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HomeMy WebLinkAbout20050118Williams Exhibits.pdfCase No. P AC-05- Exhibit No. Witness: Bruce N . Williams BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION. ACIFICORP Exhibit Accompanying Direct Testimony of Bruce N. Williams Pro Forma Cost of Long-Term Debt January 2005 Pr o F o r m a C o s t o f L o n g - Te r m D e b t ( l e s s c u r r e n t m a t u r i t i e s ) As o f S e p t e m b e r 3 0 , 2 0 0 5 DE S C R I P T I O N Su b t o t a l - F i r s t M o r t g a g e B o n d s Su b t o t a l - M e d i u m - Te r m N o t e s To t a l F i r s t M o r t g a g e B o n d s Su b t o t a l - P o l l u t i o n C o n t r o l O b l i g a t i o n s s e c u r e d b y F i r s t M o r t g a g e B o n d s Su b t o t a l - P o l l u t i o n C o n t r o l R e v e n u e B o n d s To t a l P C R B To t a l C o s t o f L o n g T e r m D e b t . A v e r a g e c o u p o n b a s e d o n a m o u n t c u r r e n t l y o u t s t a n d i n g . 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RA T E (I ) DE S C R I P T I O N (2 ) Fi r s t ' I n r t g a g r Bl i n d s 65 0 % Se r i e s d u e N o v 2 0 0 6 4. 3 0 0 % Se r i e s d u e S e p 2 0 0 8 90 0 % Se r i e s d u e N o v 2 0 1 1 5. 4 5 0 % Se r i e s d u e S e p 2 0 1 3 95 0 % Se r i e s d u e A u g 2 0 1 4 70 0 % Se r i e s d u e N o v 2 0 3 1 90 0 % Se r i e s d u e A u g 2 0 3 4 81 0 % P r o Fo r m a S e r i e s 27 1 % C - O S e r i e s d u e O c t 2 0 1 0 (a ) 97 8 % C - U S e r i e s d u e O c t 2 0 1 1 (a ) 8. 4 9 3 % C - U S e r i e s d u e O c t 2 0 1 2 (a ) 79 7 % C - U S e r i e s d u e O c t 2 0 1 3 (a ) 73 4 % C - O S e r i e s d u e O c t 2 0 1 4 (a ) 29 4 % C - O S e r i e s d u e O c t 2 0 1 5 (a ) 63 5 % C - O S e r i e s d u e O c t 2 0 1 6 (a ) 8. 4 7 0 % C - U S e r i e s d u e O c t 2 0 1 7 (a ) 18 6 % S u b t o t a l - F i r s t M o r t g a g e B o n d s (a ) P r i n c i p a l a m o r t i z e s e v e r y O c t o b e r . MA T U R I T Y DA T E 11 / 0 1 / 0 6 09 / 1 5 / 0 8 11 / 1 5 / 1 1 09 / 1 5 / 1 3 08 / 1 5 / 1 4 11 / 1 5 / 3 1 08 / 1 5 / 3 4 09 / 3 0 / 2 5 10 / 0 1 / 1 0 10 / 0 1 / 1 1 10 / 0 1 / 1 2 10 / 0 1 / 1 3 10 / 0 1 / 1 4 10 / 0 1 / 1 5 10 / 0 1 / 1 6 10 / 0 1 / 1 7 CO S T O F OR I G I N A L LI F E (3 ) PR I N C I P A L A M O U N T OR I G I N A L CU R R E N T L Y IS S U E OU T S T A N D I N G (4 ) (5 ) NE T P R O C E E D S T O C O M P A N Y TO T A L PE R $ 1 0 0 DO L L A R PR I N C I P A L AM O U N T AM O U N T (7 ) (8 ) MO N E Y T O CO M P A N Y (B O N D T A B L E BA S I S (9 ) AN N U A L D E B T SE R V I C E C O S T (1 0 ) LI N E NO , IS S U A N C E R E D E M P T I O N EX P E N S E S EX P E N S E S (6 ) $2 0 0 00 0 00 0 $2 0 0 00 0 00 0 ($ 6 85 5 96 6 ) $1 9 3 14 4 03 4 96 . 57 2 % 20 0 % $1 2 40 0 00 0 $2 0 0 00 0 00 0 $2 0 0 00 0 00 0 ($ 1 61 0 66 0 ) ($ 5 96 7 81 9 ) $1 9 2 42 1 52 1 96 . 21 1 % 17 0 % $1 0 34 0 00 0 $5 0 0 00 0 00 0 $5 0 0 00 0 00 0 ($ 5 33 8 84 9 ) $4 9 4 66 1 15 1 98 . 93 2 % 05 1 % $3 5 25 5 00 0 $2 0 0 00 0 00 0 $2 0 0 00 0 00 0 ($ 1 65 4 66 0 ) ($ 5 96 7 81 9 ) $1 9 2 37 7 52 1 96 . 18 9 % 96 1 % $1 1 92 2 00 0 $2 0 0 00 0 00 0 $2 0 0 00 0 00 0 ($ 2 02 8 00 0 ) $1 9 7 97 2 00 0 98 . 98 6 % 08 1 % $1 0 16 2 , 00 0 $3 0 0 00 0 00 0 $3 0 0 00 0 00 0 ($ 3 70 1 31 0 ) $2 9 6 29 8 69 0 98 . 76 6 % 80 7 % $2 3 42 1 00 0 $2 0 0 00 0 00 0 $2 0 0 00 0 00 0 ($ 2 47 2 00 0 ) $1 9 7 52 8 00 0 98 . 76 4 % 98 9 % $1 1 97 8 00 0 $3 6 8 52 4 00 0 $3 6 8 52 4 00 0 ($ 3 68 5 24 0 ) ($ 1 29 5 99 5 ) $3 6 3 54 2 76 5 98 . 64 8 % 92 6 % $2 1 83 8 73 2 $4 8 97 2 , 00 0 $2 0 40 4 00 0 $2 0 40 4 00 0 10 0 . 00 0 % 27 1 % 68 7 61 5 42 2 00 0 04 9 00 0 04 9 00 0 10 0 . 00 0 % 97 8 % $1 6 3 46 9 $1 9 77 2 , 00 0 $1 0 37 5 . 00 0 $1 0 37 5 00 0 10 0 . 00 0 % 49 3 % $8 8 1 14 9 $1 6 20 3 00 0 31 7 00 0 31 7 00 0 10 0 . 00 0 % 79 7 % $8 1 9 61 6 $2 8 21 8 00 0 $1 7 29 4 00 0 $1 7 29 4 00 0 10 0 . 00 0 % 73 4 % 51 0 , 45 8 $4 6 94 6 00 0 $2 9 94 0 00 0 $2 9 94 0 00 0 10 0 . 