absent manifest error.
(g) If less than all of the outstanding Bonds of the Sixty-eighth Series
are to be redeemed, the principal amount to be redeemed shall be prorated among all of
the holders of the Bonds in the proportion that their respective holdings bear to the
aggregate principal amount of the Bonds outstanding on the date of selection. The
portion of any Bond to be redeemed shall be in the principal amount of $1,000 or an
integral multiple thereof and such rounding allocations as may be requisite for this
9
purpose shall be made by the Trustee in its uncontrolled discretion. The Trustee shall
promptly notify the Company in writing of the distinctive numbers of the Bonds and the
portions thereof so selected for redemption.
(h) Except as provided in this subsection (II) of Section 1,
(i) the Bonds of the Sixty-eighth Series shall not be
redeemable prior to the Stated Maturity Date; and
(ii) no amount other than the principal of and interest on the
Bonds of the Sixty-eighth Series shall be payable in respect of the Bonds at Maturity (as
hereinafter defined) or otherwise.
(i) in the event of any conflict between the provisions of Section
12.2(c) of the Bond Purchase Agreement and the provisions of the Mortgage, Section
12.2(c) of the Bond Purchase Agreement shall govern.
(III) At the option of the registered owner, any Bonds of the Sixty-eighth
Series, upon surrender thereof for cancellation at the office or agency of the Company in the
Borough of Manhattan, The City of New York, shall be exchangeable for a like aggregate
principal amount of Bonds of the same series of other authorized denominations.
The Bonds of the Sixty-eighth Series shall be transferable, upon the surrender
thereof for cancellation, together with a written instrument of transfer in form approved by the
registrar duly executed by the registered owner or by his duly authorized attorney, at the office or
agency of the Company in the Borough of Manhattan, The City of New York.
Upon any exchange or transfer of Bonds of the Sixty-eighth Series, the Company
may make a charge therefor sufficient to reimburse it for any tax or taxes or other governmental
charge, as provided in Section 12 of the Original Mortgage, but the Company hereby waives any
right to make a charge in addition thereto or any exchange or transfer of Bonds of the Sixty-
eighth Series; provided, however, that the Company shall not be required to make any transfer or
exchange of any Bonds of the Sixty-eighth Series for a period of 10 days next preceding any
Interest Payment Date or any selection of such Bonds for redemption, nor shall it be required to
make any transfer or exchange of any Bonds of the Sixty-eighth Series which shall have been
selected for redemption in whole or in part.
Unless and until the Company shall have delivered to the Trustee a written order
to the contrary, the Bonds of the Sixty-eighth Series shall bear a legend as to restrictions on
transfer substantially as set forth below:
The Bonds evidenced hereby have not been registered under the Securities
Act of 1933, as amended (the "Securities Act"), and may not be offered,
sold, pledged or otherwise transferred in contravention of the Securities
Act.
(IV) For all purposes of this Sixty-seventh Supplemental Indenture, except as
otherwise expressly provided or unless the context otherwise requires, the terms listed below,
10
when used with respect to the Bonds of the Sixty-eighth Series, shall have the meanings
specified below:
"Bond Purchase Agreement" means the Bond Purchase Agreement, dated March
29, 2023, between the Company and the purchasers listed on Schedule A thereto.
"Business Day" means any day, other than a Saturday or Sunday, which is not a
day on which banking institutions or trust companies in The City of New York, New
York are generally authorized or required by law, regulation or executive order to remain
closed.
"Institutional Investor" means (a) any original purchaser of a Bond of the Sixty-
eighth Series, (b) any holder of a Bond of the Sixty-eighth Series holding (together with
one or more of its affiliates) more than $1,000,000 in aggregate principal amount of the
Bonds of the Sixty-eighth Series, and (c) any bank, trust company, savings and loan
association or other financial institution, any pension plan, any investment company, any
insurance company, any broker or dealer, or any other similar financial institution or
entity, regardless of legal form.
"Interest Payment Date" means April 1 and October 1 in each year, commencing
October 1, 2023.
"Maturity" means the date on which the principal of the Bonds of the Sixty-eighth
Series becomes due and payable, whether at the Stated Maturity Date, upon redemption
or acceleration, or otherwise.
"Record Date", with respect to any Interest Payment Date, means the close of
business on the seventh Business Day preceding such Interest Payment Date.
"Stated Maturity Date" means April 1, 2053.
