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HomeMy WebLinkAbout20131015Application.pdfLance J.M. Steinhart, P.C. Attomeys At Law 1725 Windward Concourse Suite 150 Alpharett4 Georgia 3 0005 Also Admitted inNew York Email : lsteinhart@telecomcounsel.com October 10,2013 VIA OYERMGHT DELTVERY Jean Jewell Commission Secretary Idaho Public Utilities Commission 472West Washington Boise,Idaho 83702 A, Uc -T't fl .- a\ '- j ?ll'0:T I= i 1 lil: fl2 l.-.l-r-.r r_l'l;,i Telephone: (770) 232-9200 Facsimile: (770) 232-9208 3 -o/ Re: Global Connection Inc. of America dba STAND UP WIRELESS Application for' Limited Designation as an Eligible Telecommunications Carrier Dear Ms. Jewell: Enclosed please frnd for filing an original and seven (7) copies of Global Connection [nc. of America dba STAND UP MRELESS's Application for Limited Designation as an Eligible Telecommunications Carrier in the State of Idaho. I have also enclosed an extra copy of this letter to be date stamped and retumed to me in the enclosed, self-addressed, postage prepaid envelope. If you have any questions or if I may provide you with additional information, please do not hesitate to contact me. Thank you. submitted, Lance Global Connection lnc. of America dba STAND UP MRELESS Enclosurescc: Bill Moran BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION In the Matter of the Application of GLOBAL COI\NECTION INC. OF AMERICA DBA STAND UP WIRELESS FOR LIMITED DESIGNATION AS AN ELIGIBLE TELECOMMUNICATIONS CARRIER cASENo. & t0-T -13-ol APPLICATION OF GLOBAL COI\NECTION INC. OF AMERICA DBA STAIID T]P WIRELESS FOR LIMITED DESIGNATION AS AN ELIGIBLE TELECOMMUNICATIONS CARRIER rq)., ":15 ,r) - -rr-J ..-{ rl,.1 :r :1 {":) (::i cj'1 Lance J.M. Steinhart Lance J.M. Steinhart, P.C. Attorneys at Law 1725 Windward Concourse, Suite 150 Alpharetta, Georgia 30005 (770)232-9200 (Phone) (770) 232-9208 (Fax) E-Mail: lsteinhart@telecomcounsel.com Attorneys for Global Connection Inc. of America dba STAND UP WIRELESS October 10,2013 ru. IV. A. B. C. D. A. B. C. Company Overview .......2 Proposed Lifeline Offering ..............4 Plan Enrollment .............8 Prevention of Waste, Fraud and Abuse ..............9 THE COMMISSION HAS ruzuSDICTION TO DESIGNATE WIRELESSETCS....... ...............10 A. The ETC Designation Request Is Consistent with Recent CommissionPrecedent.. ....................1 I STAND UP WIRELESS SATISFIES THE REQUIREMENTS FOR DESIGNATION AS AN ETC.......... .........12 Stand Up Wireless Will Provide Service Consistent With the FCC's Grant of Forbearance from Section 214's Facilities Requirements.......................12 Stand Up Wireless Is a Common Carrier. .........13 Stand Up Wireless Will Provide All Required Supported Services.......................13 l. Voice Grade Access to the Public Switched Telephone Network.... ........13 2. Minutes of Use for Local Service ........14 3. Access to Emergency Services ........-.-.14 4. Toll Limitation for Qualified Low-Income Customers. ............................14 5. Other Services. ...................15 Stand Up Wireless Will Advertise the Availability of Supported Services ......15 Stand Up Wireless Requests Designation Throughout its Service Area in Idaho ......16 Service Commitment Throughout the Proposed Designated Service Area.......... ....................I7 Five-Year Network Improvement Plan...... ......17 Ability to Remain Functional in Emergency Situations.............. ........17 Commitment to Consumer Protection and Service Quality...... ...........17 Local Usage Requirement.............. ..................18 Equal Access Requirement.............. ................18 Financial and Technical Capability............. ......................19 D. E. F. G. H. I. J. K. L. M. Stand Up Wireless Will Comply with Certification and Verification Requirements ............ .....................19 N. Stand Up Wireless Will Comply With All Regulations Imposed By TheCommission............... ....................20 V. DESIGNATION OF STAND UP WIRELESS AS AN ETC WOULD PROMOTE THE PUBLIC INTEREST............. ..........20 A. Advantages of Stand Up Wireless' Service Offering.... ......21 B. The Benefits of Competitive Choice.............. ....................23 C. Impact on the Universal Service Fund......... ......................23 VI. ANTI-DRUG ABUSE CERTIFICATION ..................24 vlr. CoNCLUSION.......... ..............25 TABLE OF DGIIBITS Certification of Dave Skogen, Chief Executive Officer of Global Connection Inc. of America dba STAND UP WIRELESS ............ .........................1 Proposed Lifeline Offering ......................2 StandUp Wireless' FCC-Approved Compliance Plan .................3 2011 Lifeline Participation Rates by State..... ............4 Wire Centers............... ...........5 Key Management Bios.......... ...................6 BEFORE THE IDAHO PUBLIC UTILITIES COMMISSION In the Matter of the Application of GLOBAL COI\NECTION INC. OF AMERICA DBA STAND UP WIRELESS FOR LIMITED DESIGNATION AS AN ELIGIBLE TELECOMMTII\ICATIONS CARRIER CASE NO. APPLICATION OT GLOBAL CONII"ECTION INC. OF AMERICA DBA STAND UP WIRELESS FOR LIMITED DESIGNATION AS AN ELIGIBLE TELECOMMT]NICATIONS CARRIER I. INTRODUCTION Global Connection Inc. of America dba STAND UP MRELESS ("Stand Up Wireless" or the "Compmy"), by its undersigned counsel, and pursuant to Section 2la@)Q) of the Communications Act of 1934, as amended (the "Act")l, Sections 54.101 through 54.207 of the Rules of the Federal Communications Commission ("FCC"),2 and the Idaho Public Utilities Commission's ("Commission") rules and regulations,3 hereby submits this Application for Designation as an Eligible Telecommunications Carrier ("ETC") in the State of Idaho. Stand Up Wireless seeks ETC designation solely to provide Lifeline service to quali$ing Idaho consumers; it will not seek access to funds from the federal Universal Service Fund ("USF") for the purpose of participating in the Link-Up program or providing service to high cost areas.a As ' 4z u.s.c. g 2ra(eX2) ' 47 c.F.R. gg 54.lol-54.207. 3 See In the Matter of the Application of WWC Holding Co., Inc. d/b/a Cetlular-one Seeking Designation as an Eligible Telecommunications Carrier that may Receive Federal Universol Service Support, Order No. 29841 (August 4, 2005) ("Commission Order No. 29841"). o Given that Stand Up Wireless only seeks support from the low-income program and does not seek any high-cost support, ETC certification requirements for the high-cost program are not applicable to the Company. demonstrated herein, and as certified in Exhibit I to this Application, Stand Up Wireless meets all the statutory and regulatory requirements for designation as an ETC in the State of Idaho, including the new requirements outlined in the FCC's Lifeline and Link Up Reform Order.s Rapid grant of Stand Up Wireless' request, moreover, would advance the public interest because it would enable the Company to commence much needed Lifeline service to low-income Idaho residents as soon as possible. Accordingly, the Company respectfully requests that the Commission expeditiously approve this Application for ETC designation. All correspondence, communications, pleadings, notices, orders and decisions relating to this Application should be addressed to: Lance J.M. Steinhart Lance J.M. Steinhart, P.C. Attorney for Global Connection Inc. of America dba STAND UP WIRELESS 1725 Windward Concourse, Suite 150 Alpharetta, Georgia 30005 (770) 232-9200 (Phone) (770) 232-9208 (Fax) E-Mail: lsteinhart@telecomcounsel.com II. BACKGROUND A. Company Overview Global Connection tnc. of America ("Global Connection") is a Georgia Corporation.6 Its principal office is located at 5555 Oakbrook Parkway, Suite 620, Norcross, Georgia 30093. Global Connection provides local exchange telecommunications services throughout the United States and is designated as an ETC on a wireline basis in Alabama, Arkansas, Georgia, s In the Matter of Lifeline and Link tJp Reform and Modernization, Lifeline and Link Up, Federal-Stqte Joint Board on Universal Service, Advancing Broadband Availability Through Digital Literaqt Training, WC Docket No. l1-42, WC Docket No. 03-109, CC Docket No. 96-45, WC Docket No. 12-23, Report and Order and Further Notice of Proposed Rulemaking, FCC l2-11 (rel. Feb. 6,2012) ("Lifeline and Link Up Reform Ordey''). u Global Connection was incorporated in the State of Georgia on June l, 1998. Global Connection Inc. of America's corporate and trade names, identifiers, and its holding company, operating companies and affiliates are: Stand Up Wireless (dba), and Global Connection Holdings Corporation (holding company). Louisiana, Michigan, and North Carolina. Global Connection provides commercial mobile radio service ("CMRS") throughout the United States under its dlbla, Stand Up Wireless. Stand Up Wireless provides prepaid wireless telecommunications services to consumers by using the Sprint PCS and Verizon Wireless ("Sprint/Veizon") networks on a wholesale basis. Stand Up Wireless obtains from Sprint/Veizon, via an agreement with Boomerang Wireless, LLC d/b/a Ready Mobile ("Ready Mobile"), the network infrastructure and wireless transmission facilities to allow the Company to operate as a Mobile Virtual Network