00 0 % 29 4 % $2 , 48 3 22 4 $1 8 75 0 00 0 $1 2 69 5 00 0 $1 2 69 5 00 0 10 0 . 00 0 % 63 5 % 09 6 21 3 $1 9 60 9 00 0 $1 3 75 6 00 0 $1 3 75 6 00 0 10 0 . 00 0 % 8.4 7 0 % 16 5 13 3 $2 , 28 4 , 3 5 4 , 00 0 ($ 2 7 , 3 4 6 , 68 4 ) ($ 1 3 , 23 1 , 63 4 ) $2 , 24 3 , 77 5 , 68 2 $1 4 7 , 12 3 , 61 0 ~n t ' 1 ' 1 ' " _. ~ ) ( ~ S" c n = - t'1 ' 1 S: ; : : . , '" - ' J tx : 1 Z 0 n" ' V I CD ; : : . 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BO N D IN T E R E S T RA T E (I ) DE S C R I P T I O N (2 ) Se r i e s 'I T : \ s 67 0 % Se r i e s C d u e J a n 2 0 0 7 15 0 % Se r i e s C d u e A u g 2 0 1 1 95 0 % Se r i e s C d u e S e p 2 0 1 1 92 0 % Se r i e s C d u e S e p 2 0 1 1 95 0 % Se r i e s C d u e S e p 2 0 1 1 29 0 % Se r i e s C d u e D e e 2 0 1 1 26 0 % Se r i e s C d u e J a n 2 0 1 2 28 0 % Se r i e s C d u e J a n 2 0 1 2 25 0 % Se r i e s C d u e F e b 2 0 1 2 53 0 % Se r i e s C d u e D e e 2 0 2 1 37 5 % Se r i e s C d u e D e e 2 0 2 1 26 0 % Se r i e s C d u e J a n 2 0 2 2 27 0 % Se r i e s C d u e J a n 2 0 2 2 Su b - To t a l S e r i e s C Se r i e s E ' I T : \ s 43 0 % Se r i e s E d u e S e p 2 0 0 7 22 0 % Se r i e s E d u e S e p 2 0 0 7 27 0 % Se r i e s E d u e S e p 2 0 0 7 13 0 % Se r i e s E d u e J a n 2 0 1 3 05 0 % Se r i e s E d u e S e p 2 0 2 2 07 0 % Se r i e s E d u e S e p 2 0 2 2 11 0 % Se r i e s E d u e S e p 2 0 2 2 12 0 % Se r i e s E d u e S e p 2 0 2 2 05 0 % Se r i e s E d u e S e p 2 0 2 2 08 0 % Se r i e s E d u e O c t 2 0 2 2 08 0 % Se r i e s E d u e O e t 2 0 2 2 23 0 % Se r i e s E d u e J a n 2 0 2 3 23 0 % Se r i e s E d u e J a n 2 0 2 3 Su b - To t a l S e r i e s E Se r i e s F ' I T : \ s 26 0 % Se r i e s F d u e J u l 2 0 2 3 26 0 % Se r i e s F d u e J u l 2 0 2 3 23 0 % Se r i e s F d u e A u g 2 0 2 3 24 0 % Se r i e s F d u e A u g 2 0 2 3 75 0 % Se r i e s F d u e S e p 2 0 2 3 72 0 % Se r i e s F d u e S e p 2 0 2 3 75 0 % Se r i e s F d u e S e p 2 0 2 3 75 0 % Se r i e s F d u e O c t 2 0 2 3 75 0 % Se r i e s F d u e O e t 2 0 2 3 75 0 % Se r i e s F d u e O e t 2 0 2 3 Su b - To t a l S e r i e s F MA T U R I T Y O R I G I N A L DA T E LI F E (3 ) 01 / 1 0 / 0 7 08 / 0 9 / 1 1 09 / 0 1 / 1 1 09 / 0 1 / 1 1 09 / 0 1 1 1 1 12 / 3 0 / 1 1 01 / 1 0 1 1 2 01 1 1 0 1 1 2 02 1 0 1 / 1 2 12 / 1 6 / 2 1 12 / 3 1 1 2 1 01 / 0 7 / 2 2 01 1 1 0 1 2 2 09 / 1 1 / 0 7 09 / 1 8 / 0 7 09 / 2 4 / 0 7 01 1 2 2 1 1 3 09 / 0 1 / 2 2 09 / 0 9 / 2 2 09 / 0 9 / 2 2 09 / 0 9 1 2 2 09 / 1 4 / 2 2 10 1 1 4 1 2 2 10 / 1 4 / 2 2 01 / 2 0 / 2 3 01 1 2 0 / 2 3 07 / 2 1 1 2 3 07 / 2 1 / 2 3 08 / 1 6 / 2 3 08 / 1 6 1 2 3 09 / 1 4 / 2 3 09 / 1 4 / 2 3 09 / 1 4 / 2 3 10 / 2 6 / 2 3 10 / 2 6 / 2 3 10 / 2 6 / 2 3 PR I N C I P A L A M O U N T OR I G I N A L CU R R E N T L Y IS S U E OU T S T A N D I N G (4 ) (5 ) IS S U A N C E EX P E N S E S (6 ) RE D E M P T I O N EX P E N S E S NE T P R O C E E D S T O C O M P A N Y TO T A L PE R $ 1 0 0 DO L L A R PR I N C I P A L AM O U N T AM O U N T (7 ) (8 ) MO N E Y T O CO M P A N Y (B O N D T A B L E BA S I S (9 ) AN N U A L D E B T L I N E SE R V I C E C O S T N O . (1 0 ) 72 4 00 0 00 0 00 0 $2 0 00 0 00 0 $2 0 00 0 00 0 $2 5 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 $1 5 00 0 00 0 00 0 00 0 00 0 , 00 0 00 0 00 0 00 0 00 0 50 0 00 0 00 0 00 0 $1 0 00 0 00 0 $1 5 00 0 00 0 00 0 00 0 $1 2 00 0 00 0 $5 0 00 0 00 0 $1 0 00 0 00 0 $2 5 00 0 00 0 $2 6 00 0 00 0 00 0 00 0 00 0 00 0 $1 1 00 0 00 0 $2 7 00 0 00 0 $1 5 00 0 00 0 $3 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 00 0 $1 2 00 0 00 0 $1 6 00 0 00 0 $2 0 00 0 00 0 72 4 00 0 ($ ~ 6 . 62 S ) ($ 7 8 3 77 6 ) 90 3 59 8 85 . 66 7 % 48 0 % $5 4 2 63 5 00 0 00 0 $? S ) : ! ? ) 92 4 67 3 99 . 05 8 % 25 4 % $7 4 0 32 0 $2 0 00 0 00 0 ($ 1 3 2 . 11 8 ) $1 9 86 7 88 2 99 . 33 9 % 02 2 % 80 4 40 0 $2 0 00 0 00 0 ($ 1 8 8 . 3 1 8 ) $1 9 81 1 68 2 99 . 05 8 % 02 3 % 80 4 60 0 $2 5 00 0 00 0 ($ 1 7 5 39 8 ) $2 4 82 4 60 2 99 . 29 8 % 02 6 % $2 , 25 6 50 0 00 0 00 0 1,$ 2 3 Ol W ) ($ 4 1 0 78 4 ) 56 6 17 5 85 . 