(V) Notwithstanding the provisions of Section 106 of the Original Mortgage,
as amended, the Company shall not cause any Bonds of the Sixty-eighth Series, or any portion of
the principal amount thereof, to be deemed to have been paid as provided in such Section and its
obligations in respect thereof to be deemed to be satisfied and discharged prior to the Maturity
thereof unless the Company shall deliver to the Trustee either:
(a) an instrument wherein the Company, notwithstanding the effect of
Section 106 of the Original Mortgage, as amended, in respect of such Bonds, shall
assume the obligation (which shall be absolute and unconditional) to irrevocably deposit
with the Trustee such additional sums of money, if any, or additional government
obligations (meeting the requirements of Section 106), if any, or any combination
thereof, at such time or times, as shall be necessary, together with the money and/or
government obligations theretofore so deposited, to pay when due the principal of and
premium, if any, and interest due and to become due on such Bonds or portions thereof,
all in accordance with and subject to the provisions of Section 106; provided, however,
that such instrument may state that the obligation of the Company to make additional
deposits as aforesaid shall be subject to the delivery to the Company by the Trustee of a
11
notice asserting the deficiency accompanied by an opinion of an independent accountant
showing the calculation thereof (which opinion shall be obtained at the expense of the
Company); or
(b) an Opinion of Counsel to the effect that the holders of such Bonds,
or portions of the principal amount thereof, will not recognize income, gain or loss for
United States federal income tax purposes as a result of the satisfaction and discharge of
the Company's indebtedness in respect thereof and will be subject to United States federal
income tax on the same amounts, at the same times and in the same manner as if such
satisfaction and discharge had not been effected.
(VI) Anything in this Sixty-seventh Supplemental Indenture or the Bonds of the
Sixty-eighth Series to the contrary notwithstanding, any payment of principal of or premium, if
any, or interest on any Bond of the Sixty-eighth Series that is due on a date other than a Business
Day shall be made on the next succeeding Business Day without including the additional days
elapsed in the computation of the interest payable on such next succeeding Business Day;
provided, however, that if the Maturity date of any Bond is a date other than a Business Day, the
payment otherwise due at Maturity shall be made on the next succeeding Business Day and shall
include the additional days elapsed in the computation of interest payable on such next
succeeding Business Day.
(VII) The Bonds of the Sixty-eighth Series shall have such further terms as are
set forth in Exhibit D hereto. If there shall be a conflict between the terms of the form of bond
and the provisions of the Mortgage, the provisions of the Mortgage shall control to the extent
permitted by law.
ARTICLE II
Outstanding Bonds
Upon the delivery of this Sixty-seventh Supplemental Indenture, Bonds of the
Sixty-eighth Series in an aggregate principal amount of $250,000,000 are to be issued and will
be Outstanding, in addition to $2,707,200,000 aggregate principal amount of bonds of prior
series Outstanding at the date of delivery of this Sixty-seventh Supplemental Indenture; it being
understood that, subject to the provisions of the Mortgage, there shall be no limit on the principal
amount of bonds that may be authenticated and delivered under the Mortgage.
ARTICLE III
Prospective Amendments of Original Mortgage
SECTION 1. Each initial and subsequent holder of Bonds of the Sixty-eighth
Series, by virtue of its acquisition of an interest therein, shall be deemed, without further act, to
have consented to the amendments of the Original Mortgage, as heretofore amended,
contemplated in Article III of the Fifty-eighth Supplemental Indenture, dated as of December 1,
2015, and set forth in Exhibit E(1) thereto, as amended in Section 2 of Article III of the Sixtieth
Supplemental Indenture, dated as of December 1, 2017, in Exhibits E(2) and E(3) to such Fifty-
12
eighth Supplemental Indenture and in Exhibits E(1), E(2) and E(3) to the Sixty-sixth
Supplemental Indenture, dated as of March 1, 2022.
ARTICLE IV
Miscellaneous Provisions
SECTION 1. The terms defined in the Original Mortgage shall, for all purposes of
this Sixty-seventh Supplemental Indenture, have the meanings specified in the Original
Mortgage.
SECTION 2. The Trustee hereby confirms its acceptance of the trusts in the
Original Mortgage declared, provided, created or supplemented and agrees to perform the same
upon the terms and conditions in the Original Mortgage set forth, including the following:
The Trustee shall not be responsible in any manner whatsoever for or in respect of
the validity or sufficiency of this Sixty-seventh Supplemental Indenture or for or in respect of the
recitals contained herein, all of which recitals are made by the Company solely. Each and every
term and condition contained in Article XVI of the Original Mortgage shall apply to and form
part of this Sixty-seventh Supplemental Indenture with the same force and effect as if the same
were herein set forth in full, with such omissions, variations and insertions, if any, as may be
appropriate to make the same conform to the provisions of this Sixty-seventh Supplemental
Indenture.
SECTION 3. Whenever in this Sixty-seventh Supplemental Indenture either of
the parties hereto is named or referred to, this shall, subject to the provisions of Articles XV and
XVI of the Original Mortgage be deemed to include the successors and assigns of such party,
and all the covenants and agreements in this Sixty-seventh Supplemental Indenture contained by
or on behalf of the Company, or by or on behalf of the Trustee, or either of them, shall, subject as
aforesaid, bind and inure to the respective benefits of the respective successors and assigns of
such parties, whether so expressed or not.
SECTION 4. Nothing in this Sixty-seventh Supplemental Indenture, expressed
or implied, is intended, or shall be construed, to confer upon, or to give to, any person, firm or
corporation, other than the parties hereto and the holders of the bonds Outstanding under the
Mortgage, any right, remedy or claim under or by reason of this Sixty-seventh Supplemental
Indenture or any covenant, condition, stipulation, promise or agreement hereof, and all the
covenants, conditions, stipulations, promises and agreements in this Sixty-seventh Supplemental
Indenture contained by or on behalf of the Company shall be for the sole and exclusive benefit of
the parties hereto and the holders of the bonds Outstanding under the Mortgage.
