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HomeMy WebLinkAbout20110901Notice of Affiliate Transaction.pdf~~l~OUNTAIN September 1, 2011 Mark C Moench Senior Vice Presiden and General Counsel 201 S. Main Steet, Suite 2400 Salt Lake Cit, UT 84111 801-220-459 Office 801-220-4058 Fax mark.moench(§aciforp.com VI OVERNIGHT DELIVERY Re: PacifiCorp Notice of Affliate Tranaction Case No. PAC-E-05-8 (/''1-0 l ;:m('m :; Jean D. Jewell Commssion Secreta Idaho Public Utilties Commssion 472 West Washigton Boise, ID 83702-5983 :::x- .. ,T1 ~": oU1 Dear Ms. Jewell: Ths letter wil serve as notice puruat to Commtment I 17(2), incorporated in the Idaho Public Utilties Commission Order No. 29973 issued Februar 13,2006, as supplemented by Order No. 29998 March 14, 2006, in the above-referenced proceeding, approving the acquisition of PacifiCorp by MidAerican Energy Holdings Company, of an afliate interest transaction. Rocky Mountan Power hereby provides notice of an affiliate transaction and provides as Attchment A to ths notice an original and five (5) copies of the Intercompany Mutu Assistace Agrement (Agreement) entered into by and between PacifiCorp, MidAerican Energy Company (MC), Kern River Gas Transmission Company (Kern River) and Nortern Natu Gas Company (NG) (all four entities may be referred to collectively as Paries or individualy as a Par). PacifiCorp is an indirect, wholly-owned subsidiar of MidAerican Energy Holdings Company (MEHC). MEC, Kern River and NNG are also indirect, wholly-owned subsidiares of MEHC. Therefore, MEHC's ownership interest in PacifiCorp, MEC, Kern River and NNG may create an afliate relationship in some jursdictions. The Pares are subject to reguation either by state public utilty reguatory commissions or the Federa Energy Regulatory Commission. MEC provides retal electrc and natual gas services in Iowa, South Dakota and Ilinois. Kern River operates a natual gas pipeline extending though Wyomig, Uta Nevada and Californa. NNG operates an interstate natual gas pipeline primarly deliverig natual gas in the Midwest. PacifiCorp provides retal electrc service in Washington, Oregon, Californa, Uta, Idaho and Wyoming. The Paries occasionally experience emergency situtions, such as outages due to storms or equipment failure and have plan in place to address such situtions. For example, PacifiCorp may draw upon its own resources, such as personnel and inventory, to respond to emergencysitutions. PacifiCorp may also enlist the assistace of neighborig utilities puruat to emergency services agreements such as the Western Regiona Mutu Assistce Agreement. It was determed that the rate-reguated subsidiaries of MEHC, i.e. the Paries, may also benefit from being able to rely on each other durng emergency situtions. To that end, the Agreement was developed. Idaho Public Utilties Commission September 1, 2011 Page 2 The Agreement is simlar in strctue to the Intercompany Admstrtive Services Agreement (IASA) used by MEHC and its subsidiares to shae admstrative servicesl and is intended to be an additional tool for respondig to emergencies. Under the Agreement, a Pary needing assistace may request it of another Par or Paries. The other Paries may choose whether or not to provide the requested assistace. In working with other utilties for which mutu assistace agreements are already in place, PacifiCorp typically only provides labor or other services, and only to the extent that providing such assistace will not impai the Company's own operations. PacifiCorp may occasionally provide goods, although only if there is surlus inventory and the provision of goods will not impai the Company's own operations. All aspects of providing assistace will be governed by the Edison Electrc Institute Mutu Aid Agreement, the Western Region Mutu Assistace Agreement, or other such agreements that may be customarly used in the region where the assistace is being provided, except for the reimbursement of costs. Reimbursement of costs will be governed by Aricle 4 of the Agreement, which generally provides that goods will be reimbursed at the replacement cost and services wil be reimbursed as a direct charge, service charge or allocation as applicable puruat to the Intercompany Admstrative Services Agreement (IASA). A copy of the Edison Electrc Intitute Mutul Aid Agreement is included as Attchment B. A copy of the Western Region Mutu Assistace Agreement is included as Atthment C. The Company includes Attchments B and C to provide the Commssion with additional information regarding the terms and conditions of the Agreement. The Agreement serves the public interest by adding an option for responding to emergencies when the Company needs resources from externl sources. PacifiCorp intends to continue its practice of relying on utilties nearest the event trggerig the need for assistace. However, there may be situtions in which it would be reasonable to rely on one or more of the Paries. The Company anticipates the need to rely on the Agreement to be rare and does not have estimates on anua spendig under the Agreement at ths time. PacifiCorp only intends to provide assistace under the Agreement to the extent doing so will only involve surlus resources and wil not impair operations. Please do not hesitate to contact me if you have any questions. Sincerely,7t~$.~ Mark C. Moench Senior Vice President and General Counel Enclosures i The Commission approved the IASA as par ofits approval ofMEHC's acquisition ofPacifiCorp. In The Matter of the Joint Application ofMidAerican Energy Holdigs Company (MHC) And PacifiCorp dba Uta Power & Light Company for an Order Authorizing MEHC to Acquire PacifiCorp, Docket No. PAC-E-05-8 Issued 02/13/2006 Attachment A '0 ,,~ INTERCOMPANY MUTUAL ASSISTANCE AGREEMENT BY AND BElEEN ntE RATE"REGULATED SUBSIDIARIES OF UIDAMERICAN ENERGY HOLDINGS COMPANY This Intercpay Mutual Assistce Agreement ("Agremenl is entered into by and between the mte. regulated public utilty subsidias of MidAmerica Energ Holdings Copany ("Company" (each a "Par and together th "Partiej. WHEREAS, each of the Pares provides public utilty servce subject to the oversight of regulator authorities, such as a stte public utilty commission and/or the Federal Energy Regulatory Commission ('fERCIt): WHEREAS, a Part may from time to time require mutal aid or asistance from anoter Pary, which may involve the prosion of goo. servces and/or specialized resurces for temporary emergncy purpes, or the emergency intrchange of equipment or gos by one Part to the other, as log as provided without detriment to the proidin Pary's public utilit obliga1ion ("mutual asistance"); and WHEREAS, as rate-regulate public utilties, the Parties have obligations to proide reasnably adequate public utilit service, and frm time to time may be able to assist one another In providing mutual asistance; and WHEREAS, the Partes ar some of the signatories of the Intercpay Adminisative Services Agreement ("tSA") by and between Company and it Subsidiaries, which peit th sharing of professional, technical and other specialized resources and wish to enter into an agreement that wil allo mutual assistance on similar lerms; and WHEREAS, in order to minimize àny potntil for cr-subsidiztion or affliate abuse and ensure appropriate oversght partcipaion under this Agreement is limited to Rate-Regulated Subsidiaries of the Company. Nowi THEREFORE, in cosideration of the premises and mutual agreements set forth herein, the Part agree as follows: '. ARTICLE 1. PROVISION OF MUTUAL ASiSTANCE Upon and subject to the tenns of this Agreement, one Part ("Providing Part may provie mutual assistace to anotr Pary ("Recipien Part. Availabilit and.provision of mutual assistce shal be governed by an applicable mutual aid agreement, which may be the Edison Electic Institute Mutua Aid Agreement, the Western Region Mutual Assce Agreement. or such other agreement as may be cuomarily usd in the region where the mutal assistnce is to be provided, except for reimbursemen of costs, which shall be governed by Artcle 4 of this Agrement. The Partes regnize that there may be several phases of mutl assistance activity, including pre- notffcation of a potential need for asistance, a requet for information related to the costs and availabilit of mutal assisnce, and acal mobilization. Only actual mobilzation is considered the provision of mutual assistance, ARTICLE 2. DEFINITONS For purpses of this Agreement, these term shall be defind as follows: (a) "Lawsn shall mean any law, sttute, rule, regulation or ordinance of any goernmental authority, which may be witut limitat a federal agency, a state or a governmentl subdiviion. (b) "Rate.Regulated Subsidiary shall mean a subsidiar of the Company ("subsidiary) that is regulated by øne or more State Commissions and/or FERC, in the subsidiarys capacity of providing regulated public utilit servic. (c) "State Commissions" shall mea any ste public utilit commission or state public service commission wi utilty regulatory jurisdiction over a Rate.Regulated Subsidiary. ARTICLE 3. EFFECTVE DATE This Agreement shall be effeciv as of the dat of executon; provided, however, tht in those jurisdictions in which regulatory approvl is required befor the Agreement becomes effecive, the effective date shl be as of the date of such approval. ARTICLE 4. CHARGES AND PAYMEN The Parties reconize that charges for mutual assistce wil begin when a request for mobilzation of assistance is submited to the ProIding Part by the Recipient Par. Co asociated wit pre-otiftion of a potential need or gathering of inforation asociated with a request for mutual assistance wil no be charged to the Recipient Part. Providing Partes shall bill Recipient Partes, as approrite. for mutual assistance rendered under this Agreement in as spc a manner as praicable, Payments for mutual assistance shall be governed by an applicable mutual aid agrement. which may be the Edison Electric Instute Mutua Aid Agrement. the Wesern Region Mutual Assistnce Agreement, or suc other agreement as may be customarily used in the region where the mutal assistace is to be provided. In the event 1hat the mutual asistnc consists only of the intercange of a goo in an emergncy circumstnce, the Recipient Part shaU reimburse the Providing Par the replacement cos of the Page 2 " transferred go. Any asated services shall be reimbursd by the Recipient Part as a direct che, servic charge or allocation as applicable pursuant to the IASA. ARTICLE 5. STANDARD OF CARE. The Pars shall comply wit all