53 9 % 97 2 % $2 9 9 16 0 00 0 00 0 ($ 7 64 9 ) ($ 1 3 6 . 92 8 ) $8 5 5 42 3 85 . 54 2 % 93 8 % $9 9 38 0 00 0 00 0 ($ I . U9 7 ) ($ 2 7 3 . 85 6 ) $1 , 7 1 2 84 7 85 . 64 2 % 94 7 % $1 9 8 94 0 $3 , 00 0 00 0 ($ 2 2 , 94 6 ) ($ 4 I 0 78 4 ) 56 6 27 0 85 . 5 4 2 % 92 7 % $2 9 7 81 0 $1 5 00 0 00 0 ($ 1 1 5 20 2 ) ($ 2 05 . 92 2 ) $1 2 83 0 87 7 85 . 5 3 9 % 10 . 06 6 % $1 , 50 9 90 0 00 0 00 0 ($ 3 8 , 4 0 0 ) ($ 6 8 4 . 64 1 ) 27 6 95 9 85 . 53 9 % 88 9 % $4 9 4 45 0 $5 , 00 0 00 0 ($ 3 . 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O 75 ( J , ($ 7 9 5 . 12 1 . 56 8 54 4 12 8 97 . 92 0 % 06 9 % 84 8 30 0 84 0 % Em e r y 9 1 d u e J a n 2 0 1 5 OS / 2 2 / 9 1 01 / 0 1 / 1 6 54 5 00 0 00 0 $4 5 00 0 . 00 0 ($ 8 i 2 50 5 ) ($ 1 . 5 6 8 . 35 9 ) 54 1 55 8 63 6 92 . 35 3 % 52 3 % 03 5 35 0 84 0 % Sw e e t w a t e r 8 8 A d u e J a n 2 0 1 7 01 / 0 1 / 8 8 01 / 0 1 / 1 7 55 0 00 0 00 0 55 0 00 0 00 0 ($ . In ' I ' ($ g 8 2 lo l 1 54 8 69 5 45 6 97 3 9 1 % 4. 1 6 6 % 08 3 00 0 84 0 % Fo r s y t h 8 8 B d u e J a n 2 0 1 8 01 / 0 1 / 8 8 01 / 0 1 / 1 8 54 5 00 0 00 0 54 5 00 0 00 0 ($ 3 8 0 . 1') 8 ) ($ I . O1 3 . 2~ 3 ) 54 3 60 6 51 9 96 . 90 3 % 12 0 % 85 4 00 0 84 0 % Gi l l e t t e 8 8 d u e J a n 2 0 1 8 1) \ / 0 1 / 8 8 01 1 0 1 / 1 8 56 3 00 0 00 0 54 1 20 0 00 0 ($ 3 5 1 . 9 1 \ 5 ) ($ 1 . () ( J ( ' 01 3 ) $3 9 84 2 08 2 96 . 70 4 % 13 1 % 70 1 97 2 84 0 % Sw e e t w a t e r 9 5 d u e N o v 2 0 2 5 ( a ) 11 / 1 7 / 9 5 11 / 0 1 / 2 5 52 4 40 0 00 0 52 4 . 4 0 0 00 0 ($ 2 . (1 1 ' " ) ($ ' 1 2 ~ A 6 ( ) ) 52 3 74 6 53 1 97 . 32 2 % 09 0 % 59 9 7 96 0 15 0 ' ;;, Em e r y 9 6 d u e S e p 2 0 3 0 09 / 2 4 / 9 6 09 / 3 0 / 3 0 51 2 67 5 00 0 51 2 67 5 00 0 ($ 7 1 5 . (J1 1 ) 51 1 93 9 98 7 94 . 20 1 % 6.5 7 9 % 58 3 3 88 8 98 0 % T o t a l . U n s e c u r e d P o l l u t i o n C o n t r o l R e v e n u e B o n d s 53 2 1 , 5 7 5 , 00 0 52 9 9 , 77 5 , 00 0 (~ . ! . n,( . 36 ) (S 7 , O8 6 . 09 7 I 52 8 8 , 95 6 , 26 6 $1 2 , 8 3 5 , 5 1 5 (a ) S u b j e c t t o A l t e r n a t i v e M i n i m u m T a x . An n u a l D e b t S e r v i c e ( c o l u m n 1 0 ) i n c l u d e s r e m a r k e t i n g f e e s a n d c r e d i t e n h a n c e m e n t f e e s . (b ) C u r T e n t l y o u t s t a n d i n g a m o u n t s a r e s h o w n n e t o f c o n s t r u c t i o n f u n d b a l a n c e s . ~n t ' T 1 " " C _. ~ ~ ~ g e n -, 5 t'T 1 S f . i = - '" Z - l J tJ j 0 Z. a 2 . ~ "" C U I 0 ~ ~ zn l l : l I ( J Q t1 1 o = U I 0 j; ; ' . : . ... . . . Case No. PAC-05- Exhibit No. Witness: Bruce N. Williams BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION ACIFICORP Exhibit Accompanying Direct Testimony of Bruce N. Williams Standard & Poor s Utilities & Perspectives- May 12 2003 January 2005 t. . Last Week's Rating Reviews and Activity. . . . . 10 Did You Know? World Energy Consumption and Regional Carbon Dioxide Emissions in 2001, . . . . . . . . . 10 Last Week' Financing Activity Duke Energy s $700 Million Senior Notes Are Rated ' ' . . . Wisconsin Electric Power $635 Million Debt Issue Is Rated' ' ................. North Carolina Eastern Municipal Powers Bonds AreRated'BBB' ............ Medco Energi's Proposed $200 Million Notes Are Rated' ................. Utility Credit Rankings Electric/Gas/Water . . . . . . . . . 14 Telecommunications. . . . . . . . 17 International.............. Key Contacts ............ STANDARD &POOreS Exhibit No.6 page 1 of 4 CASE NO. P AC-OS- Witness Bruce N. Williams Feature Article Buy Versus Build": Debt Aspects of Purchased-Power Agreements .................................. Utility Spotlight High Commodity Prices Bode Well For Stone Energy s Cash Flow .....,................ ......................... Special Report Survey of State Regulators Reveals Focus on u.S. Utilities' Financial Strength . . . . . . . . . . . . . . . . . . . . . . . . . . . . News Comments Laclede Group s and Unit's Ratings Are Lowered; Outlook Stable . . . . . . . . . . . . . . . . . . . .7 Sierra Pacific Power s Water Facilities Bond Rating Is Raised to 'B8' ................ Empresa Electrica Guacolda Ratings Are Affirmed; Off Watch . . . . . . . . . . . . . . . . . . . . . .7 Spanish Utilities Gas Natural, Iberdrola Ratings Are Affirmed; Off Watch . . . . . . . . . . . . . Enel's and Subs' Ratings Are Affirmed; Off Watch, Outlook Negative . . . . . . . . . . . . . . . . . Petrozuata Finance Ratings Is Affirmed; Off Watch. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ . Feature Article PacifiCorp Exhibit No.6 page 2 of 4 CASE NO. PAC-O5- Witness Bruce N. Williams Buy Versus Build": Debt Aspects of Purchased-Power Agreements tandard & Poors Ratings Services views electric utility purchased-power agreements (PPA! as debt-like in nature, and has historically capitalized these obligations on a sliding scale known as a "risk spectrum:' Standard & Poors applies a 0% to 100% "risk factor" to the net present value (NPV! of the PPA capacity payments, and designates this amount as the debt equivalent. While determination of the appropriate risk factor takes several variables into consideration, including the econom- ics of the power and regulatory treatment, the overwhelm- ing factor in selecting a risk factor has been a distinction in the likelihood of payment by the buyer. Specifically, Standard & Poor's has divided the PPA universe into two broad categories: take-or-pay contracts nOp; hell or high water) and take-and-pay contracts (TAP; performance based!. To date, TAP contracts have been treated far more leniently (e., a lower risk factor is applied! than TOP con- tracts since failure of the seller to deliver energy, or per- form, results in an attendant reduction in payment by the buyer. Thus, TAP contracts were deemed substantially less debt-like. In fact, the risk factor used for many TAP obliga- tions has been as low as 5% or 10% as opposed to TOPs, which have been typically at least 50%. Standard & Poor's originally published its purchased- power criteria in 1990, and updated it in 1993. Over the past decade, the industry underwent significant changes related to deregulation and acquired a history with regard to the performance and reliability of third-party generators. In gen- eral, independent generation has performed well; the likeli- hood of nondelivery-and thus release from the payment obligation-is low. As a result, Standard & Poor s believes that the distinction between TOPs and TAPs is minimal, the result being that the risk factor for TAPs will become more stringent. This article reiterates Standard & Poors views on purchased power as a fixed obligation, how to quantify this risk, and the credit ramifications of purchasing power in light of updated observations. Why Capitalize PPAs? Standard & Poor's evaluates the benefits and risks of pur- chased power by adjusting a purchasing utilitys reported financial statements to allow for more meaningful compar- isons with utilities that build generation. Utilities that build typically finance construction with a mix of debt and equity. A utility that leases a power plant has entered into a debt transaction for that facility; a capital lease appears on the utility s balance sheet as debt. A PPA is a similar fixed com- mitment. When a utility enters into a long-term PPA with a fixed-cost component, it takes on financial risk. Furthermore, utilities are typically not financially compensated for the risks ..4 Back to "II1II Table of Contents Next Page ~Page May 12, 2003 they assume in purchasing power, as purchased power is usu- ally recovered dollar-for-dollar as an operating expense. As electricity deregulation has progressed in some coun- tries, states, and regions, the line has blurred between tra- ditional utilities, vertically integrated utilities, and merchant energy companies, all of which are in the generation busi- ness. A common contract that has emerged is the tolling agreement, which gives an energy merchant company the right to purchase power from a specific power plant. (see Evaluating Debt Aspects of Power