SECTION 5. This Sixty-seventh Supplemental Indenture shall be executed in
several counterparts, each of which shall be an original and all of which shall constitute but one
and the same instrument.
A-1
EXHIBIT A
MORTGAGE, SUPPLEMENTAL INDENTURES
AND SERIES OF BONDS
MORTGAGE OR
SUPPLEMENTAL
INDENTURE DATED AS OF
SERIES PRINCIPAL
AMOUNT
ISSUED
PRINCIPAL
AMOUNT
OUTSTANDING NO. DESIGNATION
Original June 1, 1939 1 3-1/2% Series due 1964 $22,000,000 None
1
October 1, 1952 2 3-1/2% Series due 1982
(changed to 3-3/4% in
Twelfth Supplemental
Indenture)
30,000,000 None
2 May 1, 1953 3 3-7/8% Series due 1983 10,000,000 None
3 December 1, 1955 None
4 March 15, 1957 None
5 July 1, 1957 4 4-7/8% Series due 1987 30,000,000 None
6 January 1, 1958 5 4-1/8% Series due 1988 20,000,000 None
7 August 1, 1958 6 4-3/8% Series due 1988 15,000,000 None
8 January 1, 1959 7 4-3/4% Series due 1989 15,000,000 None
9 January 1, 1960 8 5-3/8% Series due 1990 10,000,000 None
10 April 1, 1964 9 4-5/8% Series due 1994 30,000,000 None
11 March 1 ,1965 10 4-5/8% Series due 1995 10,000,000 None
12 May 1, 1966 None
13 August 1, 1966 11 6% Series due 1996 20,000,000 None
14 April 1, 1970 12 9-1/4% Series due 2000 20,000,000 None
15 May 1, 1973 13 7-7/8% Series due 2003 20,000,000 None
16 February 1, 1975 14 9-3/8% Series due 2005 25,000,000 None
17 November 1, 1976 15 8-3/4% Series due 2006 30,000,000 None
18 June 1, 1980 None
19 January 1, 1981 16 14-1/8% Series due 1991 40,000,000 None
Subtotals $347,000,000 None
A-2
MORTGAGE OR
SUPPLEMENTAL
INDENTURE DATED AS OF
SERIES PRINCIPAL
AMOUNT
ISSUED
PRINCIPAL
AMOUNT
OUTSTANDING NO. DESIGNATION
20
August 1, 1982 17 15-3/4% Series due 1990-
1992
$60,000,000 None
21 September 1, 1983 18 13-1/2% Series due 2013 60,000,000 None
22 March 1, 1984 19 13-1/4% Series due 1994 60,000,000 None
23 December 1, 1986 20 9-1/4% Series due 2016 80,000,000 None
24 January 1, 1988 21 10-3/8% Series due 2018 50,000,000 None
25
October 1, 1989 22
23
7-1/8% Series due 2013
7-2/5% Series due 2016
66,700,000
17,000,000
None
None
26
April 1, 1993 24 Secured Medium-Term
Notes, Series A
($250,000,000 authorized)
250,000,000 13,500,000
27
January 1, 1994 25 Secured Medium-Term
Notes, Series B
($250,000,000 authorized)
161,000,000 None
28 September 1, 2001 26 Collateral Series due 2002 220,000,000 None
29 December 1, 2001 27 7.75% Series due 2007 150,000,000 None
30 May 1, 2002 28 Collateral Series due 2003 225,000,000 None
31 May 1, 2003 29 Collateral Series due 2004 245,000,000 None
32 September 1, 2003 30 6.125% Series due 2013 45,000,000 None
33 May 1, 2004 31 Collateral Series due 2005 350,000,000 None
34 November 1, 2004 32 5.45% Series due 2019 90,000,000 None
35 December 1, 2004 33 Collateral Series 2004A 88,850,000 25,000,000
36
December 1, 2004 34
35
Collateral Series 2004B
Collateral Series 2004C
66,700,000
17,000,000
None
None
37 December 1, 2004 36 Collateral Series 2004D 350,000,000 None
38
May 1, 2005 37
38
Collateral Series 2005B
Collateral Series 2005C
66,700,000
17,000,000
None
None
39 November 1, 2005 39 6.25% Series due 2035 100,000,000
50,000,000
100,000,000
50,000,000
Subtotals $2,885,950,000 $188,500,000
A-3
MORTGAGE OR
SUPPLEMENTAL
INDENTURE DATED AS OF
SERIES PRINCIPAL
AMOUNT
ISSUED
PRINCIPAL
AMOUNT
OUTSTANDING NO. DESIGNATION
40 April 1, 2006 40 Collateral Series due 2011 $320,000,000 None
41 December 1, 2006 41 5.70% Series due 2037 150,000,000 150,000,000
42 April 1, 2008 42 5.95% Series due 2018 250,000,000 None