applicable Laws regarding affliate interest transactions, including timely iiling of regulatory filings and reports, The Paries agree not to cross-subsidize and shall comply with all applicabe Las and orders issued by State Comissons or FERC.Subject to the terms of this Agreement. the Parties shall perform their obligations hereunder in a commercially reonable manner. ARTICLE 6. TAXES Each Part shl bear all taxes, duties and oUr simila charges, excet taes baed upon its gross incoe (and any related interest and penalties), imposd as a resu~ of it recipt of mutal assistance under this Agreement, including without limitation sales, use and vaueddd taes. ARICLE 7. ACCOUNTNG AND AUDmNG Providing Parties shall maintain such books and records as are necssary to support the charges for mutual assistance, in sufcient detl as may be necess to enable the Parties to satisfy appUcable regulatry requiremen ("Records"). All Parties: (a) Shall proVide accss to the Records at all reasonle times; (b) Shall maintain the Recos in accordanc with goo record management practices and with at leas the same degree of completeness, accrac and cae as it maintains for it own rerds; and (c) Shall maintain its own accunting record, separate from the other Paries' acunting recos. Subject to the provisions of this Agreement, Record suppng mutual assisnce bilings shall be available for inspection and copyilg by any qualifed repres or agent of a Part, at the expense of the inquiring Part. In addition, FERC or Stte Commissions st or agents may audit the accuntng reord of Providing Partes 1hat form the basis ior charges to Rate-Regulated Subsidiaries. All Partes agree to corate fully wtth such audits. ARTICLE 8. COPERATION WITH OTHERS The Paries shall use good falthefforts to cooperae wit each other in all matters related to the provision and receipt of mutual assistace. Such good tanh coperation wil include providing electronic accss in th same manner as provided other vendors and contracors to syems used in connection wit mutual assice and using commercally reasable effor to obtn all consents, licnss, sublicenses or approvals nece to permit each Part to peorm Its obligations. Each Part shall make available to another Part any jnformati required or reasonably requested by the Part relate to th proision of mutual assistanc. and shall be responsibe for timely provision of said information and for the accrac and completeness of the informatin; provided, however, that a Part shall not be liale for not providing any information th is subject to a confidentiality obligation or a reulator obUgation not to disclose or be a conduit of information owed by it to a person or regulatory body other than the other Par. The Partie shall coerate with each oter in making such information available as needed In the event of any and all intemal or external audits. State Commissions or FERC regulatory proceedings, legal actions, or dispute reoluton. Page 3 .. t. Each Par shal fully coperate and cordinate wit eaCh othets employes and cotraors in the penormance or proision of mutual assistance. The Parties shll not comit or permit any act that will inteere with the peiformance or receipt of mutual asiste by any Part1s emploees or contractors. ARTICLE 9. COMPUANCE WIT AL LAWS Each Party shall be responsible for (a) it compliance with all Laws afectig us business, including, but not limited to, laws and governmental regulations governin federal an stte affilate trnsactons, workersl oopensation, health, safety and secunt; (b) any use it may make of the mutua asisce to assist it in caplyi wit such laws and governmenta regulatins; and (c) compliance wit FERC's S1andards of Conduct, Market-Based Rate Affilate Restrictions, and any comprae restrctons impoed by FERC or State Commissions. ARTICLE 10. LIMITATION OF UABIUTY Notwitstnding any ot proision of this Agreement and except for (a) rights provided under Artcle 11 in canection with Third-Pa Claims; (b) direct or actual daages as a result of a bJeach of this Agreement; and (c) liabilty caused by a Parts negligence or willful misconduct no Part, nor its respectve directors, offcers, employe and agnt, wil have any liablit to any other Part, nor its respctive directrs, offcers, emplees and agent, whether based on contract, warty, tort, stct liabilit or any other theory, for any indire, incidental, cosequential or specal damages, and no Part, as a result of providing mutual assisan pursnt to this Agreement, shal be liale to any oter Part tor mOJe than the cot of the mutal asistance relte to the clim or damages. ARTICLE 11. INDEMNIFICAnON Each of the Paries will indemnif, defend and hold hamless eac oter Part, members of its Board of Directors, officers, employees and agent against and from any Third-Part Claims resulting from any negligence or wiltlul misduct of a Partls employees, agents, represetatives or subctractors of any tier, their employees, agent or representatives in the penornce or nonperformance of its obligations undr this Agreement or in an way related to this Agreement. If a Third-Par Claim arising out of or in oonnectonwith this Agreement resuHs from the negligence of multiple Parts, including their employees, agent, suppliers and subntractors, each Pary wil bear liabilit with reec to th Third-Par Claim in propoio to it own negligence. ARTICLE 12. DISPUT RELUTON The Parties shall prompt resolve any conflicts arising under this Agreement and such resolution shall be final. If aplicabl, adjustments to the charges wil be made as reuired to reflect th discovery of errors or omissions in the chares. If the Partes are unable to ree any serve, performance or budget issues or if there is a materil breach of this Agreement that has not been correced within ninety (90) days, representaties of the affecd Parties wil meet promptly to review and relve those issues in gOO faith. ARTICLE 13. TERNATIN FOR CONVENIENCE A 'Party may terminate its paricipation in this Agreement elUer with respect to all, or part, of the mutual assistance provided hereunder at any time and from time 10 time, for an reason or no reasn, by giving notce of termination to the oter part as soon as reasonably possible. Page 4 I" . & ARTICLE 14. CONFIDENAL INFORMTIONlONDlSlOSURE To the fullest extent allowed by law, the provision of mutual assistce or reimbursment for mutual assistnce provided pursuant to this Agreement shall not operate to impair or waiv any privilege available to any Part in conecion wit the mutual asistace, Its provision or reimbursement threof. The Parts shall handle all Information exchanged in the cours of perfonning mutal assistce in accrdance with requirements for documenting and handling critic infrastructre infonnation as defined by the North American Eléetc Reliabilit Corpration Critical Infrastructre Protection Stndards and wil furter comply wit no-disclure requirements of otr applicae regulations. The Pares shall use good faith effrt at the termination or expiraion of this Agreement to ensure that any user accss an passwrds related to this Agreement ar tenninated. ARTICLE 15. PERITED DISLOSURE Notitstding provisions of this Agrement to the contrary, each Par may disclos confidential information: (a) To the extent require by Slate Commissions, FERC, a court of competent jurisdicion or other governmental authority or otherwise as required by Lawsj including without Umitaon disclosure obligatios impos under federal securi laws, provided that such Par has given the oter Par prir notic of such requirement when legally permissible to permit the other Part to take such legal action to prevent the disclosure as it deems reasonle, appropriate or necess or (b) On a "need-to-know" ba under an obligation of confidentialit to its cosultnts, legal consel, affliates, accountants, banks and other financing sourcs and their advisors. ARTICLE 16. SUBCONrACTOR To the extent provided herein, the Pares shall be fully responsible for the act or omissions of any subcontractor of any tier and of all persons employed by such subcoractors and shall maintin complete contro over all such subtrctors, it being understood and agree that anything not cotained herein shall not be deemed to create any contrctual relation between the subcntraor of any tier and thPame~ . ARTICLE 17. NONWAWER The faDur of a Part to insist upo or enforce stict performancè of any of the term of this Agreement or to exercise any right herein shall not be constd as a waivr or relinquishment to any extent of its right to enforce such terms or rights on any future occaion. ARTICLE 18. SEVERABILITY Any provision of this Agreent prohibited or rendered unenforceable by operaton of law shall be ineffeciv only to the extnt of such prohibitio or unenforceablit without invalidating the remaining provisions of this Agreement. ARTlCLE 19. EtrRE AGREEMENTIDMEN INCORPORATED BY REFERECE All understandings, representtions, warranties. agreements and refereced attments, if any, existng between the Paries regrding the subjec mater hereof are merged into this Agreement, which fully and completely express the agrement of the Parts wit respe to the subjec matter hereo. This Agreement has been duly executed on behalf of the Parts as follows: Page 5 f,. .,, , ~-- - - -- - - - KERN RIVER GAS-TRANSMlSSION-COMPAN-- MIDAMERICAN ENE By: THle: By: Title: .-it?.t C~t.¡+r~ 1I ~¡ Name: :rm SIJ~J(e..:tk,Name: Date:Date: r;b..v.11 vJ /5, 'J0ll 7 NORTHERN NATURAL GAS COMPANY By: Tille: PACIRP ~ By 1J K~ Tit: 5V p g- C fO Name: DQiii¡lps K, St\AIff.C Date: ~ / 1,.1, \ Name: Date: Page 6 " I KERN RIVER GAS TRANSMISSION COMPANY By::tIU1. 'f1dM&. Tille: kon1xv/ler Name: ~\ Date: &.kriJfI~j 15; 'Joll PACIFlCoAP By: Title: Name: NO ERN NATURAL GAS COMPANY&r# llUe: yP. firrl Name: :J! Lil.~2~lu Naine: Date: Page 6 -------_. - - -----_. - ---- --_._-~ ~- ~ --------------- -- --------- --- --- . ..._.- ~-_. ... KERN RIVER GAS TRANSMISSION COMPANY By: Title: Name: Date: NORTHERN NATURAL GAS COMPANY By: Ttle: Name: Date: By: Titie:-,if? f¡ Name: ..rY Date: ¡:k1'1JtJ Vj SA ~ J(t;te:, I 51 po II PACIFICORP By: TItle: Name: Date: Page 6 (. ,; tfl C KERN RlV.ERGAS TfW$MI$$JÒN CQMl'ANY By: . Tit: Name: ~r.. . "'~FtRN NATUAlL GAS COMPANY..... d/gßy..