Tolling Agreements, published Aug. 26, 2002!. The energy merchant, or toller, typically responsible for procuring and delivering gas to the plant when it wants the plant to generate power. The power plant operator must maintain plant availability and produce electricity at a contractual heat rate. Thus, tolling contracts exhibit characteristics of both PPAs and leases. However toilers are typically unregulated entities competing in a competitive marketplace. Standard & Poor's has determined that a 70% risk factor should be applied to the NPV of the fixed tolling payments, reflecting its assessment of the risks borne by the toller, which are: Fixed payments that cover debt financing of power plant (typically highly leveraged at about 70% I. . Commodity price of inputs, Energy sales (price and volume), and Counterparty risk. Detennining the Risk Factor for PPAs Alternatively, most entities entering into long-term PPAs, as an alternative to building and owning power plants. continue to be regulated utilities. Observations over time indicate the high likelihood of performance on TAP commitments and, thus, the high likelihood that utilities must make fixed pay- ments. However, Standard & Poors believes that vertically integrated, regulated utilities are afforded greater protection in the recovery of PPAs, compared with the recovery of fixed tolling charges by merchant generators. There are two rea- sons for this. First, tariffs are typically set by regulators to recover costs. Second, most vertically integrated utilities con- tinue to have captive customers and an obligation to serve. At a minimum, purchased power, similar to capital costs and fuel costs, is included in tariffs as a cost of service. As a generic guideline for utilities with PPAs included as an operating expense in base tariffs, Standard & Poor believes that a 50% risk factor is appropriate for long-term commitments (e.g. tenors greater than three years!. This risk factor assumes adequate regulatory treatment, including recognition of the PPA in tariffs; otherwise a higher risk factor could be adopted to indicate greater risk of recovery, Standard & Poor's will apply a 50% risk factor to the capacity Standard & Poor Utilities & Perspectives .-', - Feature Article . .. PacifiCorp Exhibit No.6 page 3 of 4 CASE NO. PAC-O5- Witness Bruce N. Williams component of both TAP and TOP PPAs. Where the capacity component is not broken out separately, we will assume that 50% of the payment is the capacity payment. Furthermore, Standard & Poors will take counterparty risk into account when considering the risk factor. If a utility relies on any indi- vidual seller for a material portion of its energy needs, the risk of nondelivery will be assessed. To the extent that energy is not delivered, the utility will be exposed to replacing this power, potentially at market rates that could be higher than contracted rates and potentially not recoverable in tariffs. Standard & Poors continues to view the recovery of purchased-power costs via a fuel-adjustment clause, as opposed to base tariffs, as a material risk mitigant. A month- ly or quarterly adjustment mechanism would ensure dollar- for-dollar recovery of fixed payments without having to receive approval from regulators for changes in fuel costs. This is superior to base tariff treatment, where variations in volume sales could result in under-recovery if demand is sluggish or contracting. For utilities in supportive regulatory jurisdictions with a precedent for timely and full cost recov- ery of fuel and purchased-power costs, a risk factor of as low as 30% could be used. In certain cases, Standard & Poor may consider a lower risk factor of 10% to 20% for distribu- tion utilities where recovery of certain costs, including stranded assets, has been legislated. Qualifying facilities that are blessed by overarching federal legislation may also fall into this category. This situation would be more typical of a utility that is transitioning