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Home My WebLink About20051219SEC U-9C-3.pdfMILBANK, TWEED, HADLEY & M(;CLOY LLP INTERNATIONAL SQUARE BUILDING NEW YORK 212-530-5000 FAK 212-530-5219 WASHINGTON, D.C. 20006 MUNICH 49-B9-25559-3600 FAX, 49-B9-25559-3700 1850 K STREET, NW, SUITE 1100 LOS ANGELES 213-B92-4000 202-B35-7500 FRANKFURT 49-69-7593-7170 FAX, 49-69-7593-B303FAX, 213-629-5063 FAX,202-B35-75B6 PALO ALTO LONDON ORLAN M. JOHNSON OF COUNSEL DIRECT DIAL NUMBER TOKYO B 13-3504-050 FAX, BI3-3595-2790 650-739-7000 FAX, 650-739-7100 44-207-44B-3000 FAX, 44-207-44B-3029 202-835-7522 MAIL, ojohnsonCBimilbank.com HONG KONG B52-2971-4BBB FAX, B52-2B40-0792 December 16, 2005 SINGAPORE 65-6428-2400 FAX, 65-642B-2500 CERTIFIED MAIL - RETURN RECEIPT REQUESTED - '- '" ,- '" Idaho Public Utilities Commission 472 W. Washington Boise, ID 83702-5983 Attn: Jean D. Jewell, Commission Secretary r ,u;- --- ,TO , " ,'--",---- ' Re:Scottish Power pIc U-9C-3 Filing (..1'; ( 0') :.,.) To Whom It May Concern: Enclosed please find two copies of Scottish Power pIc's Quarterly ReportPursuant to Rule 58 of the Public Utility Holding Company Act of 1935 , as amended (" 1935 Act"). This filing does not require any action on the part of the State Commission; this is merely a notification filing as required under the 1935 Act. If you have any questions, please feel free to give me a call at (202) 835-7522. Sincerely, (f2 Enclosures RR Donnelle ProFile III 11111111111111 III I IlinJlUllllllll1 111111 II 1111 I III SCOTTISH POWER PLC FORM U-9C- 29-Noy-200519:27 EST 19148 TX 1 HTM ESS Page 1 of 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. FORM U-9C- QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 For the Quarterly Period Ended September 30, 2005 Scottish Power pic PacifiCorp (Name or Registered Holding Company)c--,-C-', i~ Scottish Power pic (Address or Principal Executives Offices) ,---. : Cj';' c-: --C;, - - , --::: f"i \.0 C:i ""Ci ".- ' 1 Atlantic Quay Glasgow G2 SSP Scotland UK -- . (I;C;(!J Co,) ,$:"~;.. Inquiries concerning this Form U -9C-3 may be directed to: James Stanley, General Counsel Scottish Power pic 1 Atlantic Quay Glasgow G2 SSP Scotland, UK M. Douglas Dunn Orlan M. Johnson Milbank Tweed Hadley & McCloy LLP 1 Chase Manhattan Plaza New York, NY 10005 SCOTTISH POWER PLC FORM 9C- III 111111111111111111 IUnJWJlUJtillllllllll1 1111 III RR Donnelle ProFile 29.Noy.20D5 21:12 EST 19148 TX 2 HTM ESS DC Page 1 of 1 Item 10 Qrg~ni~~ltiQJICh:Jl1 Scottish Power pic FORM U-9C- For the Quarter Ended September 30, 2005 Table of Contents Item 3.Al;so~iate~Transactions Item 2. IsslHJ,_nce_!l!!qRel)ew~IJsQfSeCuIit!es!l!!qC~1pjt!lLCQ!!Jr!pI,IJ!Q!!. Item 40 Summ!LQQf..t.,ggregate Investment Item 50 QlherJnY~~rne!!ts Item 60 Ein9,m:ji!L5J!Jl~JIl~-'lts_i!n!iEJshibits SCOTTISH POWER PLC FORM 9C- RR Donnelle ProFile III 11111111111111 III I IlinJWllUll111I II 11111 11111 III 29-Noy-200519:27 EST 19148 TX 3 HTM ESS DC Page 1 of 1 This report covers the quarter ended September 30, 2005. Item I. - Organization Chart Percentage Energy or or Voting Name or Reporting Date or Gas-related State/Country Securities Type or Company Organization Company or Organization Held Business Scottish Power pic N/A N/A Scotland 100%Registered Holding Company Scottish Power N/A N/A Scotland 100%Intermediate Holding NA I Ltd Company Scottish Power N/A N/A Scotland 100%Intermediate Holding NA 2 Ltd Company PacifiCorp Holdings, Inc N/A N/A Delaware 100%Intermediate Holding Company PPM Energy, Inc.N/A N/A Oregon 100%Power Marketing Company Enstor, Inc.10/08/0 I Energy-related Oregon 100%Gas Storage Company Enstor Operating 9/19/02 Energy-related Oregon 100%Gas Storage Company, LLC Company Katy Storage and 9/30/02 Energy-related Texas 100%*Gas Storage Facility Transportation, LPo Company Waha Storage and 8/24/04 Energy-related Texas 100%*Gas Storage Facility Transportation, LP.Company Grama Ridge and 4/19/05 Energy-related Oregon 100%Gas Storage Facility Transportation, LLC Company 99% owned by Enstor, Inc I % owned by Enstor Operating Company, LLC 1llllIllllIllIlllllllllinJWllUl~ 111111111111111111 SCOTTISH POWER PLC FORM U-9C- RR Donnelle ProFile 29-NoY-200519:27 EST 19148 TX 4 HTM ESS DC Page 1 of 1 Item 2. - Issuances and Renewals of Securities and Capital Contributions. Person to Whom Collateral Company Type or Principal Security Was Given Consideration Issuing Security Amount or Issue or Cost or Issued Type or with Received ror Security Issued Security Renewal Capital Business Security Each Security PPM Energy,Advance on $ 34 730,927 Issue LIBOR Waha Storage &N/A Advance on Inc.existing IIC Transportation, LP.existing IIC note note PPM Energy,Advance on $105,168,483 Issue LIB OR Katy Storage &N/A Advance on Inc.existing IIC Transportation, LP.existing I/C note