43 November 1, 2008 43 Collateral Series 2008A 200,000,000 None
44 December 1, 2008 44 7.25% Series due 2013 30,000,000 None
45 December 1, 2008 45 Collateral Series 2008B 17,000,000 None
46 September 1, 2009 46 5.125% Series due 2022 250,000,000 None
47 November 1, 2009 47 Collateral Series 2009A 75,000,000 None
48
December 1, 2010 48
49
Collateral Series 2010A
Collateral Series 2010B
66,700,000
17,000,000
66,700,000
17,000,000
49
December 1, 2010 50
51
3.89% Series due 2020
5.55% Series due 2040
52,000,000
35,000,000
None
35,000,000
50 December 1, 2010 52 1.68% Series due 2013 50,000,000 None
51 February 1, 2011 53 Collateral Series 2011A 400,000,000 None
52 August 1, 2011 None
53 December 1, 2011 54 4.45% Series due 2041 85,000,000 85,000,000
54 November 1, 2012 55 4.23% Series due 2047 80,000,000 80,000,000
55 August 1, 2013 56 Collateral Series 2013A 90,000,000 None
56 April 1, 2014 57 Collateral Series 2014A 400,000,000 None
57 December 1, 2014 58 4.11% Series due 2044 60,000,000 60,000,000
58 December 1, 2015 59 4.37% Series due 2045 100,000,000 100,000,000
59 December 1, 2016 60 3.54% Series due 2051 175,000,000 175,000,000
60 December 1, 2017 61 3.91% Series due 2047 90,000,000 90,000,000
61 May 1, 2018 62 4.35% Series due 2048 375,000,000 375,000,000
62 November 1, 2019 63 3.43% Series due 2049 180,000,000 180,000,000
63 June 1, 2020 64 Collateral Series 2020A 400,000,000 400,000,000
Subtotals $3,947,700,000 $1,813,700,000
A-4
MORTGAGE OR
SUPPLEMENTAL
INDENTURE DATED AS OF
SERIES PRINCIPAL
AMOUNT
ISSUED
PRINCIPAL
AMOUNT
OUTSTANDING NO. DESIGNATION
64 September 1, 2020 65 3.07% Series due 2050 165,000,000 165,000,000
65 September 1, 2021 66 2.90% Series due 2051 140,000,000 140,000,000
66 March 1, 2022 67 4.00% Series due 2052 400,000,000 400,000,000
Subtotals $705,000,000
Totals $7,885,650,000
$705,000,000
$2,707,200,000
EXHIBIT B
B-1
FILING AND RECORDING OF
SIXTY-SIXTH SUPPLEMENTAL INDENTURE
FILING IN STATE OFFICES
State Office of Date
Financing Statement
Document Number
Washin to Secretar of State 5/26/22 2022-146-1057-4
Idaho Secretar of State 5/13/22 20220835996
Montan Secretar of State 4/19/22 20220266531
Ore on Secretar of State 4/25/2022 93166502
RECORDING IN COUNTY OFFICES
County
Washington
Office of
Real Estate Mortgage Records
Financing
Statement
Document
Number Date
Document
Number Book Page
Adams Audito 5/11/22 331460 N/A N/A N/A
Asoti Audito 4/25/22 376926 N/A N/A N/A
Benton Audito 4/26/22 2022-013996 N/A N/A N/A
Dou las Audito 4/26/22 3254694 N/A N/A N/A
Ferr Audito 4/25/22 0297703 N/A N/A N/A
Frankli Audito 4/26/22 1959914 N/A N/A N/A
Garfiel Audito 4/25/22 20220177 N/A N/A N/A
Grant Audito 5/5/22 1471330 N/A N/A N/A
Klickitat Audito 1/10/22 1152465 N/A N/A N/A
Lewis Audito 4/25/22 3575436 N/A N/A N/A
Lincol Audito 4/25/22 2022-0492001 N/A N/A N/A
Pend Oreille Audito 4/26/22 20220348774 N/A N/A N/A
Skamani Audito 4/25/22 2022-000851 ` N/A N/A
Spokane Audito 4/25/22 7201550 N/A N/A N/A
Stevens Audito 4/25/22 2022-0003598 N/A N/A N/A
Thursto Audito 5/17/22 4931941 N/A N/A N/A
Whitma Audito 4/25/22 773587 N/A N/A N/A
Idaho
Benewah Recorde 4/25/22 295178 N/A N/A N/A
Bonne Recorde 5/3/22 1004791 N/A N/A N/A
Boundar Recorde 4/25/22 291108 N/A N/A N/A
Clearwate Recorde 5/9/22 243378 N/A N/A N/A
Idaho Recorde 5/2/22 535875 N/A N/A N/A
Kootenai Recorde 5/2 22 2898619000 N/A N/A N/A
Latah Recorde 5/12/22 623231 N/A N/A N/A
B-2
RECORDING IN COUNTY OFFICES
County
Idaho (cont.)
