20050713SEC U-9C-3 Filing.pdf

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SECURITIES AND EXCHANGE COMMISSION
ZO05 JUL t I PM 3:: 2
WASHINGTON, D.
ILll\HO PUBLIC
UTiliTiES COMJ11SSfON
FORM U-9C-
QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the Quarterly.Period Ended March 31 2005
Scottish Power pIc
PacifiCorp
- - - - - - - - - - - - - - - -- - - - - - -- - -- - - - - - - - - - - - - - - - -- - - - - - -- - - - --
(N ame of Registered Holding Company)
Scottish Power pIc
(Address of Principal Executives Offices)
1 Atlantic Quay
Glasgow G2 8SP
Scotland UK
Inquiries concerning this Form U-9C-3 may be directed to:
Andrew Mitchell, Company Secretary
James Stanley, General Counsel
Scottish Power pIc
1 Atlantic Quay
Glasgow G2 8SP
Scotland, UK
M. Douglas Dunn
Orlan M. Johnson
Milbank Tweed Hadley & McCloy LLP
1 Chase Manhattan Plaza
New York, NY 10005
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Scottish Power pic
FORM U-9C-
For the Quarter Ended March 31, 2005
Table of Contents
Item 1. Organization Chart
Item 2. Issuance and Renewals of Securities and Capital Contributions
Item 3. . Associated Transactions
. Item 4. Summary of Aggregate Investment
Item 5. Other Investments
Item 6. Financial Statements and Exhibits
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This report covers the quarter ended March 31, 2005.
Item 1. - Organization Chart
Name of Reporting Date of Energy or State/Country Percentage Type of
Com Organization Gas-related of Organization of Voting Business
Company Securities
Held
Scottish Power pic N/A N/A Scotland 100%Registered
Holding
Company
Scottish Power N/A N/A Scotland 100%Intermediate
NA 1 Ltd Holding
Company
Scottish Power N/A N/A Scotland 100%Intermediate
NA 2 Ltd Holding
Company
PacifiCorp N/A N/A Delaware 100%Intermediate
Holdings, Inc Holding
Company
~PM Energy, Inc.N/A N/A Oregon 100%Power
Marketing
Company
Enstor, Inc.10/08/01 Energy-Oregon 100%Gas Storage
related
Company
Enstor Operating 9/19/02 Energy-Oregon 100%Gas Storage
Company, LLC related
. Company
Katy Storage and 9/30/02 Energy-Texas 100% *Gas Storage
Transportation,related Facility
Company
Waha Storage and 8/24/04 . Energy-Texas 100% *Gas Storage
Transportation related Facility
Company
*99% owned by Enstor, Inc
* 1 % owned by Enstor Operating Company, LLC
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Item 2. - Issuances and Renewals of Securities and Capital Contributions.
Company Type of Principal Issue or Cost of Person to Collateral Consideration
Issuing Security Amount of Renewal Capital Whom Given Received for
Security Issued Security Security Was with Each Security
Issued Type Security
of Business
None None None None None None None None
Company Contributing Capital
PPM Energy, Inc.
Company Receiving Capital Amount of Capital Contribution
Waha Storage & Transportation,$13,509,329
Note: The above amount is in the form of an intercompany note and not contribution of capital
Item 3. - ASSOCIATE TRANSACTIONS
Part I. - Transactions Performed by Reporting Companies on behalf of Associate Companies.
Reporting
Company
Rendering
Services
PacifiCorp
Enstor
Operating.
Company,
LLC
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,Associate
Company
Receiving
Services
Types of Services
Rendered
Indirect
Costs
Charged
Cost of
Capital
Direct
Costs
Charged
Total
Amount
Billed
Katy Storage and IT !Network and $56,457
Transportation shared system
charges and other
corporate charges
Katy Storage and Operational $644 865
Transportation,personnel and
services,
commercial sales
and marketing
personnel and
services and
management
services
$56,457
$143,137 $788,002
PPM Energy,Waha Storage and Project
Inc.Transportation management $896 $896
personnel, and
services
Enstor Waha Storage and Business
Operating Transportation,development!$72 136 $72,136
Company,Marketing
LLC personnel and
services
Part II
""
Transactions Performed by Associate Companies on behalf of Reporting
Companies.Associate ReportingCompany Company
Rendering Receiving Services
Services
Types of Services Direct Indirect Cost Rendered Costs Costs Capital
Charged Charged
Total
Amount
Billed
None None None None None None None
Item 4. - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of March 31 , 2005
Total capitalization multiplied by 15% (Line 1 X 0.15)
Greater of $50 million or Line 2
343,000,662 Line!
151,450,099 Line 2
151,450,099 Line 3
Total current aggregate investment:
(categorized by major line of energy-related business)
. Energy-related business Category 1 - Rule 58(b)(1)(ix)159,925,541 *
Total current aggregate investment 159,925 541 Line 4
Difference between the greater of $50 million or 15% of
Capitalization and the total aggregate investment of the
Registered holding company system (line 3 less line 4)991 524,558 Line 5
*Comprises $13,519,541 in Waha Storage and Transportation LP and $146,406,000 in Katy
Storage and Transportation L.
(1) Rule 58(b)(1)(ix) - the ownership, operation and servicing of fuel
procurement, transportation, handling and storage facilities, scrubbers, and
resource recovery and waste water treatment facilities.
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Item 5. - OTHER INVESTMENTS
Major Line of Energy- Other Investment in
Related Business Last U-"9C-3 Report
Gas Storage None
Other Investment
in this U-9C-
None
Item 6. - FINANCIAL STATEMENTS AND EXHffiITS
A. Financial Statements:
, Exhibit A-
B. Exhibits:
Exhibit B-
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Reason for
Difference in
Other Investment
N/A
Financial statements for Reporting Company for the quarterly
period ended March 31 , 2005. (Confidential treatment requested pursuant to
Rule 104(b), 17 CFR 250-104(b).
Officer s Certification
SIGNATURE
The undersigned registered holding company has duly caused this quarterly report to be
signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the
requirements of the Public Utility Holding Company Act of 1935.
Scottish Power pIc
By:Simon Lowth
Executive Director, Finance
and Strategy
Date: June 30, 2005
Exhibit B-
CERTIFICATE
I hereby certify that the Form U-9C-3 for ScottishPower pIc for the previous
quarter has been provided to the state commissions listed below:
California Public Utilities Commission
Docket Office
505 Van Ness Avenue
San Francisco, CA 94102-3298
Attn: Jerry Royer, Advice Filings
Idaho Public Utilities Commission
472 W. Washington
Boise, ill 83702-5983
Attn: Jean D. Jewell, Commission Secretary
Oregon Public Utility Commission
550 Capitol Street N., Suite 215
Salem, Oregon 97301-2551
Attn: Vikie Bailey-Goggins, Administrator Regulatory and Technical Support
Utah Public Service Commission
Heber M. Wells Building, Fourth Floor
160 East 300 South
Salt Lake City, UT 84114
Attn: Julie P. Orchard, Commission Secretary
Washington Utilities and Transportation Commission
1300 S. Evergreen Park Drive S.
Olympia, W A 98504-7250
Attn: Carole Washburn, Executive Secretary
Wyoming Public Service Commission
Hansen Building
2515 Warren Avenue, Suite 300
Cheyenne, WY 82002
Attn: Steve Oxley, Commission Secretary
Scottish Power pIc
By:Simon Lowth
Executive Director, Finance
and Strategy