note PPM Energy,Advance on $ 33,083,898 Issue LIB OR Grama Ridge N/A Advance on Inc.existing IIC Storage &existing IIC note note Transportation, LLC Item 30 - ASSOCIATE TRANSACTIONS Part I. - Transactions Perfonned by Reporting Companies on behalf of Associate Companieso Reporting Compauy Rendering Services Associate Company Receiving Services Types or Services Rendered Direct Costs Charged Indirect Costs Charged Total Cost of AmountCapital Billed PacifiCorp Katy Storage & Transportation LP. Enstor Operating Company, LLC Katy Storage & Transportation, LPo ITlNetwork and share system charges and other corporate charges Operational personnel and services, commercial sales and marketing personnel and services and management services 800 800 240,266 $358,863 $1,599 128 SCOTTISH POWER PLC FORM 9C- 1llllIllllIllIlllllllllinJWlllR~111II11111111II111 RR Donnelle ProFile 29-Noy.200519:27 EST 19148 TX 5 HTM ESS Page 1 of 1 Walla Storage and Project N/A N/A Transportation, LP.management personnel and services Waha Storage and Business N/A N/A Transportation, LP.development! Marketing personnel and services Grama Ridge Project N/A N/A Storage and management Transportation,personnel and LLC services Grama Ridge Business N/A N/A Storage and development! Transportation Marketing LLC personnel and services PPM Energy, Inc. Enstor Operating Company, LLC PPM Energy, Inc. Enstor Operating Company, LLC Part II - Transactions Performed by Associate Companies on behalf of Reporting Companieso Reporting Types or Direct Indirect Total Associate Company Company Services Costs Costs Cost or Amount Rendering Services Receiving Services Rendered Charged Charged Capital Billed N/A N/A N/A N/A N/A N/A N/A Item 4. - SUMMARY OF AGGREGATE INVESTMENT Investments in energy-related companies: Total consolidated capitalization as of September 30, 2005 Total capitalization multiplied by 15% (Line I X 0.15) Greater of $50 minion or Line 2 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business Category I - Rule 58(b)(l) (ix) Total current aggregate investment $18,921,785,218 Line I $ 2.838 267,782 Line 2 $ 2 838,267,782 Line 3 211,089,038 211 089,038 Line 4 III 11111111111111111 I IUnJlUlIWJJI III 111111 III II III SCOTTISH POWER PLC FORM 9C- RR Donnelle ProFile 29-Nov-200519:27 EST 19148 TX 6 HTM ESS DC Page 1 of 1 Difference between the greater of $50 million or 15% of Capitalization and the total aggregate investment of the Registered holding company system (line 3 less line 4)627 178,744 Line 5 (1) Rule 58(b)( I )(ix) - the ownership, operation and servicing of fuel procurement, transportation, handling and storage facilities, scrubbers, and resource recovery and waste water treatment facilitieso Item 5. - OTHER INVESTMENTS Major Line or Energy- Related Business Other Investment in Last U-9C-3 Report Other Investment in this U-9C- Reason for Difference in Other Investment Gas Storage None None N/A Item 6. - FINANCIAL STATEMENTS AND EXHIBITS A. Financial Statements: Exhibit A-Financial statements for Reporting Company for the quarterly period ended September 30, 2005. (Confidential treatment requested pursuant to Rule 1O4(b), 17 CFR 250-1O4(b)0 Bo Exhibits: Exhibit B-Officer s Certification 1IIIIIIIIIIIIIIIIIIIIIUnJWlIlU~1I1111111111111111 SCOTTISH POWER PLC FORM 9C- RR Donnelle ProFile 29-Nov-200519:27 EST 19148 TX 7 HTM ESS Page 1 of 1 SIGNATURE The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 19350 Scottish Power pic By: Simon Lowth Executive Director, Finance and Strategy Date: November 3D, 2005 III 11111111111111 III I IlinJlUll1llllll1 1111111 11111 III SCOTTISH POWER PLC FORM 9C- 29-Nov-200519:25 EST 19148 EX99B 11 HTM ESS DC Page 1 of 1 Exhibit B- RR Donnelle ProFile CERTIFICATE I hereby certify that the Form U-9C-3 for ScottishPower pIc for the previous quarter has been provided to the state commissions listed below: California Public Utilities Commission Docket Office 505 Van Ness Avenue San Francisco, CA 94102-3298 Attn: Jerry Royer, Advice Filings Idaho Public Utilities Commission 472 W. Washington Boise, ID 83702-5983 Attn: Jean Do Jewell, Commission Secretary Oregon Public Utility Commission 550 Capitol Street N.E., Suite 215 Salem, Oregon 97301-2551 Attn: Vikie Bailey-Goggins, Administrator Regulatory and Technical Support Utah Public Service Commission Heber M. Wells Building, Fourth Floor 160 East 300 South Salt Lake City, UT 84114 Attn: Julie Po Orchard, Commission Secretary Washington Utilities and Transportation Commission 1300 So Evergreen Park Drive S. Olympia, W A 98504-7250 Attn: Carole Washburn, Executive Secretary Wyoming Public Service Commission Hansen Building 2515 Warren Avenue, Suite 300 Cheyenne, WY 82002 Attn: Steve Oxley, Commission Secretary Scottish Power pIc By: Simon Lowth Executive Director, Finance and Strategy