~~.. Tit: . yP - fbcc. Name: . =c L ... . L.ilo~2/z,w By: TJ(l: -- J fJ .t .' , C~N+rg llO\.. ~.. ....... Nae: . ~in S'pe Já:.te-. .f Dae: F;£l"iJflYj J ~/ ,~n Ii PAÇJFlCO~P By: Tit: . Namê:. Påte:, Pa,g6 Attachment B MidAerican ENERGY OBSESSIELY. RlltoTU::SSLY ATYØSIlIIE. MidAl'can Energy 3500 104th Stre01 P.O. Box 657 Des Moíiis, Iowa 50313-657 February 27, 2007 Omaha Public Power District Tom Laren 444 S. 16th Stree Mall Omaha, NE 68102 Dear Mr: Lasen: Based on MidAmerican Energy Company's ("MidAmerican") request for assistance, Omaha Public Power Distrct has executed an Edison Electric Institute Mutual Assistace Agreement and agreed to provide MidAerican with assistance in the form of personnel and equipment to aid in restoring and/or maintaining electc utilty service. MidAmencan hereby agrees to adhere to the terms and conditions of the Edison Electric Institute Mutual Assistance Ageement and the associated principles in effect at the time the mutual aid is provided as if the same were incorporated by reference in this agreement. Ver trYY~"" -;/VFt-.JOhn~rl. Vice President, Distribution Operations MidAmerica Energy Company Edison ElectrÎc Institute Mutual Assistance Agreement Edison Electric Institute ("imn member. companies have esuiblishcd an implemented an effective system whereby member companies may receive and provide assistance in the fomi of personnel und equipment to aid in restoring and/or maintaining electric utilty service when such service has been disrupted by acts of tile elemcn~. equipment m.l1functions, accidents, sabotage, or any otber occurrence for which emergency assisiance is deemed to be necessary or advisable (\'Emergency Assistance"). This Mutual As..',¡stimce Agrccmcni ~cts forth the ICrm ,mel condiiions. to wlüch the undersigned EEl member company ("Participating Company") agrCL'S to be bóund on all occasions that it requests and receives ("Requesting Company't) or provides ("Respouding Companyn) Emergency Assistance from or to another l)aiiicipating Company who Ims also signed the EEl Mutual Assistance Agrcerncl1t: provided, however., that if a RC(,juesling Com~my iind one or more Responding Companies arc pSl1ieii to anotbermutmil assistance agrement at the time pfthe Emergency AssiSÙnce is requested, such other mutual assis.tance ngreement shall govern the Emergency Assistance tlffong those Particip.iting Companies. In consideration of the foregoing, the Participating Company hereby agrees as follows: (i) \\'hen providing Emergency Assistant( to or receiving Emergency Assistance from another I)articipating Company, the Piilticipatil1g Company wil adhere to the wriuen principles developed by EEl ineinbers to govern Emergency Assistance armngements among member companies ("EEl PiincipJes"), that are iii effect as of the date of a specifc request for Ilmcrgcnc)' Assistance, unlc&'S otherwise agred to in writing by e~H;h Participêlting Company. (2) With respect to each Emergency Assistance event, Requesting Companies asrce that they wil reimburse Responding Companies tor all costs and expenses incurred by Responding Compl1lics in providing Emergency Assistunce us provided under the EEl Principles, unless otherwise abirecd to in wrting by each Participating Company; provided. however. that Responding Companies 1111J'i maintain auditable records in a manner consistent with the EElPrinciples. (3) During each Emergency Assistance event. the conduct.of the RequcMting Com¡ianiesaüdthe Responding Companies shall be súbjectltl lheHabilìtyand indcmnifci:iitm provisions set jurth ìl1lhe EEIPril1ciplcs. (4) A Participating Company may withdra\.. from this Agrccmcni at any time. In such an event, the company should provide written notice 10 E.Els Director of Security of Trans.mission and Disti'jbutioii Operations, (5) EEl's I)jrector of Security of Transmission and Distribution Operations shull m(lÌrttain a list of c¡\ch Participating Company which shull be post cd on the RestorePower wcb site nt www.rcstorepowcr.:Oln. However, a Participating Company may request a copy of the signed Mutual As.sistance Agreement of another Participating Company prior to providing or receiving Emergency Assistance. Signature Oflic(.'f Name: ;.E It. J;;i+¡.~¿'N Title: VIU f1..~d;;¡;;W rDate: ;i/:i ~ 7 .I EDISON ELECTRIC INSTITUTE RESTORE.... SUGGESTED GOVERNING PRINCIPLES COVERING EMERGENCY ASSISTANCE ARRANGEMENTS BETWEEN EDISON ELECTRIC INSTITUTE MEMBER COMPANIES Electric companies have occasion to carl upon other companies for emergency assistance in the form of personnel or equipment to aid in maintaining or restoring electnc utility service when such service has been dÍSrupted by acts of the elements, equipment malfunctions. accidênls, sabotage or any other occurrences Where the parties deem emergency assistance to be necèssary or advisable. While it is acknowledged that a company is not under any obligation to furnish such emergency assistance, axpenence indicates that companies are willng to furnish such asSîS'tanc9 when personnél or equipment are available. In the a f a continuing formal contract betwen a company requesting emergency assistan questing Company") and a company wiling to furnish such assistance ("Responding Company"), the following principles ate suggested as the basis for a contract governing emergency assistnce to be established at the time such assistance is requested: 1. , The emergency assistance period shall commence when personnel and/or equipment expenses are initially Incurred by th Responding Company in response to the Requesting Company's needs. (This would include any request for the Responding Company to prepare its employees andlor eaurpment for trarsporl to the Requesting Company's location but to await further instructions before departing). The emergency assistance period shall terminate when such employees and/or equipment have retuned to the Responding Company, and shall inlude any mandated DOT rest time resultng from the assistnce provided and reasonable time required to prepare thê equipment for return to normal actMtìes (e.g. cleaning off frucks, restocking minor materials, etc.). 2. To the extent possible. the companies should reach a mutual understanding çind agreement in advance on the anticpated length - in general - of the emergency assistance period. For extended assistance periods, the companies should agree on the precess tor replacing or providing extra rest for the Responding Company's employees. It is understood and agreed that If; In the Responding Company's judgment such action becomes necessary the decsion to terminate the assistance and recall employees, contr-i:ctors, end equipment lies solely vnth the Responding Company. The Requesting Company wi! take the necessary action to return such employees, contractors, and equipmnt promptly. 3. Employees of Responding Company shall at all times during 1M emergency assistance period continue to be employees of Responding Company and shall not be deemed employees of Requesting Company for any purpose. Responding Company shall be .an independent Coo tractor of Requesting Company and wages, hours and other terms and conditions of employmnt of Responding Company shall remain applicable to its employees during the emergency assistance period. 4. Responding Company shall make available at least one supervisor in addition to crew foremen. All instruclions for work 10 be done by Responding Company's crews shall be given by Requesting Company to Responding Company's supervisor(s); or. when ItllII.iIt:B BDISON ELECTRIC L'lSTITUTE RESTORE Responding Company's crews are to work in widely separate areas, to such of Responding Company's foremen as may be designated for the purpose by Responding Company'ssupervi50r( 5), 5. Unless otherwe agreed by the companies, Requesting Company shall be responsible for supplying andtor coorcUnating support functions such as lodging. meals, materials, etc. As an exception to this, the Responding Company shall normally be responsible for arranging lodging and meals en route to the Receivng Company and for Ihe return trip hóme. The oost for these In transit expenses wil be covered by the requesting company. 6. Responding Company's safety rules shatl apply to all work done by their employees. Unless mutually agreed otheiwse, the Requesting Company's switching and tagging rules should be followed to ensure consistent and safe operatin. Any questions or concerns arjsing about any safety rules and/or procedures should be brought 10 the proper level of management for prompt resolution between management of the Requesting and Responding Companies. 7. All time sheets and work records pertining to Responding Company's employees furnlshing emergency assistance shall be kept by Responding Company. 8. Requesling Company shall indicate to Responding Company the type and size of trucks and other equipment desired as well as the number of job function of employees requested but the extent to which Responding Company makes available such equipmént and employees shall be at Responding Company's soJe discretion, 9. Requesting Company shall reimburse Responding Company for all costs and expenses incurred by Responding Company as a result of furnishing emergency assistance. Responding Company shalf furnish documentation of expenses to Requesting Company. Such costs and expenses shall include, but not be limited to, the following: a. Employees' wages and salaries for paid time spent in Requesting Company's service area and paid lime during travel to and from such service area, plus Responding Company's standard payable additives to cover all employee benefis and allowances for vacation. sick leave and holiday pay and I and retirement benefits. all payroll taxes, workmen's compensation, ampl liabiliy insurance and other contingencies and benefits imposed by applicable law or regulation. b. Employee travel and living expenses (meals. lodging and reasonable incidentals). c, Replacement cost of materiais and supplies expended or furnished. d. Repair or replacement cost of equipment damaged or lost. Charges. at rates internally used by Responding Company, for the use of transportation equipment and other equipment requested. EDISON ELECTRIC INSTITUTE RESTORE WÚffA""Qa"W,W",*_"",, f. Administrative and general costs, which are properly altocable to the emergency assistance to the elCent such costs, are not chargeable pursuant to the foregoing subsecUons. 