Office of
Real Estate Mortgage Records
Financing
Statement
Document
Number Date
Document
Number Book Page
Lewis Recorde 4/25/22 150602 N/A N/A N/A
Nez Perce Recorde 5/2/22 899656 N/A N/A N/A
Shoshone Recorde 5/4/22 513553 N A N/A N/A
Montana
Bi Horn
Clerk &
Recorde 4/25/22 364868 175 444-486 N/A
Broadwate
Clerk &
Recorde 4/26/22 193398 240 19 N/A
Golden
Valle
Clerk &
Recorde 4/25/22 84796 M 21796 N/A
Mea he
Clerk &
Recorde 4/26/22 148363 N/A N/A N/A
Mineral
Clerk &
Recorde 4/25/22 125771
Rosebu
Clerk &
Recorde 4/28/22 0126172 166 860-902 N/A
Sanders
Clerk &
Recorde 4/25/22 325715 N/A
Stillwate
Clerk &
Recorde 4/25/22 386573 N/A N/A N/A
Treasure
Clerk &
Recorde 4/25/22 2022-0071 24 912 N/A
Wheatlan
Clerk &
Recorde 4/25/22 112416 M
33207-
33249 N/A
Yellowstone
Clerk &
Recorde 4/26/22 4015159 N/A N/A N/A
Oregon
Dou las Recorde 5/13/22 2022-008644 N/A N/A N/A
Jackso Recorde 4/28/22 2022-013988 N/A N/A N/A
Josephine Recorde 5/31/22 2022-007340 N/A N/A N/A
Klamath Recorde 4/25/22 2022-005225 N/A N/A N/A
Morrow Recorde 4/25/22 2022-51075 N/A N/A N/A
Union Reco de 4/25/22 20221343 N/A N/A N/A
Wallow Recorde 4/25/22 00086193 N/A N/A N/A
EXHIBIT C
C-1
PROPERTY ADDITIONS
First
THE ADDITIONAL ELECTRIC SUBSTATIONS AND SUBSTATION SITES of
the Company, in the State of Washington, including all buildings, structures, towers, poles,
equipment, appliances and devices for transforming, converting and distributing electric energy,
and the lands of the Company on which the same are situated and all of the Company's real
estate and interests therein, machinery, equipment, appliances, devices, appurtenances and
supplies, franchises, permits and other rights and other property forming a part of said
substations or any of them, or used or enjoyed or capable of being used or enjoyed in connection
with any thereof, including, but not limited to, the following situated in the State of Washington,
to wit:
Spokane County, Spokane: "Bluebird Substation #2", granted by Celina Wiederholt, an
unmarried person and Tariq Al Shamary, an unmarried person, conveys and warrants the
following described real estate, situated in the County of Spokane, State of Washington:
THAT PORTION OF THE SOUTHEAST QUARTER OF SECTION 17, TOWNSHIP 26
NORTH, RANGE 41 EAST OF THE WILLAMETTE MERIDIAN AND A PORTION OF THE
NORTHEAST QUARTER OF SECTION 20, TOWNSHIP 26 NORTH, RANGE 41 EAST OF
THE WILLAMETTE MERIDIAN MORE PARTICULARLY DESCRIBED AS FOLLOWS:
BEGINNING AT THE SOUTHWEST CORNER OF THE SAID SOUTHEAST QUARTER OF
SAID SECTION 17:
THENCE NORTH 02°30'42" WEST ALONG THE WEST LINE OF THE SAID SOUTHEAST
QUARTER, A DISTANCE OF 167.27 FEET;
THENCE NORTH 88°27'34" EAST 2676.65 FEET TO THE EAST LINE OF THE SAID
SOUTHEAST QUARTER OF SECTION 17;
THENCE SOUTH 02°42'50" EAST ALONG THE EAST LINE OF THE SAID SOUTHEAST
QUARTER, A DISTANCE OF 137.27 FEET;
THENCE SOUTH 88°27'34" WEST 38.89 FEET;
THENCE SOUTH 00°34'56" EAST 241.51 FEET;
THENCE SOUTH 88°27'34" WEST 2033.14 FEET;
THENCE SOUTH 02°32'39" EAST 45.01 FEET;
THENCE SOUTH 88°27'34" WEST 596.85 FEET TO THE WEST LINE OF THE SAID
NORTHEAST QUARTER OF SECTION 20;
THENCE NORTH 02°33'20" WEST ALONG THE SAID WEST LINE, A DISTANCE OF
256.52 FEET TO THE TRUE POINT OF BEGINNING;
EXCEPT COUNTY ROAD;
C-2
Adams County, Othello: "Bruce Siding Substation", granted by Port of Othello, a Municipal
Corporation, conveys and warrants the following described real estate, situated in the County of
Adams, State of Washington:
Lot 2, Andrews Industrial Short Plat No. 3, according to the Short Plat thereof filed June 20,
2007, in Volume 1 of Short Plats, Page 262, records of Adams County, Washington.
TOGETHER WITH all improvements and fixtures situated on the above described real
property on the date of this Agreement.
TOGETHER WITH all water and water rights including ditches, appropriations, franchises,
privileges, applications, permits, licenses and easements that are on, connected with, or usually
had and enjoyed in connection with the above described property.
TOGETHER WITH such right, title and interest as Seller has or may have, or may be able to
convey, with respect to rights and services appurtenant to the above described real property,
including but no limited to utility services and other services and agreements directly benefiting
the above described property.