from a vertically integrated to a disaggregated distribution company. Still, it is unlikely that Table 1 ABC Utility Co. Adjustment to Capital Structure no portion of a PPA would be capitalized (zero risk factor! under any circumstances. The previous scenarios address how purchased power is quantified for a vertically integrated utility with a bundled tariff. However, as the industry transitions to disaggregation and deregulation, various hybrid models have emerged. For example, a utility can have a deregulated merchant energy subsidiary, which buys power and off-sells it to the regulat- ed utility. The utility in turn passes this power through to customers via a fuel-adjustment mechanism. For the mer- chant entity, a 10% risk factor would likely be applied to such a TAP or tolling scheme. But for the utility, a 30% risk factor would be used. What would be the appropriate treat- ment here? In part, the decision would be driven by the rat- ings methodology for the family of companies. Starting from a consolidated perspective, Standard & Poors would use a 30% risk factor to calculate one debt equivalent on the con- solidated balance sheet given that for the consolidated entity the risk of recovery would ultimately be through the utilitys tariff. However, if the merchant energy company were deemed noncore and its rating was more a reflection of its stand-alone creditworthiness, Standard & Poor would impute a debt equivalent using a 70% risk factor to its balance sheet, as well as a 30% risk-adjusted debt equivalent to the utility. Indeed, this is how the purchases would be reflected for both companies if there were no ownership relationship. This example is perhaps overly simplistic because there will be many variations on this theme. However, Standard & Poor s will apply this logic as Original capital structure Adjusted capital structure Debt 1,400 1,400 Adjustment to debt 321 Preferred stock 200 200 Common equity 000 000 Total capitalization 600 100 921 100 Table 2 ABC Utility Co. Adjustment to Pretax Interest Coverage Net income Income taxes 120 115 300 300 115Interest expense Pretax available ~ Back to Table of Contents Next Page ~Page May 12, 2003 Original pretax interest coverage Adjusted pretax interest coverage = 2. (300+33) (115+33)= 2. Standard & Poor's Utilities & Perspectives Feature Article a starting point, and modify the analysis case-by-case, com- mensurate with the risk to the various participants. Adjusting Financial Ratios Standard & Poors begins by taking the NPV of the annual capacity payments over the life of the contract. The ratio- nale for not capitalizing the energy component. even though it is also a nondiscretionary fixed payment, is to equate the comparison between utilities that buy versus build-Le. Standard & Poor s does not capitalize utility fuel contracts. In cases where the capacity and energy components of the fixed payment are not specified, half of the fixed payment is used as a proxy for the capacity payment. The discount rate is 10%. To determine the debt equivalent, the NPV is multi- plied by the risk factor. The resulting amount is added to a utilitys reported debt to calculate adjusted debt. Similarly, Standard & Poors imputes an associated interest expense equivalent of 10%-10% of the debt equivalent is added to reported interest expense to calculate adjusted interest cov- erage ratios. Key ratios affected include debt as a percent- age of total capital, funds from operations (FFO) to debt. pretax interest coverage, and FFO interest coverage. Clearly, the higher the risk factor, the greater the effect on adjusted financial ratios. When analyzing forecasts, the NPV of the PPA will typically decrease as the maturity of the contract approaches. Utility Company Example To illustrate some of the financial adjustments, consider the simple example of ABC Utility Co. buying power from XYZ Independent Power Co. Under the terms of the contract annual payments made by ABC Utility start at $90 million 2003 