10. Requestlng Company shall pay all costs and expenses of Respnding Company within sixty days after receiving an inl/aioe therefor. Requesting Company shall indemnify, hold harmless and defend the Responding Company from and against any and all Iiabífity for loss. damae, cost or expense which Responding Company may incur by reason at bodily injury. including death, to any person or persons or by reason of damage to or destruction of any property i inciuding the loss of use thereof, which result from furnishing emergency assisnce and whether or not due in whole or in part to any act, omission, or negligence of Responing Company except to the extent that such death or injury to person, or damage to propert, is caused by the willful or wanton misconduct and I or gross negligence ot the Respondfng Company. Where payments are made by the Responding Company under a workmen's compensation Of disabilty benefits law or any similar law for bodily injury or d~itth resultng from furnishing emergency assistance, Requesting Company shall reimburse the Responding Company for such payments. except to the extent that such boily injury or death is caused by the wílful or wan Ion misconduct and I or gross negligence oftha Responding Company.. In the event any claim or demand is made or suìt or action is fied against Responding Company alleging liabilit far which Requesting Company shall indemniy and hold harmless R.esponding Company under paragraph (11) above, Responding Company shall promptly notify Requesting Company thereof, and Requesting Company, at its sole cost and expense. shall settle, compromise or defend the same in such manner as it in its sole dicretion deems necessary or pruent. Responding Company shall cooperate with Requesting Company's reasonable efforts 10 investigate, defend and settle the claim or lawsuit. 13 anies should consider the release of contractors during restoration aetivme affected company shall supply the requesting companies with contact information of the contactois (this may be simply supplying the contractors name). The contractors wilT negotiate dir~clly with requesting companies. Last update September 2005 '" Section 11 and 12 updated Attachment C WESTERN REGION MUTUAL ASSISTANCE AGREEMENT For ELECTRIC AND NATURAL GAS UTILITIES Effective: 11/ 14/2003 SECTION 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 9.0 10.0 11.0 12.0 13.0 14.0 15.0 16.0 17.0 Attachment A Attachment B Attachment C Attachment C-l Attachment D Attachment E Attachment F TABLE OF CONTENTS TITLE PAGE DEFINITIONS................... ..... ............. ........... ............................ 3 PARTIES ................................................................................... 4 RECITALS ................................................................................. 4 SCOPE OF ASSISTANCE ........................................................... 5 PAyMENT.................................................................................. 8 AUDIT AND ARBITRATION .......................... ..... ..... ..... ............... 9 TERM AND TERMINATION ........................................................ 10 LIABILITY.................................................................................. 10 GOVERNING LAW ..................................................................... 11 AUTHORIZED REPRESENTATIVES ...........................................12 CUSTODIAN OF AGREEMENT...................................................12 ASSIGNMENT OF AGREEMENT ................................................12 WAIVERS OF AGREEMENT.......................................................12 ENTIRE AGREEMENT .............. ... ................. ... .......... ........... ..... 12 AMENDMENT............................................................................12 NOTICES...................................................................................13 ATTACHMENTS......................................................................... 13 SIGNATURE CLAUSE ................................................................ 14 PARTIES TO THE AGREEMENT................................................. A-I AUTHORIZED REPRESENTATIVES ........................................... B-1 ACTIVATION OF WESTERN REGION AGREEMENT ................... C-L PROCEDURES FOR REQUESTING AND PROVIDING ASSISTANCE SAMPLE WRITTEN REQUEST FOR ASSISTANCE ...................... CL-L DEACTIVATION UNDER WESTERN REGION AGREEMENT ...... D-l CUSTODIANSHIP OF AGREEMENT ............... ........................... E-l SUPPLEMENTAL INVOICE INFORMATION................................. F-l Western Region Mutual Assistace Agreement Page 2 of 14 Last Updated: October 2003 WESTERN REION MUTUAL ASSISTANCE AGREEMENT (Electric and Natural Gas) DEFINITIONS The following are definitions of terms as used in this agreement: Activation: The initiation of the Assistance and adminstrative process of the agreement including: request for Assistance, assessing and communicatig the scope of assistance request, assessing and communicating the resources avaiable for Assistance, activation procedures, mutual assistance coordination, and other processes and procedures supportg the Mobilization of Assistace resources. Deactivation: The termination of the Assistance and administrative process including: notication of Deactivation, Demobilization planning, identication of applicable costs, processes and procedures supportng Demobilization of resources, provide for billig, audit, critique information, and closure of the Assistace. Demobilization: The actual returning of all Assistance resources to the Assisting Party's normal base. Emergency: A sudden unplanned disruption of essential systems and infrastructure creating a potential for public safety, severe economic loss, or other socio-economic hardships resulting from the loss of the utility servce. The emergency may be confined to the utility infrastrcture or may include community-wide damage and emergency response. Emergencies may be natural disasters or human caused events. Mobilization: The actual collecting, assigning, preparng and transportig of all Assistance resources. Mutual Assistance Coordinator: The person(s) designated by the Requesting Party, and Assisting Party, to coordinate all administrative requirements of the Agreement. Natural Gas: Term gas or natural gas referred to in this document include all commercially available forms of natural gas including Synthetic Natural Gas. Operations Liaison: The person or persons designated by the Requesting Par to provide direct contact, communications and coordination at the operations level for Assisting crews and resources at the location of the assistance. This may include but is not limited to: contact and communications for assisting crews, safety information processes and procedures, ensuring coordination of lodging and meals, addressing issues of equipment requirements, materials requirements, and other logistical issues necessar to ensure safe effective working conditions. Qualified: The traiing, education and experience of employees completing an apprenticeship or other industr / trade traiing requirements consistent with Federal Bureau of Apprenticeships and Traiing, Department of Transportation Pipeline Safety Regulations, or other recognized training authority or regulation. Training and qualification standards var by state or province and are the responsibility of the Requesting Part to evaluate, in advance, the acceptable level of qualification for trade employees (i.e. lineman, electrcian, fitter, etc.). Work Stoppages: Any labor disputes, labor union disagreements, strikes, or any circumstance creating a shortage of qualified labor for a company during a non- emergency situation. Western Region Mutual Assistance Agreement Page 3 of14 Last Updated: October 2003 WESTERN REION MUTUAL ASSISTANCE AGREEMENT (Electric and Naturl Gas) 1.0 PARTIES 1.1. This Mutual Assistace Agreement (hereinafter referred to as "Agreement") is made and entered into effective November 14,2003. The Parties to this Agreement are listed in Attachment A of ths document. Each of the pares that have executed this Agreement may hereinafter be referred to individually as "Par and collectively as "Pares." 1.2. Being a Par to this Agreement does not by itself assure any Par that Assistance will be provided if, when, or as requested. Each Party reserves the sole right to respond or not to respond to requests for Assistance on a case-by-case basis. By signng this Agreement, each Party thereby agrees that any Assistance, which is received or given upon the request of a Par to this Agreement, shall be subject to each and every one of the terms and conditions of this Agreement. 2.0 RECITALS This Agreement is made with reference to the following facts, among others: 2.1. Whereas, the Parties own operate and maitan utiity facilities and are engaged in the production, acquisition, transmission, and/ or distrbution of electrcity or natural gas, and 2.2. Whereas, each of the Pares operates and maintais their respective facilities within accepted industr practices and employs skilled and qualified personnel to operate, repair and maitain such facilities according to such industr practices, and 2.3. Whereas, it is in the mutual interest of the Pares to be prepared to provide for emergency repair and restoration to such servces, systems and facilities on a reciprocal basis. The purpose of this Agreement is to provide the procedures under which one Par may request and receive assistace from another Party. This Agreement is also designed to alow a new Party to join in the Agreement by signg a copy of this Agreement and the giving of notice to the existing Parties pursuant to Section 6.3 of this Agreement, and 2.4. Whereas, assistance requests for Work Stoppages arebeyond the scope of this Agreement. 2.5. Whereas, for purposes of this Agreement, "Assistance" shall be defined as: All preparation and arangements by the Assistig Party for Activation, Mobilization, Deactivation and Demobilization, of personnel, material, vehicles, equipment, supplies and/ or tools or any other requested form of aid or assistance, startig at the time of the authorition by the Requestig Par, as set fort in this Agreement. Western Region Mutual Assistance Agreement Page 4 of 14 Last Updated: October 2003 THEREFORE THE PARTIES HEREBY AGREE AS FOLLOWS: 3.0 SCOPÈ OF ASSISTANCE 3.1. In the event of an Emergency affecting the generation, transmission, distribution, services, and/ or related facilities owned or controlled by a Party, such Party ("Requesting Party) may request another Par or Parties ("Assisting Part"to provide Assistance. The Assistig Par shal, in its sole discretion, determine if it shall provide such Assistace, including the extent and limitations of that Assistance. If the Assisting Par determines to provide Assistace, such Assistace shal be provided in accordance with the terms and conditions of this Agreement. 