Operator ("M\INO"), similar to TracFone Wireless, Inc. ("TracFone") and Virgin Mobile USA, L.P. ("Virgin Mobile"), who have been granted ETC status by the Commission.T Stand Up Wireless has been designated as an ETC in Arkansas, Aizon4 Colorado, Georgia, Iow4 Kansas, Kentucky, Louisian4 Maryland, Massachusetts, Michigan, Missouri, Nebrask4 Ohio, Pennsylvani4 Puerto Rico, South Carolina" Texas, Wisconsin and West Virginia and currently has applications for ETC designation pending with California, Minnesota, Mississippi, New Jersey, Rhode Island, Utah and the FCC; no such petitions have been denied. Stand Up Wireless' prepaid wireless services are affordable, easy to use, and attractive to low-income consumers, providing them with access to emergency services and a reliable means of communication that can be used both at home and while traveling to remain in touch with friends and family, as well as for contacting prospective employers. Stand Up Wireless offers consumers a variety of simple and affordable prepaid calling plans, easy-to-use handsets, and high-quality customer service. Given its pricing and marketing strategy and the demographics of other, similar MVNOs' customers, Stand Up Wireless anticipates that many of its customers will be from low- 1 See In the Matter of the Amended Application of TracFone Wireless, Inc. for Designation as an Eligible Telecommunications Carrier in the State of ldaho for the Limited Purposes of Offering Lifeline Service to Qualified Households. Case No. TFW-T-09-01. Order No. 32586 (June 29, 2012) ("TracFone ETC Order"); In the Matter of the Petition of Virgin Mobile USA for Limited Designation as an Eligible Telecommunications Carrier. Case No. VMU-T-I1-01. Final Order No. 32645 (Sept. 19,2012) ("Virgin Mobile ETC Order"). income backgrounds and will not previously have enjoyed access to wireless service because of economic constraints, poor credit history, or sporadic employment. Stand Up Wireless does not conduct credit checks or require customers to enter into long-term service contracts as a prerequisite to obtaining wireless service. By providing aflordable wireless plans and quality customer service to consumers who are otherwise unable to afford them, or were previously ignored by traditional ca:riers, Stand Up Wireless will expand the availability of wireless services to many more consumers, which is the principal reason that Congress created the universal service program. B. Proposed Lifeline Offering Stand Up Wireless has the ability to provide all services and functionalities supported by the universal service program, as detailed in Section 5a.101(a) of the FCC's Rules (47 C.F.R. $ 5a.101(a)) throughout Idaho. Stand Up Wireless intends to be a leader in the prepaid marketplace by offering consumers exceptional value and competitive amounts of voice usage at all price points. The Company's Lifeline service offering will provide customers with the same features and functionalities enjoyed by all other Stand Up Wireless prepaid customers, with one notable exception: prepaid Lifeline services will not require payment of an out-of-pocket fee by subscribers, but instead, Stand Up Wireless will receive support from the Lifeline program as compensation for providing those services. Stand Up Wireless' free Lifeline plan (StandUp 100) includes separate pools of both voice minutes and text minutes. Competing Lifeline wireless providers typically deplete voice minutes when text is used, reducing the available voice minutes available to customers and thereby reducing the provider's per customer cost because text messaging costs are typically much lower than voice minute costs. According to Pew Research Center, in May 2010, seventy- two percent (72%) of adults reported sending or receiving a text message.s Since text messages draw from their own pool, Stand Up does not deplete the pool of voice minutes available for use of text messages and vice versa. Separate pools for both voice minutes and text messages are in the consumers' best interest as it preserves critical voice minutes for consumers who utilize text messaging. Under the Company's Wireless Lifeline Plan, Stand Up Wireless customers will have several options to choose from. In addition to Standup 100, customers will also be permitted to select one of Stand Up Wireless' alternative plans, which offer customers the opportunity to receive more text units and voice units. Such alternative plans will be offered to Lifeline customers at a subsidized rate. Where Stand Up Wireless customers select an alternative plan, Stand Up Wireless will apply a discount of $12.75 per month, which includes the federal Lifeline subsidy (currently 59.25), to the retail rate of the altemative plan. Competing Lifeline wireless providers typically offer only a base package with required retail top up to add more voice minutes and/or texts. The initial plans offered by Stand Up Wireless are as follows: StandUp 100. Stand Up Wireless will provide qualified Lifeline customers with a monthly allotment of 100 free anytime local and long distance minutes and 100 free SMS text messages, and all applicable taxes and fees will be included. Thus, Stand Up Wireless will use all Lifeline support to allow the Company to provide the service with no monthly recurring charge, ensuring that the consumer receives 100% of all universal service support funding for which the Company will seek reimbursement. Unused minutes and unused SMS text messages will rollover from month to month. 8 Amanda Lenhart, Adutts, Cell Phones and Texting,Pew Research Center Publications, September 2,2010. StandUp 250. Stand Up Wireless will provide qualified Lifeline customers with a monthly allotment of 250 free anytime local and long distance minutes, and all applicable taxes and fees will be included. Unused minutes do not rollover from month to month. StandUp 500. Stand Up Wireless expects to provide qualified Lifeline customers with a monthly allotment of 500 anytime local and long distance minutes and 500 SMS text messages at a cost of $14.95 per month, excluding applicable taxes and fees. Unused minutes and unused SMS text messages do not rollover from month to month in this plan. StandUp 1000. Stand Up Wireless expects to provide qualified Lifeline customers with a monthly allotment of 1000 anytime local and long distance minutes and 1000 SMS text messages at a cost of $29.95 per month, excluding applicable taxes and fees. Unused minutes and unused SMS text messages do not rollover from month to month in this plan. StandUp Unlimited. Stand Up Wireless expects to provide qualified Lifeline customers with unlimited voice minutes and 1000 SMS text messages for $34.95 per month, excluding applicable taxes and fees. Unused minutes and unused SMS text messages do not rollover from month to month in this plan. New Stand Up Wireless customers must choose a plan upon enrollment. If the customer selects a non-FREE plan, payment must be made directly to Stand Up Wireless or one of its designated payment agent locations prior to activation of service. Existing Stand Up Wireless customers who wish to switch plans may do so at www.StandUpWireless.com or by calling a toll free number. Stand Up Wireless customers who select one of the three (3) non-FREE plans must make payment for their upcoming service period five (5) days prior service period end date. Customers who fail to make payment prior to the deadline will be automatically changed to the 6 free StandUp 100 plan with 100 free airtime minutes and 100 free SMS text messages for the subsequent service period. Calls made to Stand Up Wireless customer service made by customers via their Stand Up Wireless handset will not deplete the customer's available airtime. Stand Up customers can contact Stand Up Wireless customer service by dialing a short code (e.g. *611) from their Stand Up Wireless phone to address billing, service and general account issues with all voice minutes used in association with such calls being credited to the customer's account. Customers whose balance of voice minutes has been exhausted will still be able to make outbound calls to Stand Up Wireless customer service as long as their service is active. Calls to 911 emergency services are always free, regardless of service activation or availability of minutes. In the event that all airtime subscribed to has been used, Lifeline customers will have the ability to purchase additional time. At this time additional credits may be purchased at the rate of $5.00 for40 credits; $10.00 for 100 credit; $20.00 for250 credits, $30.00 for 500 credits; and $50.00 for 1000 credits by calling our toll free number or at www.StandUpWireless.com. Credits may also be purchased at any authorized Stand Up Wireless payment center. Each credit provides one (1) minute of airtime or one (l) SMS text message. All Lifeline plans will also include a free handset and the following Custom Calling features at no charge: (1) Caller ID; (2) Call Waiting; (3) 3-Way Calling(4) Voicemail. Upon certification of the customer for Lifeline, wireless handsets will be delivered, at no charge, and the requisite number of minutes will be added upon service activation. Stand Up Wireless will not seek