and rise 5% per year through the contract's expiration in 2023. The NPV of these obligations over the life of the contract discounted at 10% is $1.09 billion. In ABC's case, Standard & Poor's chose a 30% risk factor, which when mul- tiplied by the obligation results in $327 million. Table 1 illus- trates the adjustment to ABC's capital structure, where the $327 million debt equivalent is added as debt, causing ABC's total debt to capitalization to rise to 59% from 54% (48 plus 11). Table 2 shows that ABC's pretax interest cover- ..0IIII Back to Table of Contents Next Page ~Page May 12, 2003 PacifiCorp Exhibit No.6 page 4 of 4 CASE NO. PAC-O5- Witness Bruce N. Williams age was 2., without adjusting for off-balance-sheet oblig- ations, To adjust for the X'(l capacity payments, the $327 million debt adjustment is multiplied by a 10% interest rate to arrive at about $33 million. When this amount is added to both the numerator and the denominator, adjusted pretax interest coverage falls to 2.3x. Credit Implications The credit implications of the updated criteria are that Standard & Poor's now believes that historical risk factors applied to TAP contracts with favorable recovery mecha- nisms are insufficient to capture the financial risk of these fixed obligations. Indeed, in many cases where 5% and 10% risk factors were applied, the change in adjusted financial ratios (from unadjusted) was negligible and had no effect on ratings. Standard & Poor's views the high probability of energy delivery and attendant payment warrants recognition of a higher debt equivalent when capitalizing PPAs. Standard & Poor s will attempt to identify utilities that are more vulnerable to modifications in purchased-power adjustments. Utilities can offset these financial adjustments by recognizing purchased power as a debt equivalent, and incorporating more common equity in their capital struc- tures. However, Standard & Poor s is aware that utilities have been reluctant to take this action because many regu- lators will not recognize the necessity for, and authorize a return on, this additional wedge of common equity. Alternatively. regulators could authorize higher returns on existing common equity or provide an incentive return mech- anism for economic purchases. Notwithstanding unsupport- ive regulators, the burden will still fall on utilities to offset the financial risk associated with purchases by either quali- tative or quantitative means. 8 Jeffrey Wolinsky, CFA New York (1) 212 438-2117 Dimitri Nikas New York (1) 212-438-7807 Anthony Flintoff London (44) 20-7826-3874 Laurence Conheady Melbourne (61) 3-9631-2036 Standard & Poor Utilities & Perspectives Case No. PAC-05- Exhibit No. Witness: Bruce N. Williams BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION ACIFICORP Exhibit Accompanying Direct Testimony of Bruce N. Williams Indicative Forward PCRB Variable Rates January 2005 Idaho Rate Case Indicative Forward PCRB Variable Rates For September 30, 2005 Oct- Nov- Dec- J an- F eb- Mar- Apr- May- Jun- Jul- Aug- Sep- Oct- Nov- Dec- J an- Feb- Mar- Apr- May- Jun- Jul- Aug- Sep- Oct- Nov- Dec- Jan- Feb- Mar- Apr-O 1 May-O 1 Jun- Jul- Aug-O 1 Sep-O 1 Oct-O 1 Nov- Dec-O 1 J an- Feb- Mar- Apr- 30 Day LIBOR (a) 5.31% 24% 55% 98% 94% 94% 92% 91% 04% 5.18% 29% 5.38% 5.41% 56% 6.41% 81% 89% 05% 16% 540/0 65% 63% 62% 62% 62% 64% 69% 87% 52% 5.13% 80% 4.16% 91% 82% 64% 15% 2.48% 13% 1.95% 1.80% 85% 1.89% 86% Floating Rate PCRBs (b) 34% 14% 26% 80% 69% 93% 05% 24% 3.40% 98% 11% 3.49% 39% 38% 77% 27% 64% 70% 95% 90% 39% 77% 12% 53% 23% 36% 18% 03% 70% 29% 85% 3.49% 13% 74% 2.46% 50% 27% 89% 79% 69% 57% 69% 83% PacifiCorp Exhibit No.7 page 1 of 2 CASE NO. PAC-O5- Witness Bruce N. Williams PCRB / LIBOR (b)/(a) 63% 60% 59% 56% 54% 59% 62% 66% 67% 58% 59% 65% 63% 61% 59% 56% 62% 61% 64% 75% 66% 57% 62% 68% 64% 66% 62% 52% 67% 64% 80% 84% 80% 72% 67% 79% 91% 89% 92% 94% 85% 90% 98% PacifiCorp Exhibit No.7 page 2 of 2 CASE NO. P AC-O5- Witnes "3ruce N. Williams May-84%86%101% Jun-1.84%77%96% Jul-1.83%1.70%93% Aug-80%1. 