SUBJECT TO:
This land is included within the East Columbia Basin Irrigation District and is subject to laws of
the United States and the State of Washington relative to the Columbia Basin Project and is
liable for further assessments, if any, levied by said District.
Rights of ways for roads, drains and canals as shown on the Farm Unit Plat of Irrigation Block
46.
Right of Way in favor of Cascade Natural Gas Company along the West line of Farm Unit 68, as
disclosed in instrument recorded September 11, 1983, in Book 95 of Deeds, Pages 510-515,
under Auditor's File No 95362.
Perpetual right of way and easement in favor of the United States of America for the right of way
of the East Low Canal, laterals, pipe lines, drains, dumping of waste material, etc., as
appropriated by the United States of America, in Order of Possession recorded May 28, 1953, in
Book 81 of Deeds, Pages 38-42, under Auditor's File No. 43699.
Easement for electric distribution lines, together with the necessary appurtenances, including the
terms, covenants and provisions thereto as granted by instrument;
Dated: April 30, 1993
Recorded: July 16, 1993
Recording No.: 231263, in Volume 202 of Recorded
Instruments, Page 383
To: The Washington Water Power Company
Road Access Easement & Well Protection Zone;
Grantor: Andrews, Clyde C. Revocable Living
C-3
Trust and Andrews, Bonnie J. Revocable
Living Trust
Grantor: Andrews, Clyde C. Revocable Living
Trust and Andrews, Bonnie J. Revocable
Living Trust
Recorded: March 22, 2005
Recording No.: 276889
Terms and Conditions of Irrigation Waste Water Easement Between Michael A. Andersen and
Janelle S. Andersen and Clyde C. Andrews and Bonnie J. Andrews, as Trustees under the Clyde
C. Andrews and Bonnie J. Andrews Revocable Living Trust recorded May 22, 2007, under
Auditor's File No. 285527.
Covenants, conditions, restrictions, recitals, reservations, easements, easement provisions,
encroachments, dedications, building setback lines, notes, statements, and other matters, if any,
but omitting any covenants or restrictions, if any, including but not limited to those based upon
race, color, religion, sex, sexual orientation, familial status, marital status, disability, handicap,
national origin, ancestry, or source of income, as set forth in applicable state or federal laws,
except to the extent that said covenant or restriction is permitted by applicable law, as set forth
on Andrews Industrial Short Plat No. 3:
Recording No: 285863
Easement(s) for the purpose(s) shown below and rights incidental thereto, as granted in a
document;
Granted to: Cascade National Gas Corporation
Purpose: Utility Easement Agreement
Recording Date: May 3, 2018
Recording No.: 318550
Second
BUSINESS OFFICE(S) AND/OR MISCELLANEOUS REAL ESTATE, in the State
of Washington, to wit:
Asotin County, Clarkston, WA: "Clarkston Facilities Fleet Shop", granted by Cheryl Gay
Fleming as Administrator of the Estate of Thomas E. Fleming, III, deceased, per Asotin County
Superior Court Case No. 07-4-00037-5, and Earl G. Fields and Donna J. Fields, as Co-Trustees
of the Earl and Donna Fields Revocable Trust under agreement dated May 9, 2013, conveys and
warrants the following described real estate, situated in the county of Asotin, State of
Washington:
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PARCEL I:
Situate in the County of Asotin, State of Washington, to-wit:
That part of the Northeast Quarter of Section 20, Township 11 North, Range 46 East of the
Willamette Meridian, described as follows:
Beginning at the monument at the intersection of the centerlines of 13th and Fair Streets; thence
West along the centerline of Fair Street 405 feet; thence North 30 feet to a point on the North
right of way line of Fair Street which is the True Point of Beginning; thence continuing North
170.5 feet; thence West 75 feet; thence South 170.5 feet to a point on the North right of way line
of Fair Street; thence East along said right of way line 75 feet to the true point of beginning.
PARCEL II:
Situate in the County of Asotin, State of Washington, to-wit:
That part of the Northeast Quarter of Section 20, Township 11 North, Range 46 East of the
Willamette Meridian, described as follows:
Beginning at the monument at the intersection of the centerlines of 13th and Fair Streets; thence
West along the centerline of Fair Street 330.0 feet; thence North 30.0 feet to a point on the North
right of way line of Fair Street, said point being the True Point of Beginning; thence continue
North 170.5 feet; thence West 75.0 feet; thence South 170.5 feet to a point on the North right of
way line of Fair Street; thence East along said right of way line for a distance of 75.0 feet to the
true place of beginning.
Subject to: Current Year Taxes, conditions, covenants, restrictions, reservations, easements,
rights and rights of way, apparent or of record.
Tax Parcel Number(s): 6-132-00-054-0004-0000, 6-132-00-054-0003-0000
EXHIBIT D
D-1
(Form of Bond)
PPN: 05379B E@2
AVISTA CORPORATION
First Mortgage Bond, 5.66% Series due 2053
REGISTERED REGISTERED
O. $
AVISTA CORPORATION, a corporation of the State of Washington
(hereinafter called the "Company"), for value received, hereby promises to pay to
, or registered assigns, on April 1, 2053 (the "Stated Maturity Date")
DOLLARS
and to pay the registered owner hereof interest thereon semi-annually in arrears on April 1 and
October 1 in each year (each such date, an "Interest Payment Date"), commencing October 1,
2023, and at Maturity (as hereinafter defined), at the rate of five and sixty-six one-hundredths per
centum (5.66%) per annum computed on the basis of a 360-day year consisting of twelve 30-day
months, until the Company's obligation with respect to the payment of such principal shall have
been discharged. This bond shall bear interest from March 29, 2023 or from the most recent
Interest Payment Date on or prior to the date of this bond to which interest on the bonds of this
series has been paid.