reimbursement from the USF for new subscribers until they have personally activated the service, either by initiation and/or actual use of the service. Attached hereto as Exhibit 2 is a summary table of the Company's proposed Lifeline offering.e As Exhibit 2 demonstrates, the Company's Lifeline offerings will not only allow feature-rich mobile connectivity for qualiffing subscribers at no cost to the subscriber, but also will bring a variety of rate plans into the reach of eligible customers that are comparable in minutes and features to those available to post-paid wireless subscribers - but at low Lifeline rates and without a the burden of credit checks or service contracts. Stand Up Wireless' prepaid offering will be an attractive altemative for consumers who need the mobility, security, and convenience of a wireless phone, but who are concerned about usage charges or long-term contracts. C. Plan Enrollment Customers interested in obtaining information on the Lifeline program will be directed to a toll-free telephone number and to the Company's website, which will contain information regarding the Company's Lifeline service plans, including a detailed description of the program and state-specific eligibility criteria. Customers may then request that an enrollment form be mailed to them, or they can download a form from the internet or retrieve a form in person at a Company event. The certification forms, a sample of which is attached as Exhibit A of Exhibit 3, the Company's FCC Compliance Plan, will explain in clear, easily understandable language that: (i) Lifeline is a federal benefit; (ii) Lifeline service is available for only one line per household; (iii) a household is defined, for purposes of the Lifeline program, as any individual or group of individuals who live together at the same address and share income and 'The Company's Lifeline terms and conditions can be found at www.standUpWireless.com. 8 expenses; (iv) households are not permitted to receive benefits from multiple providers; (v) that violation of the one-per-household requirement would constitute a violation of the FCC's rules and would result in the consumer's de-enrollment from the program, and potentially, prosecution by the United States government; and (vi) a Lifeline subscriber may not transfer his or her service to any other individual, including another eligible low-income consumer. Stand Up Wireless' certification form will also require all consumers, at sign up and annually thereafter, to provide the information and certifications, under penalty of perjury, required by revised CFR $ 54.410(d).10 S". Exhibit 3 for more detailed enrollment information. Stand Up Wireless will annually re-certifr the continued eligibility of all of its subscribers. D. Prevention of Waste, Fraud and Abuse Stand Up Wireless recognizes the importance of safeguarding the USF. Therefore, the Company has implemented the following 60-day non-usage policy in an effort to avoid waste, fraud, and abuse of the program. After 60 days of nonuse, the Company will provide notice to the subscriber that failure to use the Lifeline service within a 30-day notice period will result in de-enrollment.ll Subscribers can "use" the service by: (l) completing an outbound call; (2) purchasing minutes from the Company to add to the subscriber's plan; (3) answering an incoming call from a party other than the Company; or (4) responding to a direct contact from the Company and confirming that the subscriber wants to continue receiving the service.l' If the subscriber does not respond to the notice, the subscriber will be de-enrolled and the Company will not request further Lifeline reimbursement for the subscriber. To further protect the integrity of the USF, Stand Up Wireless has contracted with CGM, LLC of Roswell, Georgia, a lifeline service bureau, to edit all subsidy request data. CGM will to See Lifeline and Link Up Reform Order page 227 -29. tt See Lifeline and Link Up Reform Order atl257. t2 See Lifeline and Link Up Reform Order atl261. process and validate the Company's subsidy data to prevent: (1) Duplicate Same-Month Lifeline Subsidies (Double Dip): any name/address that is already receiving a lifeline subsidy from the Company will be automatically prevented from receiving a second lifeline subsidy in that same month; and (2) Inactive lines receiving subsidy: CGM's systems compare all subsidy requests to underlying network status to ensure that subsidies are requested only for active lines. Through the processes described above, Stand Up Wireless ensures that it does not over-request from support funds. III. THE COMMISSION HAS JURISDICTION TO DESIGNATE WIRELESS ETCS Section zla@)Q) of the Act (47 U.S.C. $ 2la(eX2)) provides state public utility commissions with the "primary responsibility" for the designation of ETCs. Although Section 332(c)(3)(A) of the Act prohibits states from regulating the entry of or the rates charged by any provider of commercial mobile service or any private mobile service, this prohibition does not allow states to deny wireless carriers ETC status.l3 Therefore, the Commission has the authority to designate Stand Up Wireless as an ETC. Pursuant to this authority, the Commission has designated numerous carriers as ETCs in the State of Idaho, including many wireless carriers.la Under the Act, a state public utility commission with jurisdictional authority over ETC designations must designate a common carrier as an ETC if the carrier satisfies the requirements of Section 2la(e)(l). Stand Up Wireless recognizes that Section 2la(eXl)(A) of the Act states that ETCs shall offer services, at least in part, over their own facilities and that Section 5a.201(i) of the FCC's Rules (47 C.F.R. $ 54.201(i)) prohibits state commissions from designating as an ETC a telecommunications carrier that offers services exclusively through the resale of another t3 See Federal-State Joint Bosrd on (Jniversal Service, First Report ond Order, 12 FCC Rcd 8776, 8858-59, fl 145 (1997) ("USF Order"). 'o 5"" e.g., TracFone ETC Order and Virgin Mobile ETC Order. l0 carrier's services. However, the FCC recently granted forbearance from enforcement of this facilities requirement to carriers seeking Lifeline-only ETC designation.ls Section 10(e) of the Act (47 U.S.C. $ 160(e)) provides: "[a] State commission may not continue to apply or enforce any provision of this chapter that the [Federal Communications] Commission has determined to forbear from applying under subsection (a) of this section." As such, the Commission is required by Section 10(e) to act in accordance with the FCC's grant of forbearance, and therefore, may not apply the facilities-based requirement to Stand Up Wireless. Therefore, the Commission has the authority to act under Section 21a@)Q) of the Act and to grant Stand Up Wireless' request for designation as an ETC throughout the State of Idaho. A. The ETC Designation Request Is Consistent with Rebent Commission Precedent Stand Up Wireless' request for ETC designation to participate in the Lifeline program is consistent with the Commission's recent decision designating TracFone and Virgin Mobile as ETCs.l6 In its decisions, the Commission determined that designation of a prepaid wireless provider as an ETC would serve the public interest. Stand Up Wireless requests that the Commission expeditiously process its ETC Application so that it can quickly corrmence providing qualiffing low-income Idaho customers with affordable USF-supported wireless services during these challenging economic times for all state residents. Designation of Stand Up Wireless as an ETC would further competition for wireless Lifeline services and would offer eligible consumers an additional choice of providers for accessing telecommunications services, representing a significant step towards ensuring that all low-income consumers share in the many benefits associated with access to wireless services. ls See Lifeline and Link Up Reform Order at\368. 