3.2. Requests for Assistace may be made either verbally or in wrtig by the Authoried Representative, as defined in Section 9 and identified in Attachment B, of the Requesting Party and shall be directed to theAuthorized Representative of the Assisting Par. Upon acceptace of a request for Assistance, either verbally or in writing, the Assistig Party shall respond with reasonable dispatch to the request in accordance with information and instrctions supplied by the Requesting Party. All requests for Assistance shall follow the procedures described by Section 3.0 and in Attachment C. 3.3. The Requesting Party shal provide the Assisting Party with a description of the work needed to address the emergency, with the most urgent needs for Assistace addressed first. The Assisting Par shall use its reasonable efforts to schedule the Assistance in accordance with the Requesting Party's request. However, the Assisting Party reserves the right to recall any and al personnel, material, equipment, supplies, and/ or tools at any time that the Assisting Par determines necessary for its own operations. Any Requesting Party for whom an Operator Qualifcation (OQ) Program is required should pre-screen the other Parties to this Agreement to determine which Pares have compatible regulatory agency accepted programs and may therefore be contacted for assistance. 3.4. The Requesting Party wil provide the name and contact information for the person(s) designated as the Mutual Assistance Coordinator(s), the Operations Liaison(s), and person(s) to be designated as supervsory personnel to accompany the Crews and equipment. The Assisting Par will provide the name(s) and contact information for the person(s) designated to be the Mutual Assistace Coordinator(s). 3.5. All costs associated with the furnishing of Assistance shall be the responsibility of the Requesting Party and deemed to have commenced when the Requesting Party officially authories the Assisting Par to proceed with Mobilization of the personnel and equipment necessar to furnish Assistace, and shall be deemed to have terminated wh,en the transportation of Assisting Party personnel and equipment returns to the work headquarers, individual district offce, or home (to which such personnel are assigned for personnel returning at other than regular working hours) and Demobilization is completed. Western Region Mutual Assistace Agrement Page 5 of 14 Last Updated: October 2003 3.6. For the purposes of this Agreement, a Requestig Par shal be deemed to have authoried the Assistig Par to proceed with Mobilization when the Requestig Party signs and submits a formal request to the Assisting Party, in a form substantially similar to that shown in Attachment C- 1. If wrtten information cannot be furnished, a verbal confirmation will be acceptable, with a wrtten confiration to follow within 24 hours. 3.7. The Parties hereto agree that costs arsing out of inquires as to the avaiability of personnel, material, equipment, supplies and/ or tools or any other matter made by one party to another prior to the Requestig Party authoriing the Assisting Party to proceed with Mobilization wil not be charged to the potentialy Requesting Party. 3.8. The Requesting Party agrees to repayment of "reasonable costs or expenses," as further described in Section 4.0 of this Agreement, and any such reasonable costs or expenses shal contiue to be subject to the provisions of Section 5.0 of ths Agreement regarding Audit and Arbitration. 3.9. The Assisting Par and Requestig Par shall mutualy agree upon and make al arangements for the preparation and actual Mobilization of personnel, material, vehicles, equipment, supplies and/ or tools to the Requesting Par's work area and the return (i.e. Demobilization) of such personnel, material, vehicles, equipment, supplies and/ or tools to the Assistig Party's work area (See Attachments C and D). The Requesting Par shall be responsible for all reasonable costs and expenses incurred by the Assistig Par for Mobilization and/ or Demobilization, notwithstanding any early termination of such assistance by the Requesting Par. 3.10. Unless otherwse agreed upon, the Requesting Par shall be responsible for providing food and lodging for the personnel of the Assisting Party from the tie of their arval at the designated location to the time of their deparure. The food and housing provided shal be subject to the approval of the supervsory personnel of the AssistigPar. 3.11. If requested by the Assisting Par, the Requesting Party, at its own cost, shall make or cause to be made all reasonable repais to the Assisting Party's vehicles and equipment, necessar to maintain such equipment safe and operational, whie the equipment is in transit or being used in providing Assistance. However, the Requesting Par shall not be liable for cost of repair required by the gross negligence or wiul acts of the Assisting Par, or if the vehicles or equipment was not issued by the Assisting Par in safe and operational condition. 3.12. Unless otherwse agreed the Requesting Par shall provide fuels and other supplies needed for operation of the Assisting Par's vehicles and equipment being used in providing Assistance. Western Region Mutual Assistace Agreement Page 6 of 14 Last Updated: October 2003 3.13. Unless otherwse agreed to by the Parties, the Requestig Par shall provide field communications equipment and instrctions for the Assistig Par's use. The Assisting Par shal exercise due care in use of the equipment and return the equipment to the Requesting Par at the time of deparure in like condition, provided that if repais are necessar the Requesting Par wi be financialy responsible unless such repairs are necessitated by the gross neglgence or wilfl acts of the Assisting Party. 3.14. Employees of the Assisting Par shall at al times contiue to be employees of the Assistig Pary, and such employees shall at no time and for no purpose be deemed to be employees of the Requestig Party. 3.15. Wages, hours and other terms and conditions of employment applicable to personnel provided by the Assisting Par, shal contiue to be those of the Assisting Par. 3.16. If the Assisting Party provides a crew or crews, it shal assign supervsory personnel as deemed necessar by the Assisting Par, who shal be directly in charge of the crew or crews providing Assistace. 3.17. All time sheets, equipment and work records pertaining to personnel, material, vehicles, equipment, supplies and/or tools provided by the Assistig Party shal be kept by the Assisting Par for billig and auditig purposes as provided in this Agreement. 3.18. No Party shall be deemed the employee, agent, representative, partner or the co-venturer of another Par or the other Pares in the performance of actiyities undertaken pursuant to ths Agreement. 3.19. The Pares shall, in good faith, attempt to resolve any differences in work rules and other requirements affectig the performance of the Pares' obligations pursuant to this Agreement. 3.20. The Requesting par shall provide the Assistig Par with an Operations Liaison (See Attachment C, A.S) to assist with operations, personnel and crew safety. This person(s) shall provide the Assisting Party's crews an operational and safety orientation, pertaining to work practices and safety requirements of the Requestig Party's system, prior to Assisting Pary commencing work, and contiue to be the link between the Pares and keep the crews apprised of safety, operational, and communication issues. 3.21. The Requesting party shall initiate the Deactivation of Assistance by notification to the Assistig Par within 24 hours of deactivation schedule or as soon as is reasonably practicable. Requestig and Assistig Parties will follow the Procedures for Deactivation of Assistance outlined in Attachment D. Wesiem Region Mutual Assislance Agreement Page 7 of 14 Last Updated: October 2003 4.0 PAYMENT 4.1. The Requesting Party shall reimburse the Assisting Par for all "reasonable costs and expenses" that are appropriate and not excessive, under the circumstances prevailing at the tie the cost or expense is paid or incurred by the Assisting Par as a: result of furnshing Assistance. Such "reasonable costs or expenses" shal include, but not be limited to, the followig: a) Employees' wages and salares for paid time spent in Requesting Par's servce area and paid time durig travel to and from such servce area, plus the Assisting Party's stadard payroll additives to cover al employee benefits and alowances for vacation, sick leave, holiday pay, retirement benefits, all payroll taxes, workers' compensation, employer's liability insurance, administrative and general expenses, and other benefits imposed by applicable law, regulation, or contract pursuant to Section 3.15. b) Employees' travel and living expenses such as transportation, fuel, utilities, housing or shelter, food, communications, and reasonable incidenta expenses directly attributable to the Assistance. c) Cost of equipment, materials, supplies and tools at daiy or hourly rate including their normaly applied overhead costs inclusive of taes, insurance, depreciation, and administrative expenses. Cost to maintai, fuel, replace or repai equipment, materials, supplies, and tools (hereinafter collectively referred to as the "Equipment"), which areexpended, used, damaged, or stolen whie the Equipment is being used in providing Assistance; provided, however, the Requestig Par's financial obligation under this Section (4.1. c): (i) shall not apply to any damage or loss resulting from the gross negligence or willful misconduct of the Assisting Party, and (n) shall only apply in excess of, and not contrbute with, any valid and collectible property insurance which applies to such damage or loss. d) Cost of vehicles provided by Assisting Party for penorming assistance at daily or hourly rate including normally applied overhead costs inclusive of taxes, insurance, depreciation, and administrative expenses. Cost to maintain, fuel, and repair vehicles, or replace vehicles which are damaged or stolen while the vehicles are used in providing Assistance; provided, however, that Requesting Party's financial obligation under this Section (4.1.d):(i) shall not apply to any damage or loss resulting from the gross negligence or wiful misconduct of the Assisting Party, and (ii) shall only apply in excess of, and not contribute with, any valid and collectible first-party physical damage insurance which applies to such loss. e) Administrative and general costs, including the costs associated with the Assisting Par's administrative field coordination personnel, which are properly allocable to the Assistance to the extent such costs are not chargeable pursuant to the foregoing subsections. Western Region Mutual Assistance Agreement Page 8 of 14 Last Updated: October 2003 f) Overtime costs incurred by the Assisting Party in their servce territory as a direct result of assistace provided to the Requestig Par. 4.2. Unless otherwse mutualy agreed to, the Assistig Par shall bil the Requestig Par at the address designated on Attachment "B" for all costs and expenses of the Assistig Party in one invoice with itemization or supportng documentation of charges. If the assistace extends beyond a 30-day period, billing can occur monthly unless otherwse agreed upon. 4.3. The Requesting Par shall pay such bil in full, not withstading the rights of Audit and Arbitration in Section 5.0, within thirt 30 days of receipt of the bil, or a remittace period agreed to by both pares; and shal send payment to the Assisting Party at the address listed in Attachment "B". 