Dated: AVISTA CORPORATION
By:
Name:
Title:
ATTEST:
Name:
Title:
TRUSTEE'S CERTIFICATE
This bond is one of the bonds of the series herein designated, described or
provided for in the within-mentioned Mortgage.
CITIBANK, N.A.
Trustee
By
Authorized Signatory
D-2
The principal of and premium, if any, and interest on this bond payable at
Maturity shall be payable to the registered owner hereof upon presentation hereof at the office or
agency of the Company in the Borough of Manhattan, The City of New York, in such coin or
currency of the United States of America as at the time of payment is legal tender for public and
private debts. The interest on this bond (other than interest payable at Maturity) shall be paid by
check, in the similar coin or currency, mailed to the registered owner hereof as of the close of
business on the seventh Business Day (as defined in the Sixty-seventh Supplemental Indenture
referred to below) preceding each Interest Payment Date (each such date being herein called a
"Record Date"); provided, however, that if such registered owner shall be a securities depositary,
such payment shall be made by such other means in lieu of check as shall be agreed upon by the
Company, the Trustee and such registered owner; and provided further that, so long as this Bond
shall be held by (a) the original purchaser hereof under the Bond Purchase Agreement (as
defined in such Sixty-seventh Supplemental Indenture) or (b) any other Institutional Investor (as
defined in such Supplemental Indenture) that (i) is the direct or indirect transferee of this bond
from such original purchaser and (ii) has made the same agreement relating to this bond as such
original purchaser made in Section 8.2 of the Bond Purchase Agreement, payment of principal of
and premium, if any, and interest on this Bond shall be payable in the manner specified in the
Bond Purchase Agreement. Interest payable at Maturity shall be paid to the person to whom
principal shall be paid. As used herein, the term "Maturity" shall mean the date on which the
principal of this bond becomes due and payable, whether at stated maturity, upon redemption or
acceleration, or otherwise.
This bond is one of an issue of bonds of the Company issuable in series and is one
of a series known as its First Mortgage Bonds, 5.66% Series due 2053, all bonds of all such
series being issued and issuable under and equally secured (except insofar as any sinking or other
fund, established in accordance with the provisions of the Mortgage hereinafter mentioned, may
afford additional security for the bonds of any particular series) by a Mortgage and Deed of
Trust, dated as of June 1, 1939 (the "Original Mortgage"), executed by the Company (formerly
known as The Washington Water Power Company) to City Bank Farmers Trust Company and
Ralph E. Morton, as Trustees (Citibank, N.A., successor Trustee to both said Trustees). The
Original Mortgage has been amended and supplemented by various supplemental indentures,
including the Sixty-seventh Supplemental Indenture, dated as of March 1, 2023 (the "Sixty-
seventh Supplemental Indenture"), and, as so amended and supplemented, is herein called the
"Mortgage". Reference is made to the Mortgage for a description of the property mortgaged and
pledged, the nature and extent of the security, the rights of the holders of the bonds and of the
Trustee in respect thereof, the duties and immunities of the Trustee, the terms and conditions
upon which the bonds are and are to be secured and the circumstances under which additional
bonds may be issued. If there shall be a conflict between the terms of this bond and the
provisions of the Mortgage, the provisions of the Mortgage shall control to the extent permitted
by law. The holder of this bond, by its acceptance hereof, shall be deemed to have consented
and agreed to all of the terms and provisions of the Mortgage and, further, in the event that such
holder shall not be the sole beneficial owner of this bond, shall be deemed to have agreed to use
all commercially reasonable efforts to cause all direct and indirect beneficial owners of this bond
to have knowledge of the terms and provisions of the Mortgage and of this bond and to comply
therewith, including particularly, but without limitation, any provisions or restrictions in the
Mortgage regarding the transfer or exchange of such beneficial interests and any legend set forth
on this bond.
D-3
The Mortgage may be modified or altered by affirmative vote of the holders of at
least 60% in principal amount of the bonds outstanding under the Mortgage, considered as one
class, or, if the rights of one or more, but less than all, series of bonds then outstanding are to be
affected, then such modification or alteration may be effected with the affirmative vote only of
60% in principal amount of the bonds outstanding of the series so to be affected, considered as
one class, and, furthermore, for limited purposes, the Mortgage may be modified or altered
without any consent or other action of holders of any series of bonds. No modification or
alteration shall, however, permit an extension of the Maturity of the principal of, or interest on,
this bond or a reduction in such principal or the rate of interest hereon or any other modification
in the terms of payment of such principal or interest or the creation of any lien equal or prior to
the lien of the Mortgage or deprive the holder of a lien on the mortgaged and pledged property
without the consent of the holder hereof. Each initial and subsequent holder of bonds of this
series, by virtue of its acquisition of an interest therein, shall be deemed, without further act, to
have consented to the prospective amendments to the Original Mortgage set forth or referred to
in the Sixty-seventh Supplemental Indenture.