16 See TracFone ETC Order; see also Virgin Mobile ETC Order l1 ry.STAI\D UP WIRELESS DESIGNATION AS AN ETC SATISFIES THE REQUIREMENTS FOR Section 25a@) of the Act provides that o'only an eligible telecommunications carrier designated under section 2I4(e) shall be eligible to receive specific federal universal service support." Section zla@)Q) of the Act authorizes state commissions, such as the Commission, to designate ETC status for federal universal service purposes and authorizes the Commission to designate wireless ETCs.rT Section 2la(eXl) of the Act and Section 54.201(d) of the FCC's rules provide that applicants for ETC designation must be common carriers that will offer all of the services supported by universal service, either using their own facilities or a combination of their own facilities and the resale of another carrier's services, except where the FCC has forborne from the "o\ m facilities" requirement. Applicants also must commit to advertise the availability and rates of such services.l8 As detailed below, Stand Up Wireless satisfies each of the above-listed requirements. A. Stand Up Wireless Will Provide Service Consistent with the FCC's Grant of Forbearance from Section 214's Facilities Requirements Although Section 214 requires ETCs to provide services using their facilities, at least in part, the FCC has forborne from that requirement with respect to carriers such as Stand Up Wireless. In the Lifeline and Link Up Reform Order, the FCC granted forbearance from the "own- facilities" requirement contained in Section 21a(e)(1)(A) for carriers that are, or seek to become, Lifeline-only ETCs, subject to the following conditions:re (1) the carrier must comply with certain 9ll requirements [(a) providing is Lifeline subscribers with 911 and E9l1 access, regardless of activation status and availability of minutes; (b) providing its Lifeline subscribers with E9ll-compliant handsets and replacing, at no additional charge to the subscriber, noncompliant handsets of Lifeline-eligible t7 See USF Order, at 8858-59, fl 145. t8 See47 U.S.C. $ 2la(eX1) and47 C.F.R. $ s4.2}l(d)(2). te See Lifeline and Link Up Reform Order attTfl 368, 373 and,379. I2 subscribers who obtain Lifeline-supported services; and (c) complying with conditions (a) and (b) starting on the effective date of this Order]; and (2) the carrier must file, and the Bureau must approve, a compliance plan providing specific information regarding the carrier's seryice offerings and outlining the measures the carrier will take to implement the obligations contained in this Order as well as further safeguards against waste, fraud and abuse the Bureau may deem necessary." Stand Up Wireless will avail itself of the FCC's grant of blanket forbearance. In accordance with the Lifeline and Link Up Reform Order, Stand Up Wireless filed its Compliance Plan which the FCC approved on May 25,2012. A copy of its approved Compliance Plan is attached hereto as Exhibit 3. Stand Up Wireless commits to providing Lifeline service in Idaho in accordance with the Compliance Plan. B. Stand Up Wireless Is a Common Carrier CMRS providers like Stand Up Wireless are treated as common carriers.2o C. Stand Up Wireless Will Provide AII Required Supported Services Through its wholesale arrangements with Sprint/Verizon through Ready Mobile, Stand Up Wireless is able to provide all of the services and functionalities required by Section 54.101(a) and Section 54.202(a) of the FCC's Rules (47 C.F.R. $ 5a.101(a) ard 47 C.F.R. $ 5a.202(a)), including the following: 1. Voice Grade Access to the Public Switched Telephone Network Stand Up Wireless provides voice grade access to the public switched telephone network ("PSTN") through the purchase of wholesale CMRS services from Sprint/Verizon. 20 Implementation of Sections 3(n) and 332 of the Communications Act, Regulatory Treatment of Mobile Services, GN Docket No. 93-252, Second Report and Order, 9 FCC Rcd 1411,1425 n37,1454-55 fl 102 (1994) (wireless resellers are included in the statutory "mobile seryices" category, and providers of cellular service are common carriers and CMRS providers); 47 U.S.C. $ 332(c)(l)(A) ("mobile services" providers are common carriers); see also PCIA Petitionfor Forbearancefor Broadband PCS, WT Docket No. 98-100, Memorandum Opinion and Order and Notice of Proposed Rulemaking, 13 FCC Rcd 16857, 169ll fl lll (1998) ("We concluded [in the Second Report and Orderf that CMRS also includes the following common carrier services: cellular service, ... all mobile telephone services and resellers ofsuch services.") l3 2. Minutes of Use for Local Service As part of the voice grade access to the PSTN, an ETC must provide minutes of use for local service at no additional charge to end-users. The FCC has not specified a minimum amount of local usage that an ETC must offer.2l Stand Up Wireless offers a variety of rate plans that provide its customers with minutes of use for local service at no additional charge. 3. Access to Emergency Services Stand Up Wireless provides 911 and 8911 access for all of its customers to the extent the local government in its service area has implemented 911 or E911 systems. Stand Up Wireless also complies with the FCC's regulations governing the deployment and availability of E911 compatible handsets. 4. Toll Limitation for Qualified Low-Income Customers In its Lifeline and Link Up Reform Order, the FCC stated that toll limitation would no longer be deemed a supported service.22 "ETCs are not required to offer toll limitation service to low-income consumers if the Lifeline offering provides a set amount of minutes that do not distinguish between toll and non-toll calls."23 Nonetheless, Stand Up Wireless' offerings inherently allow Lifeline subscribers to control their usage, as its wireless service is offered on a prepaid, or pay-as-you-go, basis. Stand Up Wireless' service, moreover, is not offered on a distance-sensitive basis and local and domestic long distance minutes are treated the same. Stand Up Wireless will not seek reimbursement for toll limitation service. " Se" ".g., In the Matter of Federal-State Joinl Board on (Jniversal Semice, Recommended Decision l5 FCC Rcd 7331 (2002). 22 See Lifeline and Link up Reform Order atl367. 23 See Lifeline and Link L)p Reform Order all49. t4 5.Other Services While no longer required by 47 C.F.R. $ 54.101(a), Stand Up Wireless provides dual tone multi-frequency ("DTMF") signaling to expedite the transmission of call set up and call detail information throughout the network, single party service for the duration of each telephone call and not multi-party (or 'party-line") services, access to operator services, the ability to make interexchange, or long distance, telephone calls, and access to directory assistance services by dialing u411" from the provided wireless handsets. D. Stand Up Wireless Will Advertise the Availability of Supported Services Stand Up Wireless will advertise the availability and rates for the services described above using media of general distribution as required by 47 C.F.R. $ 54.201(d)(2) of the FCC's regulations. Stand Up Wireless' advertising will comply with the requirements set forth in the Lifeline and Link Up Reform Order, as outlined in the Company's Compliance Plan2a The Company will advertise its services in a manner reasonably designed to reach those likely to qualiff for Lifeline service, using mediums for outreach such as mass media, outreach events, and community and charitable involvement. The Company will engage in advertising campaigns specifically targeted to reach those likely to qualifu fo. Lifeline service, promoting the availability of cost-effective wireless services to this neglected consumer segment. Stand Up Wireless may also promote the availability of its Lifeline offering by distributing brochures at various state and local social service agencies, and may partner with nonprofit assistance organizations in order to inform customers of the availability of its Lifeline service. In addition, Stand Up Wireless intends to utilize its network of retail partners to help promote the availability of its Lifeline plans, especially those retail outlets that are frequented by low income consumers; 2a See Exhibit 3, section I.F. See also Lifeline and Link (tp Reform Order at Section VII.F. l5 examples include all Western Union and MoneyGram locations, independent operators including insurance providers, check cashing locations and select discount retailers. Stand Up Wireless will provide retail vendors with signage to be displayed where Company products are sold, and with printed materials describing the Company's Lifeline prog.am.2s Statistics suggest there are many eligible customers who are not yet aware of the programs. According to the best data available to the Company, as of December 31,2011, only between 10-20% of consumers eligible for Lifeline Services in the State of Idaho were being provided such services.26 Stand Up Wireless believes that its advertising and outreach efforts detailed above will inform consumers of the availability of Lifeline service in a manner that will result in higher participation by qualified consumers than has been the case in the past. E. Stand Up Wireless Requests Designation Throughout lts Service Area in Idaho Stand Up Wireless is not a rural telephone company as defined in Section 153(37) of the Act (47 U.S.C. $ 153(37)). Accordingly, the Company is required to describe the geographic area(s) within which it requests designation as an ETC. Stand Up Wireless requests designation as an ETC that is statewide in scope, subject to the existence of its underlying carrier's facilities and corresponding coverage.zT Stand Up Wireless understands that its service area may overlap with rural carriers in Idaho, but maintains that the public interest factors described below justify its designation in these carriers' service areas, especially because it seeks ETC designation solely to utilize USF funding to provide Lifeline service to qualified low-income consumers. It does " See Exhibit B of attached Exhibit 3, the Company's Compliance Plan, for a sample advertisement. 26 See attached Exhibit 4,2}ll Lifeline Participation Rates by State, which was obtained from the Universal Service Administrative Company ("USAC"), an independent not-for-profit corporation designated as the administrator of the federal Universal Service Fund by the FCC. USAC administers Universal Service Fund (USF) programs for high cost companies serving rural areas, low-income consumers, rural health care providers, and schools and libraries. " A list of wire centers in which the Company requests ETC designation is attached hereto as Exhibit 5. 