7 95% Sep-82%1.87%102% Oct-80%02%112% Nov-1.44%86%129% Dec-1.42%75%123% Jan-1.36%59%117% Feb-34%1.61%120% Mar-30%1.53%118% Apr-1.31 %68%128% May-32%72%130% Jun-1.16%1.38%119% Jul-1.11%12%101% Aug-1.11%1.16%105% Sep-1.12%1.21 %108% Oct-1.12%1.24%111% Nov-1.13%28%114% Dec-1.15%32%114% Jan-1.11%1. 1 106% Feb-1.10%1.1 7%107% Mar-09%20%110% Apr-1.10%27%115% May-1.10%22%111% Jun-25%28%102% Jul-1.41 %26%89% Aug-60%37%86% Sep-78%1.49%83% Average 85% Historical Floating Forecast Forward 30 Day Rate PCRB / 30 Floating LIBOR*Day LlBOR Rate PCRB 9/30/2005 34%85%84% * Source: Bloomberg LP. Case No. PAC-05- Exhibit No. Witness: Bruce N. Williams BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION ACIFICORP Exhibit Accompanying Direct Testimony of Bruce N. Williams Pro Forma Cost of Preferred Stock - September 30, 2005 January 2005 Li n e No , (1 ) Sh a r e s Co s t o f Is s u a n c e Is s u e d a n d To t a l B o o k Ne t P r e m i u m Ne t P r o c e e d s Mo n e y t o Da t e Ou t s t a n d i n Va l u e an d ( E x e n s e ) to C o m a n Co m a n (3 ) (4 ) (5 ) (6 ) (7 ) (8 ) (9 ) (a ) 12 6 , 24 3 $1 2 62 4 30 0 ($ 9 8 , 04 9 ) $1 2 52 6 25 1 $6 3 1 , 21 5 04 % No v - 06 5 $2 0 6 50 0 ($ 9 , 67 6 ) $1 9 6 , 82 4 $9 , 33 4 74 % (b ) 18 , 04 6 $1 , 80 4 60 0 (c ) 80 4 60 0 $1 2 6 32 2 00 % (b ) 93 0 $5 9 3 , 00 0 (c ) $5 9 3 , 00 0 $3 5 58 0 00 % (b ) 90 8 19 0 80 0 (c ) 19 0 , 80 0 $2 0 9 , 54 0 00 % (b ) 65 , 95 9 $6 , 59 5 , 90 0 (c ) 59 5 90 0 $3 5 6 17 9 5. 4 0 % Au g - 69 , 89 0 98 9 00 0 ($ 3 0 , 34 9 ) $6 , 95 8 , 65 1 $3 2 9 , 88 1 74 % Fe b - 59 2 $8 , 45 9 20 0 ($ 4 9 , 07 1 ) 41 0 , 12 9 $3 8 5 , 74 0 59 % De s c r i p t i o n of I s s u e (2 ) 5% P r e f e r r e d S t o c k , $1 0 0 P a r V a l u e Se r i a l P r e f e r r e d , $ 1 0 0 P a r V a l u e 4. 5 2 % S e r i e s 5 7 . 00 % S e r i e s 6 6 . 00 % S e r i e s 7 5 . 00 % S e r i e s 5. 4 0 % S e r i e s 9 4 . 72 % S e r i e s 10 4 . 56 % S e r i e s No P a r S er i a l P r e f e r r e d , $ 2 5 S t a t ed V a l u e Un a m o r t i z e d e x p e n s e ( e ) Un a m o r t i z e d e x p e n s e ( f ) Ma y - 19 9 5 No P a . r Se r i a l P r e f e r r e d , $ 1 0 0 S t a t e d V a l u e $7 . 4 8 S e r i e s ( d ) 67 % Ju n - 48 7 50 0 48 , 75 0 , 00 0 (5 4 6 28 1 ) $4 8 20 3 , 71 9 $3 , 64 6 , 50 0 $8 9 , 47 9 , 87 4 $5 , 73 0 29 0 ($ 7 3 3 , 4 2 6 ) $9 0 , 21 3 , 30 0 TO T A L 63 5 % Co s t o f P r e f e r r e d S t o c k = (a ) I s s u e r e p l a c e d 6 % a n d 7 % p r e f e r r e d s t o c k o f P a c i f i c P o w e r & L i g h t C o m p a n y a n d N o r t h w e s t e r n E l e c t r i c C o m p a n y an d 5 % p r e f e r r e d s t o c k o f M o u n t a i n S t a t e s P o w e r C o m p a n y , m o s t o f w h i c h s o l d i n t h e 1 9 2 0 ' s a n d 1 9 3 0 ' (b ) T h e s e i s s u e s r e p l a c e d a n i s s u e o f T h e C a l i f o r n i a O r e g o n P o w e r C o m p a n y a s a r e s u l t o f t h e m e r g e r o f t h a t C o m p a n y i n t o P a c i f i c P o w e r & L i g h t C o . (c ) O r i g i n a l i s s u e e x p e n s e / p r e m i u m h a s b e e n f u l l y a m o r t i z e d o r e x p e n s e d . (d ) A n n u a l 5 % s i n k i n g f u n d b e g i n s J u n e 1 5 , 2 0 0 2 . (e ) C o l u m n 1 0 i s t h e a f t e r - ta x a n n u a l u n a m o r t i z e d d e b t e x p e n s e r e l a t e d t o t h e 8 3 / 8 % Q U I D S r e d e e m e d N o v e m b e r 2 0 0 0 a s s u m i n g a 3 7 % t a x r a t e . (f ) C o l u m n 1 0 i s t h e a f t e r - ta x a n n u a l u n a m o r t i z e d d e b t e x p e n s e r e l a t e d t o t h e 8 . 55 % Q U I D S r e d e e m e d N o v e m b e r 2 0 0 0 . An n u a l i z e d Li n e Co s t No , (1 0 ) (1 1 ) 63 6 15 6 79 3 12 6 , 32 2 35 , 58 0 20 9 , 54 0 35 6 , 17 9 33 1 32 0 38 7 99 0 67 , 95 5 01 9 74 0 66 6 98 5 , 51 9 :: E ( " ) t'T 1 ' i : I _. ~ ) o C ~ r/ ) : r . _ . t'T 1 0 " : : ! 1 ~ Z :: ; : ( ) t1 ; j 0 Z. a 2' ~ 'i : I 0 0 0 ~ (" ) ::E t ( 1 - V I :: - . I IU