The principal hereof, together with all accrued and unpaid interest hereon (but
without premium), may be declared or may become due prior to the Stated Maturity Date on the
conditions, in the manner and at the time set forth in the Mortgage, upon the occurrence of a
Completed Default as in the Mortgage provided.
As provided in the Mortgage and subject to certain limitations therein set forth,
this bond or any portion of the principal amount hereof will be deemed to have been paid if there
has been irrevocably deposited with the Trustee moneys or direct obligations of or obligations
guaranteed by the United States of America, the principal of and interest on which when due, and
without regard to any reinvestment thereof, will provide moneys which, together with moneys so
deposited, will be sufficient to pay when due the principal of and premium, if any, and interest
on this bond when due.
The Mortgage contains terms, provisions and conditions relating to the
consolidation or merger of the Company with or into, and the conveyance or other transfer, or
lease, of assets to, another corporation and to the assumption by such other corporation, in certain
circumstances, of all of the obligations of the Company under the Mortgage and on the bonds
secured thereby.
In the manner prescribed in the Mortgage, this bond is transferable by the
registered owner hereof in person, or by his duly authorized attorney, at the office or agency of
the Company in the Borough of Manhattan, The City of New York, upon surrender and
cancellation of this bond, together with a written instrument of transfer whenever required by the
Company duly executed by the registered owner or by its duly authorized attorney, and,
thereupon, a new fully registered bond of the same series for a like principal amount will be
issued to the transferee in exchange herefor as provided in the Mortgage. The Company and the
Trustee may deem and treat the person in whose name this bond is registered as the absolute
owner hereof for the purpose of receiving payment and for all other purposes.
In the manner prescribed in the Mortgage, any bonds of this series, upon
surrender thereof for cancellation at the office or agency of the Company in the Borough of
D-4
Manhattan, The City of New York, are exchangeable for a like aggregate principal amount of
bonds of the same series of other authorized denominations.
Prior to the Par Call Date (as hereinafter defined), the bonds of this series shall be
redeemable in whole at any time or in part from time to time, at the option of the Company, upon
notice mailed as provided in Section 52 of the Mortgage, at a redemption price equal to the
greater of
(a) 100% of the principal amount of the bonds being redeemed and
(b) (i) the sum of the present values of the remaining scheduled payments
of principal of and interest on the bonds being redeemed (assuming, for this purpose, that
the bonds of this series were stated to mature on the Par Call Date), discounted to the date
of redemption on a semiannual basis (assuming a 360-day year consisting of twelve 30-
day months) at a discount rate equal to the Treasury Yield (as hereinafter defined) plus 50
basis points, less (ii) interest accrued to the redemption date,
plus, in the case of either (a) or (b) above, whichever is applicable, accrued and unpaid interest
on such bonds to the date of redemption.
On or after the Par Call Date, the bonds of this series shall be redeemable in
whole at any time, or in part from time to time, at the option of the Company, upon notice mailed
as aforesaid, at a redemption price equal to 100% of the principal amount of the bonds being
redeemed plus accrued and unpaid interest on such bonds to the date of redemption.
"Par Call Date" means October 1, 2052.
"Treasury Yield" has the meaning set forth in the Sixty-seventh Supplemental
Indenture.
Except as provided above, (a) the bonds of this series are not redeemable prior to
the Stated Maturity Date and (b) no amount other than the principal of and interest on the bonds
of this series shall be payable in respect of such bonds at Maturity or otherwise.
No recourse shall be had for the payment of the principal of or premium, if any, or
interest on this bond against any incorporator or any past, present or future subscriber to the
capital stock, stockholder, officer or director of the Company or of any predecessor or successor
corporation, as such, either directly or through the Company or any predecessor or successor
corporation, under any rule of law, statute or constitution or by the enforcement of any
assessment or otherwise, all such liability of incorporators, subscribers, stockholders, officers
and directors being released by the holder or owner hereof by the acceptance of this bond and
being likewise waived and released by the terms of the Mortgage.
This bond shall not become obligatory until Citibank, N.A., the Trustee under the
Mortgage, or its successor thereunder, shall have signed the form of certificate endorsed hereon.
____________________
D-5
ASSIGNMENT FORM
FOR VALUE RECEIVED the undersigned hereby sells, assigns and transfers unto
________________________________________________________________________
[please insert social security or other identifying number of assignee]
________________________________________________________________________
[please print or typewrite name and address of assignee]
________________________________________________________________________
the within bond of AVISTA CORPORATION and does hereby irrevocably constitute and
appoint ____________________________________________, Attorney, to transfer said bond
on the books of the within-mentioned Company, with full power of substitution in the premises.
Dated: _________________
___________________________________
[signature of assignor]
Notice: The signature to this assignment must correspond with the name as written upon the face
of the bond in every particular without alteration or enlargement or any change whatsoever.