16 not seek and will not accept Link-Up or high cost support. F. Service Commitment Throughout the Proposed Designated Service Area Stand Up Wireless provides service in Idaho by reselling service which it obtains from its underlying facilities-based provider. The provider's network is operational and largely built out. Thus, Stand Up Wireless will be able to commence offering its Lifeline service to all locations served by its underlying ca:rier very soon after receiving approval from the Commission. Stand Up Wireless commits to comply with the service requirements applicable to the support that it receives.28 G. Five-Year Network Improvement Plan As set forth in the Lifetine and Link Up Reform Order, a common carrier seeking designation as a Lifeline-only ETC is not required to submit a five-year network improvement plan as part of its application for designation as an ETC.2e H. Ability to Remain Functional in Emergency Situations In accordance with 47 CFR $5a.202(a)(2), Stand Up Wireless has the ability to remain functional in emergency situations. Through its agreement with its underlying carriers, Stand Up Wireless provides to its customers the same ability to remain functional in emergency situations as currently provided by the ILECs to their own customers, including access to a reasonable amount of back-up power to ensure functionality without an external power source, the ability to reroute traffic around damaged facilities, and the capability of managing traffic spikes resulting from emergency situations. I. Commitment to Consumer Protection and Service Quality Under FCC guidelines, an ETC applicant must demonstrate that it will satisfu applicable 28 See Lifeline and Link Up Reform Order atpage 208, revised $ 54.202(a)(l)(i). 2e See Lifeline and Link Up Reform Order atl386. t7 consumer protection and service quality standards.3o The Company commits to satisfuing all such applicable state and federal requirements related to consumer protection and service quality standards. Specifically, Stand Up Wireless commits to comply with the Cellular Telecommunications and Internet Association's (CTIA) Consumer Code for Wireless Service. J. Local Usage Requirement An applicant for ETC designation is no longer required to demonstrate that it offers a local usage plan that is "comparable" to the plan offered by the ILEC in the relevant service territory.3l Nevertheless, not only will the Company's offering be comparable to the underlying ILEC plans, but it also will exceed them in several respects. Stand Up Wireless will offer customers a certain amount of service free of charge. In contrast to the ILEC plans, which contain relatively small local calling areas, Stand Up Wireless customers can use these free minutes to place calls statewide (and even nationwide) because Stand Up Wireless does not constrict customers' use by imposing a local calling area requirement. Stand Up Wireless will also provide Lifeline customers with E911 capabilities and access to voice mail, caller I.D., 3- way calling and call waiting services at no cost. The very nature of the wireless phone, i.e. mobility, has a tremendous benefit to many consumers, a benefit to which a monetary value cannot be easily assigned. K. Equal Access Requirement FCC Rules no longer require an applicant for ETC status to provide a certification that it acknowledges that the FCC may require it to provide equal access to long distance carriers in the event that no other ETC is providing equal access within the service ur"u.3' to 5""47 C.F.R. $ 5a.202(a)(3). 3t See Lifeline and Link Up Reform Order atpage 208, revised $ 5a.202(a). 32 See id. 18 L. Stand Up Wireless is Financially and Technically Capable Stand Up Wireless is financially and technically capable of providing Lifeline-supported services.33 Global Connection has been offering non-Lifeline and Lifeline wireline service since 1998 and began providing non-Lifeline and Lifeline-supported wireless service in April 2011. The Company generates substantial revenues from non-Lifeline services and has access to capital from its investors. The majority owner of Global Connection is Milestone Partners, a Pennsylvania private equity firm. Consequently, Global Connection has not relied, and will not be relying exclusively on Lifeline reimbursement for the Company's operating revenues. The Company has not been subject to enforcement sanctions or ETC revocation proceedings in any state. Furthermore, the senior management of Stand Up Wireless has great depth in the telecommunications industry and offers extensive telecommunications business technical and managerial expertise to the Company.3o Stand Up Wireless will be providing resold wireless service, and therefore will also rely upon the managerial and technical expertise of its underlying carrier. Stand Up Wireless Will Comply with Certification and Verification Requirements Section 54.410 of the FCC's Rules requires ETCs to certiff and veriff a Lifeline customer's initial and continued eligibility. Stand Up Wireless will certifu and verify consumer eligibility in accordance with the FCC's requirements and in accordance with its Compliance Plan, which outlines how the Company will comply with the requirements set forth in the Lifetine and Link Up Reform Order, and with Commission Order No. 29841.3s 33 See Lifeline qnd Link Up Reform Order atl387. 3a See Exhibit 6 for key management bios. 3s See Commission Order No. 29841 at Appendix, Section D. M. 19 N. Stand Up Wireless Will Comply With All Regulations Imposed By The Commission By this Application, Stand Up Wireless hereby asserts its willingness and ability to comply with all the rules and regulations that the Commission may lawfully impose upon the Company's provision of service contemplated by this Application, to the extent such provisions apply to a prepaid wireless provider. Upon Commission request, the Company is prepared to answer questions or present additional testimony or other evidence about its services within the state. Stand Up Wireless commits that 100% of federal universal service funds will flow through directly to Lifeline customers. The Company commits to comply with the reporting requirements adopted by the Commission.36 As the Company is not seeking high-cost support for its wireless service, it hereby requests a waiver of the following Commission Rules: Commission Order No. 29841 Section B.1 (two-year network improvement and maintenance plan based on high-cost support) and Commission Order No. 29841 Section C.1 (annual report of certain information based on high- cost support). Because the Company is not seeking high-cost support, these rules are not applicable and, therefore, should be waived. V. DESIGNATION OF STAI\D UP WIRELESS AS AN ETC WOULD PROMOTE THE PUBLIC INTEREST One of the principal goals of the Act, as amended by the Telecommunications Act of 1996, is "to secure lower prices and higher quality services for American telecommunications consumers and encourage the rapid deployment of new telecommunications technologies" to all citizens, regardless of geographic location or income.37 Designation of Stand Up Wireless as an ETC in Idaho will further the public interest by providing Idaho consumers, especially low- 36 See Commission Order No. 29841at Appendix, Section C. 31 -t'' 'l'elecommunications Act of 1996, Pub. L. No. 104-104, I l0 Stat. 56. 20 income consumers, with low prices and high quality services. Many low-income customers in Idaho have yet to reap the full benefits of the intensely competitive wireless market. Whether because of financial constraints, poor credit history or intermittent employment, these consumers often lack the countless choices available to most consumers. The instant request for ETC designation must be examined in light of the Act's goal of providing low-income consumers with access to telecommunications services. The primary purpose of universal service is to ensure that consumers-particularly low-income consumers- receive affordable and comparable telecommunications services. Given this context, designating Stand Up Wireless as an ETC would significantly benefit low-income consumers eligible for Lifeline service in the State of Idaho - the intended beneficiaries of universal service. A. Advantages of Stand Up Wireless' Service Offering The public interest benefits of the Company's wireless service include larger local calling areas (as compared to traditional wireline carriers), the convenience and security afforded by mobile telephone service, the opportunity for customers to control cost by receiving a preset amount of monthly airtime at no charge, the ability to purchase additional usage at flexible and affordable amounts in the event that included usage has been exhausted, 911 service and, where available, E91l service in accordance with current FCC requirements. The Company's Lifeline customers will receive the same high-quality wireless services and exceptional customer service provided to all Company customers. Stand Up Wireless' Lifeline rate plans will not only allow feature-rich mobile connectivity for qualifying subscribers at no cost to the subscriber, but also will bring a variety of rate plans into the reach of Lifeline customers that are comparable in minutes and features to those available to post-paid wireless subscribers - but at low Lifeline rates and without the burden of credit checks or contracts. 