4.4. Deliquent payment of bils shall accrue interest at a rate equal to the incremental cost of debt replacement for the Assistig Par, not to exceed the legal rate permitted by the Governing Law (Section 8.0) of Assistig Party, and as identified at the time of biling, prorated by days, until such bils are paid. This rate shal be identified on the bil submitted by the . Assistig Party. 5.0 AUDIT AND ARBITRATION 5.1. A Requesting Par has the right to designate its own qualified employee representative(s) or its contracted representative(s) with a management or accounting firm who shall have the right to audit and to examine any cost, payment, settlement, or supporting documentation relating to any bil submitted to the Requesting Party pursuant to this Agreement. 5.2. A request for audit shall not affect the obligation of the Requesting Par to pay bils as required herein. The Requesting Party or its representative(s) shall undertake any such audit(s) upon notice to the Assisting Party at reasonable times and in conformance with generally accepted auditing stadards (GAAS). The Assisting Party agrees to conform to generally accepted accountig priciples (GAAP) and to reasonably cooperate with any such audit(s). 5.3. This right to audit shall extend for a period of two (2) years followig the receipt by Requesting Par of bilings for all costs and expenses. The Assisting Par agrees to retai al necessar records/ documentation for the said two-year period, and the entire lengt of this audit, in accordance with its normal business procedures. 5.4. The Assisting Par shal be notified by the Requesting Party, in writing, of any exception taen as a result of the audit. In the event of a disagreement between the Requesting Party and the Assisting Party over audit exceptions, the Parties agree to use good faith efforts to resolve their differences through negotiation. 505. If ninety (90) days or more have passed since the notice of audit exception was received by the Assistig Par, and the Pares have failed Western Region Mutual Assistace Agreement Page 9 of 14 Last Updated: October 2003 to resolve their diferences, the Pares agree to submit any unresolved dispute to binding arbitration before an impartial member of an unafliated management or accountig firm. Governing Law for arbitration is pursuant to Section 8 of this Agreement. Each Part to arbitration will bear its own costs, and the expenses of the arbitrator shall be shared equally by the Pares to the dispute. 6.0 TERM AND TERMINATION 6.1. This Agreement shall be effective on the date of execution by at least two of the Parties hereto and shall continue in effect indefinitely, except as otherwse provided herein. Any Party may withdraw its paricipation at any time after the effective date with 30 days prior written notice to all other Parties. 6.2. As of the effective date of any withdrawal, the withdrawing Party shall have no furter rights or obligations under this Agreement except the right to collect money owed to such Party, the obligation to pay amounts due to other Pares, and the rights and obligations pursuant to Section 5.0 and Section 7.0 of ths Agreement. 6.3. Notwthstanding Section 12.0, additional paries may be added to the Agreement, without amendment of the Agreement, provided that notice is given to existing signatories who may contest inclusion of new signatorieswithin 30 days of such notice, and that any new signatories agree to be bound by the terms and conditions of this Agreement by executing a copy of the same which shall be deemed an original and constitute the same agreement executed by the existing signatories. The addition or withdrawal of any par to this Agreement shall not change the status of the Agreement among the remaining Pares. 7.0 LIABILITY 7.1. Except as otherwse specifically provided by Section 4.1 and Section 7.2 herein, to the extent permitted by law and without restricting the immunities of any Part, the Requesting Party shal defend, indemnif and hold harless the Assisting Party, its directors, officers, agents, employees, successors and assigns from and against any and all liabilty, damages, losses, clais, demands actions, causes of action, and costs including reasonable attorneys' fees and expenses, resulting from the death or injury to any person or damage to any property, which results from the furnishing of Assistance by the Assisting Par, unless such death or injury to person, or damage to property, is caused by the gross negligence or willful misconduct of the Assisting Par. 7.2. Each Party shal bear the total cost of discharging al liabilty arsing during the performance of Assistance by one Party to the other (including costs and expenses for attorneys' fees and other costs of defending, settlig, or otherwse administering clais) which result from workers' compensation claims or employers' liability claims brought by its own employees. Each Par agrees to waive, on its own behal, and on behalf Western Region Mutual Assistance Agremenl Page io of 14 Last Updated: October 2003 of its insurers, any subrogation rights for benefits or compensation paid to such Par's employees for such clais. 7.3. In the event any claim or demand is made, or suit or action is fied, against the Assisting Par, alleging liabilty for which the Requesting Party shall indemnify and hold harmless the Assisting Party, Assisting Party shall promptly notify the Requestig Par thereof, and the Requesting Party, at its sole cost and expense, shall settle, compromise or defend the same in such manner as it, in its sole discretion, deems necessar or prudent. However, Requesting Party shal consult with Assisting Par durig the pendency of all such claims or demands, and shal advise Assisting Par of Requesting Party's intent to settle any such clai or demand. The par requesting indemnifcation should notify the other party in wrtig of that request. 7.4. The vehicles or equipment, which the Assisting Party shal provide to the Requesting Party pursuant to Section 3 above, shall not, to the actual knowledge of Assisting Par, be provided in unsafe operatig condition, as represented by manufacturer standards and industr practices. Except as provided in the immediately preceding sentence, the Assisting Par makes no representations or warranties as to the condition, suitability for use, freedom from defect or otherwse of such vehicles or equipment. Requestig Party shall utilize the vehicles or equipment at its own risk. Requesting Party shal, at its sole cost and expense, defend, indemni and hold harmless Assisting Par, its directors, offcers, agents, employees, successors and assigns, from and against any and all liability, damages, losses, claims, demands, actions, causes of action, and costs including reasonable attorneys' fees and expenses, resultig from the death or injury to any person or damage to any propert, arsing out of the utiization of the equipment by or for the Requesting Party, or its employees, agents, or representatives, unless such death, injury, or damage is caused by the gross negligence or willful misconduct of the Assisting Party. 7.5. No Party shal be liable to another Par for any incidenta, indirect, or consequential damages, including, but not limited to, under-utiization of labor and facilities, loss of revenue or anticipated profits, or clais of customers arising out of supplying electrc or natural gas servce, resultig from performance or nonperformance of the obligations under ths Agreement. 7.6. Nothng in Section 7.0, or elsewhere in ths Agreement, shal be constred to make the Requesting Party liable to the Assisting Par for any liability for death, injury, or property damage arising out of the ownership, use, or maintenance of any aircraft or watercraft (over 17 feet in length) which is supplied by or provided by the Assisting Par. It shall be the responsibility of the Assistig Party to car liability and hull insurance on such aircraft and watercraft as it sees fit. Also, durig periods of operation of aircraft or watercraft (over 17 feet in lengt) in a situation covered by this Agreement, the Par, which is the owner/lessee of such aircraft or watercraft, shall use its best efforts to have the other Western Region Mutual Assistance Agreement Page11of14 Last Updated: October 2003 Parties to this Agreement named as additional insured's on such liabilty coverage. 8.0 GOVERNING LAW 8.1. All disputes, contests or arbitration of this Agreement, for assistance provided or requested, shall be interpreted, governed and constred by the choice of law state or province as specified by the Assisting Party in Attachment B. 9.0 AUTHORIZED REPRESENTATIVE 9.1. The Parties shall, wìthin 30 days followìng execution of this Agreement, appoint Authorized Representative and Altemate Authorized Representative( s), and exchange all such inormation as provided in Attachment "B". Such information shal be updated by each Party prior to Januar 1st of each year that this Agreement remains in effect. The Authorized Representatives or the Alternate Authoried Representatives shall have the authority to request and commit to the providing of Assistance. 