2t Stand Up Wireless' Lifeline program will provide low-income Idaho residents with the convenience and security offered by wireless services----even if their financial position deteriorates. The economic circumstances indicate that low-income individuals, now more than ever, can greatly benefit from the advantages offered by the Company's Lifeline service, thus allowing those adversely impacted by the failing economy or job loss to have access to a free wireless service to assist in emergency situations, facilitate job search efforts, and to maintain contact with family members. It is also a commonly accepted fact that in today's market all consumers, including qualified Lifeline customers, view the portability and convenience of wireless service not as a luxury, but as a necessity. Mobile service allows children to reach their parents, wherever they may be, allows a person seeking employment the ability to be contacted by potential employers, and provides end users with the ability to contact emergency service providers, regardless of location. Providing Stand Up Wireless with the authority necessary to offer discounted Lifeline service to those most in danger of losing wireless service altogether undoubtedly promotes the public interest. Moreover, grant of Stand Up Wireless' Application will serve the public interest in increasing the number of ETCs in Idaho. By granting ETC status to Stand Up Wireless, the Commission will enable Stand Up Wireless to increase the number of Idaho residents receiving Lifeline support, thereby increasing the amount of USF money flowing into Idaho. In sum, ETC designation in the State of Idaho would enable Stand Up Wireless to provide all of the public benefits cited by the FCC in its analysis in the Virgin Mobile Order. Namely, Stand Up Wireless 22 would provide "increased consumer choice, high-quality service offerings, and mobility,"38 as well as the safety and security of effective 911 and E911 services.3e B. The Benefits of Competitive Choice The benefits to consumers of being able to choose from among a variety of telecommunications service providers have been acknowledged by the FCC for more than three decades.a0 Designation of Stand Up Wireless as an ETC will promote competition and innovation, ffid spur other carriers to target low-income consumers with service offerings tailored to their needs and to improve their existing networks to remain competitive, resulting in improved services to consumers. Designation of Stand Up Wireless as an ETC will help assure that quality services are available at'Just, reasonable, and affordable rates" as envisioned in the Act.ar Introducing Stand Up Wireless into the market as an additional wireless ETC provider will afford low-income Idaho residents a wider choice of providers and available services while enhancing a competitive marketplace as ETCs compete for a finite number of Lifeline-eligible customers. Increasing the competitive marketplace of providers has the potential to effectively increase the penetration rate and reduce the number of individuals not connected to the PSTN. C. Impact on the Universal Service Fund With Lifeline, ETCs only receive support for customers they obtain. The amount of support available to an eligible subscriber is exactly the same whether the support is given through a company such as Stand Up Wireless or the Incumbent LEC operating in the same service area. Stand Up Wireless will only increase the amount of USF Lifeline funding in situations where it obtains Lifeline customers not enrolled in another ETC's Lifeline program. 38 See Virgin Mobile Order,24FCC Rcd at 3395 fl 33. 3e See Id. at339l 1123. oo Se", e.g., Specialized Common Carrier Services,29 FCC Rcd 870 (1971). at See 47 U.S.C. S 254(bXl). 23 By implementing the safeguards set forth in the Lifeline and Link-up Reform Order, Stand Up Wireless will minimize the likelihood that its customers are not eligible or are receiving duplicative support either individually or within their household. Significantly, the Company's designation as an ETC will not increase the number of persons eligible for Lifeline support. Starid Up Wireless' ability to increase the Lifeline participation rate of qualified low-income individuals will further the goal of Congress to provide all individuals with affordable access to telecommunications service, and thus any incremental increases in Lifeline expenditures are far outweighed by the significant public interest benefits of expanding the availability of affordable wireless services to low-income consumers. According to the FCC, "the additional choice and service options of another wireless reseller offering a service for low-income consumers represents a significant benefit for consumers and is in the public interest," and "A new entrant should incent existing wireless reseller ETCs to offer better service and terms to their customers, which provides additional evidence that forbearance in the context of the Lifeline program outweighs the potential costs."42 VI. ANTI.DRUG ABUSE CERTIFICATION Stand Up Wireless certifies that no party to this Application is subject to denial of federal benefits, including FCC benefits, pursuant to Section 5301 of the Anti-Drug Abuse Act of 1988. o' Se" Petition of i-wireless, LLCfor Forbearancefrom 47 U.S.C$ 2|a@)Q)@), Order, FCC l0-117 (rel. June 25, 2010) at tf 19. 24 VII. CONCLUSION Based on the foregoing, designation of Stand Up Wireless as an ETC in the State of Idaho accords with the requirements of Section 2la@)Q) of the Act and is in the public interest. WHEREFORE, Stand Up Wireless respectfully requests that the Commission promptly designate Stand Up Wireless as an ETC in the State of ldaho. 1725 Windward Concourse, Suite 150 Alpharett4 Georgia 30005 (770) 232-9200 (Phone) (770)232-9208 (Fax) E-Mail: lsteinhart@telecomcounsel.com Attorneys for Global Connection Inc. of America dba STAND UP WIRELESS October 10,2013 ly submitted, 25 EXHIBIT 1 Certilication of l)ave Skogen, Chief Executive Officerof Global Connection Inc. of America dba STAITID UP WIRELESS State of Georgia County of Gwinnett Certification Personally appeared before the undersigned, an officer duly authorized to administer oaths, Dave Skogen, who frst being duly sworn, deposes and states that he is the Chief Executive Officer of Global Connection Inc. of America dba STAND UP WIRELESS, Applicant in this application, and has read the same and knows the contents thereof, and confirms that the statements made herein are true to the best of his knowledge and belief. Subscribed and swom to before me thi*I34 ay ot 'V(a</ zotl.T- (Notary Seal) lvly Comrnission Expires: ) ) ) Skogen, Chief Executive Officer StandUP Wireless Rate Plans As of 7 /71/72 Subsidized Rate Plans Non-Subsidized Rate Plans Plan Name lroice Vlinutes tncluded n Plan ;MS Vlessages tncluded in Plan Unused Vlinutes RoIIover Unused iMS RoIIover [oicemail Caller ID Call Waiting lncluded \lationwide Long Distance tncluded )ost per I,tonth StandUP 100 t00 t00 fes fes (es Ies lREE $tandUP 250 250 Units 1 {o tlo (es Ies rREE $tandUP 500 ;00 ;00 tlo tlo Ies fes t14.es ItandUP1000 t 000 [000 tlo tlo (es Ies 129.95 ItandUP Unlimited Jnlimited t 000 tlo tlo (es fes t34.e5 rone unit equals one voice minute or one SMS Plan Name tIolce Vlinutes lncluded n PIan ;MS Vtessager Included n Plan Unused Minutes Rollover Unused sMs RoIIover Voicemail Caller ID Call Waiting Included \lationwide Long Distance Included Jost per tlonth ItandUP 100 t00 t00 les (es fes (es 1L2.75 itandUP 250 250 Units 1 No No Yes (es 172.75 itandUP 500 ;00 ;00 No No Yes Yes 127.70 StandUP1000 1000 t 000 No No Yes Yes 142.70 ItandUP Unlimited Jnlimited 1000 No No Yes fes i47.70 rone unit equals one voice minute or one SMS EXHIBIT 3 Stand Up Wireless' FCC-Approved Compliance Plan ln the Matter of I Telecommunications Carriers Eligible to I *a Docket No. 09-197 Receive Universal Service Support LifelineandLinkUpReformandModernization I WCDocketNo. 11-42 Global Connection Inc. of America BEFORE THE FEDERAL COMMUNICATIONS COMMISSION Washington, D.C. 20554 Gr,on.lr, CoNNBcrroN INc. orAurmc,l CorrrpnnNcp Pr,eN Global Connection Inc. of America ( "Global Connection" or the "Company''),l through its undersigned counsel, hereby respectfully submits and requests expeditious approval of its Compliance Plan outlining the measures it will take to implement the conditions imposed by the Commission in its Lifetine Reform Order.z The Company commends the Commission's commitment to a nationwide communications system that promotes the safety and welfare of all Americans, including The Company hereby also reports its corporate and trade names, identifiers, and its holding company, operating companies and affiliates as: Stand Up Wireless (dba), and Global Connection Holdings Corporation (holding company). This Compliance Plan applies only to Global Connection's wireless Lifeline service offerings. See Lifeline and Link Up Reform and Modernization, Lifeline and Link Up, Federal-State Joint Boord on Universal Service, Advancing Broadband Availability Through Digital Literacy Training, WC Docket No. ll-42, WC Docket No. 03-109, CC Docket No. 96-45, WC Docket No. 12-23, Report And Order and Further Notice Of Proposed Rulemaking, FCC 12-11 (Feb. 6, 2012) ("Lifeline Reform Order"). The Company herein submits the information required by the Compliance Plan Public Notice. See Wireline Competition Bureau Provides Guidance for the Submission of Compliance Plans Pursuant to the Lifeline Reform Order, WC Docket Nos. 09-197, 11.-42, Public Notice, DA 12-314 (rel. Feb. 29,2012). Lifeline customers. Global Connection will comply with 911 requirements as described below and it is submitting this Compliance Plan in order to qualify for blanket forbearance from the facilities requirement of section 2la(e)(l)(A) of the Communications Act and participate as an eligible telecommunications carrier ("ETC") in the Lifeline program.3 Global Connection will comply fully with all conditions set forth in the Lifeline Reform Order, as well as with the Commission's Lifeline rules and policies more generally.a This Compliance Plan describes the specific measures that the Company intends to implement to achieve these objectives. Specifically, this Compliance Plan: (l) describes the specific measures that the Global Connection will take to implement the obligations contained in the Lifeline R"for* Order, including the procedures the Company follows in enrolling a subscriber in Lifeline and submitting for reimbursement foi that subscriber from the low income fund, materials related to initial and ongoing certifications and sample marketing materials; and (2) provides a detailed description of how Global Connection offers Lifeline services, the geographic areas in which it offers services, and a detailed description of the Company's Lifeline service plan offerings. See Lifeline Reform Order, fl 368. Although Global Connection qualifies for and seeks to avail itself of the Commission's grant of forbearance from the facilities requirement of section 21a(e)(1)(A) for purposes of the federal Lifeline program, the Company reserves the right to demonstrate to a state public utilities commission that it provides service using its own facilities in a state for purposes of state universal service funding under state program rules and requirements. In addition, this Compliance Plan is consistent with the compliance plan filed by Cricket Communications, Inc. See Notice of Ex Parte Communication of Cricket Communications, Inc., WC Docket No. 09-197 (Sept. 23,201.1) ("Cricket Compliance Plan"). The Wireline Competition Bureau approved the Cricket Compliance Plan on February 7,2012. See Telecommunications Carriers Eligible for Universal Service Support, Cricket Communications, Inc. Petitionfor Forbearance,WC Docket No. 09-197, Order, DA 12-158 (Feb. 7, 2012). Pursuant to the Lifeline Reform Order, forbearance is conditioned upon the Company: (l) providing its Lifeline subscribers with 911 and E911 access, regardless of activation status and availability of minutes; and (2) providing its Lifeline subscribers with E91l-compliant handsets and replacing, at no additional charge to the subscriber, noncompliant handsets of Lifeline-eligible subscribers who obtain Lifeline-supported services.6 The Company will comply with these conditions starting on the effective date of the Lifeline Reform Order. The Company will provide its Lifeline customers with access to 911 and E911 services immediately upon activation of service. The Commission and consumers are hereby assured that all Company customers will have available access to emergency calling services at the time that Lifeline service is initiated, and that such 911 and E91l access will be available from Company handsets, even if the account associated with the handset has no minutes remaining. Global Connection's existing practices currently provide access to 911 and E911 services for all customers. The Company uses Sprint and Verizon Wireless as its underlying network provider/carrier. Sprint and Verizon Wireless route 9l l calls from the Company's customers in the same manner as 9l I calls from their own retail customers. To the extent that Sprint or Verizon Wireless is certified in a given PSAP territory, this 911 capability will function the same for the Company. Global Connection also currently enables 911 emergency calling services for all properly activated handsets regardless of whether the account associated with the handset is active or suspended. t 5"" Compliance Plan Public Notice at 3.u 5"" Lifetine Reform Order,n373 . Finally, Global Connection transmits all 911 calls initiated from any of its handsets even if the account associated with the handset has no remaining minutes. E91l-Compliant Handsets. Global Connection will ensure that all handsets used in connection with the Lifeline service offering are E911- compliant. In point of fact, the Company's phones have always been and will continue to be 911 and E91l-compliant. The Company uses phones from BDI Logistics LLC that have been through a stringent certification process, which ensures that the handset models used meet all 911 and E911 requirements. As a result, any existing customer that qualifies for and elects Lifeline service will already have a glllEgtl-compliant handset, which will be confirmed at the time of enrollment in the Lifeline program. Any new customer that qualifies for and enrolls in the Lifeline program is assured of receiving a9lllB9ll-compliant handset as well, free of charge. Coupr,raNcp Pr,nN I. Pnocrounrs To ENRor,r, A SusscRrBER rx Lrrrr,nvBT A.Policy Global Connection will comply with the uniform eligibility criteria established in new section 54.409 of the Commission's rules (when it becomes effective on June 1, 2012), as well as any additional certification and verification requirements for Lifeline eligibility in states where the Company is designated as an ETC. Therefore, all subscribers will be required to demonstrate eligibility based at least on: (l) household income at or below 135% of the Federal Poverty Guidelines for a .See Compliance Plan Public Notice at 3. household of that size; or (2) the household's participation in one of the federal assistance programs listed in new sections 54.409(a)(2) or 5a.a09(a)(3) of the Commission's rules. ln addition, through the certification requirements described below, the Company will confirm that the subscriber is not already receiving a Lifeline service and no one else in the subscriber's household is subscribed to a Lifeline service. B. Eligibility Determination If Global Connection cannot determine a prospective subscriber's eligibility for Lifeline by accessing income databases or program eligibility databases, the Company's employees or agents ("Company personnel") will review documentation establishing eligibility pursuant to the Lifeline rules.8 All personnel who interact with current or prospective customers will be trained to assist Lifeline applicants in determining whether they are eligible to participate based on the federal and state-specific income-based and/or program-based criteria. These personnel will be trained to answer questions about Lifeline eligibility, and will review required documentation to determine whether it satisfies the Lifeline Reform Order and state-specific eligibility requirements using state- specific checklists.e Proof of Eligibiliqv. Company personnel will be trained on acceptable documentation required to establish income-based and program-based eligibility. l0 Acceptable documentation of program eligibility includes: (1) the current or prior year's statement of benefits from a qualifuing state, federal or Tribal program; (2) a notice letter See Lifeline Reform Order, fl 100; section 54.410(bXlXiXB), 54.a10(c)(1Xi)(B); Cricket Compliance Plan at 4. ^lee Cricket Compliance Plan at 6. See Lifeline Reform Order, fl 101. 9 10 of participation in a qualifuing state, federal or Tribal program; (3) program participation documents (e.g.,the consumer's Supplemental Nutrition Assistance Program (SNAP) electronic benefit transfer card or Medicaid participation card (or copy thereof)); or (4) another official document evidencing the consumer's participation in a qualifuing state, federal or Tribal program.ll Acceptable documentation of income eligibility includes the prior year's state, federal, or Tribal tax return; current income statement from an employer or paycheck stub; a Social Security statement of benefits; a Veterans Administration statement of benefits; a retirement/pension statement of benefits; an Unemployment/Workmen's Compensation statement of benefits; federal or Tribal notice letter of participation in General Assistance; or a divorce decree, child support award, or other official document containing income information for at least three months time.l2 Company personnel will examine this documentation for each Lifeline applicant, and will record the type of documentation used to satisfu the income- or program-based criteria.13 The Company will not retain a copy of this documentation.la Where the Company personnel conclude that proffered documentation is insufficient to establish such eligibility, Global Connection will deny the associated application and inform the applicant of the reason for such rejection.ls In the event that Company personnel cannot t1 t2 13 14 15 Id. and section 5a.al0(c)(lXiXB). See Lifeline Reform Order, fl101; section 54.410.