10.0 CUSTODIANSHIP OF AGREEMENT 10.1. The custodial responsibilities of this Agreement, as outlined in Attachment E, may be assigned to one of the Parties to this Agreement, which assignment shall be subject to acceptance by such Party, or may be assigned to a third party, in either case by vote of the participating Parties stating within 30 days after the initiation of this Agreement, and then by January 31st of each year. 11.0 ASSIGNMENT OF AGREEMENT 11.1. No Par may assign this Agreement, or any interest herein, to a third party, wìthout the written consent of the other Parties. 12.0 WAIVERS OF AGREEMENT 12.1. Faiure of a Party to enforce any provision of this Agreement, or to require performance by the other Parties of any of the provisions hereof, shal not be constred to waive such provision, nor to affect the validity of this Agreement or any part thereof, or the right of such Pares to thereafter enforce each and every provision. 13.0 ENTIRE AGREEMENT 13.1. This Agreement is the entire agreement between the Parties concerning the subject matter of the Agreement. It supercedes and takes the place of all conversations the Pares may have had, or documents the Western Region Mutual Assistace Agrement Page 12 of14 Last Updated: October2003 Parties may have exchanged, with regard to the subject matter. The recitals to this agreement are hereby incorporated herein. 14.0 AMENDMENT 14.1. No changes to this Agreement other than the addition of new Pares shall be effective unless such changes are made by an amendment in writing, signed by each of the Pares hereto. A new Party may be added to this Agreement upon the givig of 30 days notice to the existing Parties and upon the new Pary's signing a copy of this Agreement as in effect upon the date the new Party agrees to be bound by each and every one of the Agreement's terms and conditions. 15.0 NOTICES 15.1. All communications between the Pares relatig to the provisions of this Agreement shall be addressed to the Authoried Representative of the Parties, or in their absence, to the Alternate Authorized Representative( s) as identified in Attachment "B". Communications shal be in writing, and shall be deemed given if made or sent bye-mail with electronic confirmed delivery, confirmed fax, personal delivery, or registered or certifed mai postage prepaid. Each Party reserves the right to change the names of those individuals identified in Attachment "B" applicable to that Party, and shall notify each of the other Parties of such change in wrting as described above. Al Parties shall keep the Custodian of the Agreement informed of the information contaned in Attachment "B" and reply to all reasonable requests of such association for information regarding the administration of this Agreement. 16.0 ATTACHMENTS Attachment "A" (Parties to this Agreement) Attachment "B" (Names and Addresses of Authorized Representative(s) /Biling) Attachment "c" (Activation of Western Regional Mutual Assistace Agreement) Attachment "C-1" (Sample Written Request for Assistace) Attachment "D" (Deactivation Under Western Regional Mutual Assistance Agreement) Attachment "E" (Custodianship of West em Regional Mutual Assistance Agreement) Attachments to ths Agreement are incorporated herein by this reference. Western Region Mutual Assistance Agreement Page 13 of 14 Last Updated: October 2003 17.0 SIGNATURE CLAUSE 17.1. This Agreement may be executed in any number of counterpars, each of which shall be an original, but al of which together shall constitute one and the same agreement. 17.2. IN WITNESS WHEREOF, the Pares have caused this Agreement to be executed by their respective duly authorized officers as of the dates set forth below. Company Name: Signature of Offcer: Title of Officer: Date Executed: Print Offcer Name: Western Region Mutual Assistance Agreement Page 14 of14 Last Updated: October 2003 ATTACHMENT A Parties to the Western Region Mutual Assistance Agreement: Name of Part: Utilty Type: Effective Date: Service Area: WRMAA Attach A-F Page i of l2 ATTACHMENT B WESTERN REGION MUTUAL ASSISTANCE AGREEMENT (Electric & Natural Ga) Names and Address of Authoried Representative(s)! Billing Date Name of Utilty Mailng Address Individuals to Call for Emergency Assistance: AUTHORIZED REPRESENTATIV Name Title E-Mail Day Phone FAX Address Pager No. Night Phone Cellular Phone ALTERNATE AUTHORIZED REPRESENTATIV Name Title E-Mail Day Phone FAX Address Pager No. Night Phone Cellular Phone DISPATCH CENTER WITH 24-HOUR TELEPHONE ANSWERING Name Title Address Phone FAX Radio Frequency CHOICE OF LAW (State or Province): BILLING/PAYMENT ADDRES Name of Utilty Department of Utilty Biling/Payment Address Telephone No. FAX Information provided to 2004 WRMA Custodian: WRMAA Attach A-F Western Energy Institute Page 2 of l2 ATTACHMENT C ACTIVATION OF WESTERN REION MUAL ASSISTANCE AGREEMENT Procedures for Requesting and Providing Assistance A. The Requesting Par shall include the following information, as available, in its request for Assistance: A.l A brief description of the emergency situation creatig the need for Assistance; A.2 A general description of the damage sustained by the Requestig Par, including the par of the utiity system, e.g., generation, transmission, substation, or distrbution, affected by the emergency situation; A.3 The number and tye of personnel, equipment, vehicles, materials and supplies needed; AA A reasonable estiate of the length of time that the Assistance will be needed; A.5 The name(s) and contact information of individuals employed by the Requesting Par who will be the Mutual Assistance Coordinator(s) and Operations Liaison(s); A.6 A specific time and place for the designated representative of the Requestig Par to meet the personnel and equipment being provided by the Assisting Party; A.7 Tye of fuel available (gasoline, propane, CNG or diesel) to operate equipment; A.8 Availability of food and lodging for personnel provided by the Assisting Party; and A.9 Current weather conditions and weather forecast for the followig twenty-four hours or longer. B. The Assisting Party, in response to a request for Assistace, shall provide the following information, as available, to the Requestig Par: B.l The name(s) and contact information of designated representative(s) to act as Mutual Assistance Coordina.tor(s). B.2 The number and tye of crews and equipment available to be furnished; B.3 The name and title of the crew members responding to the Assistance; BA Materials available to be furnished; B.5 An estimate of the length of tie that personnel and equipment wi be available; B.6 The name and contact information of the person(s) to be designated as supervisory personnel to accompany the crews and equipment; and B.7 When and where Assistance wil be provided, giving consideration to the request set forth in section A.6 above. WRMAA Attach A-F Page 3 of l2 ATTACHMENT C-L ACTIVATION OF WESTERN REGION MUTUAL ASSISTANCE AGREEMENT Sample Written Request for Assistance Date Assisting Par Name Assisting Par Address "In recognition of the personnel, material, equipment, supplies and/or tools being sent to us by (name of Assistig Partyj in response to a request for mutual assistance made by (Requesting Partyj on ¡date of requestj, we agree to be bound by the principles noted in the Western Region Mutual Assistance Agreement (Electrc and Natural Gas). (Brief Statement of What Assistace) (Requesting Party Namej ¡Authorized Representative of Requesting Partyj. WRMAA Atiach A-F Page 4 of 12 ATTACHMENT D DEACTIVATION UNDER WESTERN REGION MUTUAL ASSISTANCE AGREEMENT Procedures for Deactivation of Assitance A. The Requesting Party shall, as appropriate, include the followig in their Deactivation: A.1. Number of crews returning and, if not all crews are returning, expected return date of remaining crews A.2. Notification to the Assistig Party of the time crews will be departng. A.3. Whether crews have been rested prior to their release or status of crew rest periods AA. Advisement to the Assisting Par regarding current weather and travel conditions and suggested routig B. The Assisting Pary shall, as appropriate, include the followig in their Deactivation: B.1. Return of any equipment, material, tools, or supplies provided by the Requesting Party B.2. Provision of any information that may be of value to the Requesting Par in their critique of response efforts B.3. Estimation as to when biling will be avaiable BA. Biling to include detail under headings as outlned in Section 4.0 of this Agreement. B.S. Retention of documentation as specified in Section 5.3 of the Mutual Assistance Agreement. B.6. Confirmation that al information pertaining to the building, modification, or other corrective actions taken by the Assisting Par have been appropriately communicated to the Requesting Party WRMAA Attach A.f Page 5 of 12 ATTACHMENT E CUSTODIASHIP OF WESTERN REION MUTUAL ASSISTANCE AGREEMENT Responsibilties of the Western Region Mutual Assistace Agreement (Electric and Natural Gas) Custodian are: A. Act as the single repository for al original signature pages, changes, updates, and addendums to the Agreement, including Attachment B. B. Ensure all Paries provide an annual update of the Authorized Representative and Alternate Authorized Representative(s), as identified in Attachment "B", no later than December 15 of each year. C. Distribute anual update of Attachment "B" no later than Januar 15 of each year. D. Coordinate and facilitate meetings of the parties to the Agreement, as necessar, to include an after action review of recent mutual assistance activations and document changes requested by any party to the Agreement. An annual meeting will also be held to review general mutual assistace issues, and assignment of the Agreement Custodian for the next year. E. Assist and guide utilities interested in becoming a par to the Agreement by providing a copy of the existing Agreement for their review and signature pursuant to Section 6.3 of this Agreement. F. Facilitate any necessar reviews of the Agreement. G. Term of the Custodian responsibilties is annual and will commence on Februar 1, and terminate on Januar 31 of the followig year. There are no limits to the number of terms or consecutive terms of the custodian. The name and contact information for the current Agreement Custodian will be provided as part of the Attachment B update as outlned in A and B above. WRMAA Attach A-F Page 6 of l2 ATTACHMENTF SUPPLEMENTAL INVOICE INFORMTION Sections 4 and 5 of this Mutual Assistance Agreement provide for the accumulation of costs incurred by the Assisting Part to be biled to the Requesting Part for Assistance provided. Each utilty company has their own accounts receivable or other business enterprise system that generates their biling invoices. Generally these invoices do not provide for a breakdown of costs that delineate labor hours, transportation costs, or other expenses incurred in travel to and from the Assistance, or the subsequent repair of equipment that may be necessary. This attchment provides guidelines, format and explanations of the types of cost breakdown, and supportive information and documentation that are important to accompany the invoice for providing of mutual assistance. It is intended to provide suffcient information to the Requesting Part at the time of invoice to minimize an exchange of detail information requests that may delay the payment of the invoice. This information in no way eliminates or minimizes the Requesting Part's ability to audit the information or request additional cost detail or documentation. Supplemental Invoice Information is a recommendation and not a requirement. The form is available electronically from the Agreement Custodian. WRMAA Attach A-F Page 7 of 12 This supplemental invoice information is provided pursuant to Sections 4.0 & 5.0 ofthe Western Region Mutual Assistance Agreement for Electric and Natural Gas, for assistance provided. (R = Requesting Party, AP = Assisting Party) AP Invoice Date: AP Invoice #: RP Purchase Order # , RP Reference or W/O# 2 Bil To: 3 (Reguestir Party) Address: Remit To: 4 (Assisting Party) Address: Phone: Attention: 5 Name or Description of Event: Location of Assistance or Event: Assistance I Billng Period: From: 7 Phone: Attention: 6. To: 8 . .DãìeÃSSSiïïceÃcc"ì"d'...Daieõimobiíiz'¡lioïïCom"ì"í6' LABOR 1: Employee Wages and Salary while at RP Service Alea 9 Labor: Hours Wages Straight Time, Overtime and Premiums, Additives LABOR 1 Subtotal: LABOR 2: Employee Wages and Salary while traveling to and frm RP Servce Alea '0Labor: Hours Wages Additives Straight Time, Overtime and Premiums:LABOR 2 Subtotal: LABOR 3: Employee Wages and Saiary of service and support personnel not traveling to RP Seice Area " Labor: Straight Time. Overtime and Premiums: Hours Wages Additives LAOR 3 Subtotal: LABOR 4: Overtime Wages and Salary Incurrd in AP Serice Alea as a Result of Assistance '2 Labor: Overtme and Premiums: Hours Wages Additives LABOR 4 Subtotal: LABOR TOTAL TOTAL Wages, Salaries and Payrll Addities: WRMAA Attach A-F Page 8 of 12 MATERIALS: Cost of materia/s, supplies, tools, and repair or replacement of non-fleet equipment used in assistance 13 MATERIALS TOTAL TOTAL Matenals, Eauipment, etc. and Additives: TRANSPORTATION: Cost of vehicles and equipment including parts and repairs and Additives (No Wages) Fleet Costs: (Hourly or Use Charge for vehicles and equipment and Additives) 14 Repair Costs: (Cost of repair or replacement of vehicles and equipment, excluding labor) 15 TRANSPORTATION TOTAL TOTAL Vehicles, Eauipment, etc. and Additives: EXPE NSE: Cost of transporting employes and equipment, to and frm RP's Servce area, and living expenses not provided by RP. Transportation Expense: Cost to transport vehicles and equipment (fleet) to and from RP Servce Area 16 T ravel Expense: Cost to transport personnel, airfare etc., (non-fleet equipltoo/s) to and from RP Service Area 17 Livi ng Expense: Cost of meals, lodging and incidentals not provided by RP or incurrd during travel 18Meals Lodging Incidentals: EXPENSE TOTAL TOTAL Transportation, Travel and Living and Additives: ADMINISTRATIVE & GENERAL COSTS: Cost properly allocable to the Assistance and not charged in above sections 19 ADMIN/STRA TIVE & GENERALTOTAL TOTAL Administrtie & General: All costs and expenses of Assisting Company are summarized in this Invoice. Pay This Amount: ( A Form W-9, Request for Taxpayer Identification Number and Certifcation, has been included with this invoice.) 20 WRMAA Atiach A-F Page 9 of12 Instructions and Explanations This information provides a breakdown of costs incurred in the providing of assistance, and is intended to provide suffcient details to allow Requesting Part to expedite payment by minimizing requests for detailed information. This detailed breakdown, and supportive documentation, should supplement the remittance invoice normally generated by the utility's business enterprise or accounts receivable systems. Reference Section Explanations: (Numbers correspond to sections on preceding supplemental invoice page(s).) (Information in parentheses and italics are references to the related section of the CUEA MAA) 1 If Requesting Company has designated a Purchase Order to be used for this remittance, provide the PO number in this space. 2 If Requesting Company has designated a Work Order or Tracking number to be used for this remittance, provide the number here. 3 This "Bil To" address is designated by the Requesting Part and may be the same as the Biling / Payment Address as it appears on the Assisting Company's "Attachment B" of the Agreement. (Sec. 4.2) 4 This "Remittance Address" is the address specified on the Assisting Company's Primary Invoice. 5 The person identified in Biling / Payment section of Requesting Part's "Attachment B", or Authorized Representative, or the Requesting Part's designated Mutual Assistance Coordinator. 6 The person identified in Biling / Payment section of Requesting Party's "Attachment B", or Authorized Representative, or the Assisting Part's designated Mutual Assistance Coordinator. 7 The date the assistance was agreed to commence. (Sec. 3.2, 3.5,) 8 The date the assistance demobilization is complete. (Sec. 3.5, Att 0) (Note: subsequent repair or replacement costs incurred by the AP may be realized and biled past this date, as noticed by the AP to the RP in writing.) 9 Labor 1: This total includes all hourly wages, including straight time, overtime, premium pay and payroll additives that are the normal payroll of the Assisting Part. This is for time worked in the Requesting Part's service area, and does NOT include time or pay for travel to, or from, the Requesting Part's service area. Labor 1 total includes all employees, management and supervision, that physically traveled to the Requesting Part's service area. (The numbers are reported as totals for Hours, Wages, and Additives (premiums and additives reported in same total). Supportive information such as time sheets, or spreadsheets, that break down the totals reported, is strongly recommended.) (Sec. 4. 1 (a)) WRMAA Attach A-F Page 10 of l2 10 Labor 2: This total includes all hourly wages, including straight time, overtime, premium pay and payroll additives that are the normal payroll of the Assisting Part. This is for time or pay for travel to, or from, the Requesting Part's service area, and does NOT include time worked in RP's service area. Labor 2 total includes all employees, management and supervision, that physically traveled to the Requesting Part's service area. (The numbers are reported as totals for Hours, Wages, and Additives (premiums and additives reported in same total). Supportive information such as time sheets, or spreadsheets, that break down the totals reported, is strongly recommended.) (Sec. 4.1 (b)) 11 Labor 3: This total includes all hourly wages, including straight time, overtime, premium pay and payroll additives that are the normal payroll of the Assisting Part. This is for time or pay for employees, management. or supervision that is directly attributed to the assistance, but did NOT travel to the Requesting Part's service area. Labor 3 total may include support services in the Assisting part's own service area such as warehouse, fleet, Assistance Liaisons, administrative and coordination personneL. (The numbers are reported as totals for Hours, Wages, and Additives (premiums and additives reported in same total). (Supportive information such as time sheets, or spreadsheets, that break down the totals reported, is strongly recommended.) (Sec. 4.1) 12 Labor 4: This total includes only overtime pay and additives that are incurred by the Assisting Part for emergency response in the Assisting Part's service area, that is directly attributable to the providing of assistance. This total requires detailed support information and explanation provided to the Requesting Party prior to the inclusion of costs for assistance. (Sec. 4.1 (f)) 13 Materials: This total includes all non-fleet equipment, tools and supplies, provided by Assisting Party's warehouse or other supplier that was used, consumed, or has normally applied overhead costs or depreciation, as outlined in the agreement. (Sec. 4.1 (c)) 14 Transportation: This total includes the hourly or use charge of vehicles and equipment, and normally applies overheads and additives, for all vehicles and equipment used in the providing of assistance. These are direct "Fleet" costs excluding labor, which is included in Labor totals. (Sec. 4.1 (d)) 15 Transportation: This total includes cost of repair or replacement of vehicles or equipment used in the providing of assistance, by AP, dealer service, or contracted repairs, including all normally applies overheads and additives. These are direct "Fleet" costs excluding labor, which is included in Labor totals. (Sec. 4.1 (d)) 16 Transportation Expense: This total includes only the incurred costs of transporting, by contractor or entity other than the AP or RP, the fleet vehicles and equipment to RP's service area, and return to AP's home base. (Supportive information such as contract carrier's invoice or trip tickets is recommended.) 17 Travel Expense: These include all costs incurred by AP for the transportation of personnel to and from the RP's service area. These include airfare, cab fare, rental vehicles, or any other transportation not provided by the RP. It also included the WRMAA Attach A-F Page 1 1 of l2 transportation or shipping costs of non-fleet tools or equipment to and from the RP's service area. (Sec. 4. 1 (b)) 18 Living Expense: This includes all meals, lodging, and incidentals incurred during travel to and from RP's service area. It includes any of these costs incurred while working in the RP's service area that were not provided by the RP. (Sec. 4.1 (b)) 19 Administrative and General Costs: This includes all costs that are allocable to the Assistance, to the extent that they are not included in all the foregoing costs identified in this invoice. (Sec. 4.1 (e)) 20 Form W-9, Tax Identification and Certification: This standard tax form should be completed and accompany this form, unless such information has been previously transmitted to the Requesting Company. WRMAA Attach A.f Page l2 of l2