(bXlXiXB). See Lifeline Reform Order, fl101; sections 54.41O(bXlXiii), 5a.a10(c)(1)(iii). See Lifeline Reform Order,fll0l; sections 54.410(b)(lXii), 5a.a10(c)(1)(ii). See Cicket Compliance Plan at 6. ascertain whether documentation of a specific type is sufficient to establish an applicant's eligibility, the matter will be escalated to supervisory personnel.16 De-Enrollment for Inelieibility. If Global Connection has a reasonable basis to believe that one of its Lifeline subscribers no longer meets the eligibility criteria, the Company will notifu the subscriber of impending termination in writing and in compliance with any state dispute resolution procedures applicable to Lifeline termination, and give the subscriber 30 days to demonstrate continued eligibitity.lT A demonstration of eligibility must comply with the annual verification procedures below and found in new rule section 54.410(0, including the submission of a certification form. C.Subscriber Certifications for Enrollment Global Connection will implement certification policies and procedures that enable consumers to demonstrate their eligibility for Lifeline assistance to Company personnel as detailed inthe Lifeline Reform Order, together with any additional state certification requirements.18 The Company shares the Commission's concern about abuse of the Lifeline program and is thus committed to the safeguards stated herein, with the belief that these procedures will prevent the Company's customers from engaging in such abuse of the program, inadvertently or intentionally.le Every applicant will be required to complete an application/certification form containing disclosures, and collecting certain information and certifications as discussed below.20 Applicants that do t6 t7 18 19 20 See id. See Lifeline Reform Order, ![ 143; section 5a.a05(e)(1). Lifeline Reform Order, !J61; section 54.410(a). See Cicket Compliance Plan at 3. See Model Applicatior/Certification Form, included as Exhibit A. See Compliance Plan Public Notice at 3. not complete the form in person will be required to return the signed application/certification to the Company by mail, facsimile, electronic mail or other electronic transmission. In addition, Company personnel will verbally explain the certifications to consumers when they are enrolling in person or over the phone.2l Disclosures. The Company's application and certification forms will include the following disclosures: (l) Lifeline is a federal benefit and willfully making false statements to obtain the benefit can result in fines, imprisonment, de-enrollment or being barred from the program; (2) only one Lifeline service is available per household; (3) a household is defined, for purposes of the Lifeline program, as any individual or group of individuals who live together at the same address and share income and expenses; (4) a household is not permitted to receive Lifeline benefits from multiple providers; (5) violation of the one-per-household limitation constitutes a violation of the Commission's rules and will result in the applicant's de-enrollment from the program; and (6) Lifeline is a non-transferable benefit and the applicant may not transfer his or her benefit to any other person.22 Applications and certification forms will also state that: (1) the service is a Lifeline service, (2) Lifeline is a government assistance program, and (3) only eligible consumers may enroll in the program.23 In addition, the Company will noti$r the applicant that the prepaid service must be personally activated by the subscriber and the service will be deactivated and the subscriber de-enrolled if the subscriber does not use the service for 60 days.2a 2t 23 See Lifeline Reform Order,nl23. See id.,n 1.2.L; section 54.410(d)(1). See section 54.405(c). Information Collection. The Company will also collect the following information from the applicant in the application/certification form: (1) the applicant's full name;" (2) the applicant's full residential address (P.O. Box is not sufficient26); (3) whether the applicant's residential address is permanent or temporary; (4) the applicant's billing address, ifdifferent from the applicant's residential address; (5) the applicant's date of birth; (6) the last four digits of the applicant's Social Security number (or the applicant's Tribal identification number, if the subscriber is a member of a Tribal nation and does not have a Social Security number); (7) if the applicant is seeking to qualify for Lifeline under the program-based criteria, the name of the qualifuing assistance program from which the applicant, his or her dependents, or his or her household receives benefits;27 and (8) if the applicant is seeking to qualify for Lifeline under the income-based criterion, the number of individuals in his or her household.28 Applicant Certification. Consistent with new rule section 54.410(d)(3), the Company will require the applicant to certify, under penalty of perjury, in writing or by electronic signature or interactive voice response recording,2e the following: (l) the applicant meets the income-based or program-based eligibility criteria for receiving Lifeline; (2) the applicant will notify the Company within 30 days if for any reason he or she no longer satisfies the criteria for receiving Lifeline including, as relevant, if the applicant no longer meets the income-based or program-based criteria for receiving 24 25 26 27 28 29 See Lifeline Reform Order, fl 114. See Cricket Compliance Plan at 4. See Lifeline Reform Order,fl87. See Cricket Compliance Planat4. See section 54.4I0(d)(2). See Cricket Compliance Plan at 4. See Lifeline Reform Order. flfl 168-69; section 54.419. Lifeline support, the applicant is receiving more than one Lifeline benefit, or another member of the applicant's household is receiving a Lifeline benefit; (3) if the applicant is seeking to qualify for Lifeline as an eligible resident of Tribal lands, he or she lives on Tribal lands; (4) if the applicant moves to a new address, he or she will provide that new address to the Company within 30 days; (5) if the applicant provided a temporary residential address to the Company, the applicant will be required to verify his or her temporary residential address every 90 days; (6) the applicant's household will receive only one Lifeline service and, to the best of the applicant's knowledge, the applicant's household is not already receiving a Lifeline service;3o (7) the information contained in the applicant's certification form is true and correct to the best of the applicant's knowledge;31 (8) the applicant acknowledges that providing false or fraudulent information to receive Lifeline benefits is punishable by law; and (9) the applicant acknowledges that the applicant may be required to re-certify his or her continued eligibility for Lifeline at any time, and the applicant's failure to re-certify as to the applicant' s continued eligibility will result in de-enrollment and the termination of the applicant's Lifeline benefits pursuant to the de-enrollment policy included below and in the Commission's rules. ln addition, the applicant will be required to authorize Global Connection to access any records required to verify the applicant's statements on the application/certification form and to confirm the applicant's eligibility for the Company Lifeline credit.32 The applicant must also authorize the Company to release any records 30 31 32 See Cricket Compliance Plan at 4. See id. at 5. See id. r0 required for the administration of the Company Lifeline credit program, including to USAC to be used in a Lifeline program database.33 D.Annual Verification Procedures Global Connection will annually re-certify all subscribers by querying the appropriate eligibility databases or obtaining a signed certification from each subscriber consistent with the certification requirements above and new section 54.410(d) of the Commission's rules. This certification will include a confirmation that the applicant's household will receive only one Lifeline service and, to the best of the subscriber's knowledge, the subscriber's household is receiving no more than one Lifeline service.3a Further, the verification materials will inform the subscriber that he or she is being contacted to re-certify his or her continuing eligibility for Lifeline and if the subscriber fails to respond, he or she will be de-enrolled in the program.3s 2012 Verification. Global Connection will re-certifu the eligibility of each of its existingsubscribersasofJune 1,2012 onarollingbasisbytheend of2012 andreport the results to USAC by January 31,2013.36 The Company will contact its subscribers via text message to their Lifeline supported telephone, or by mail, phone, email or other Intemet communication. The notice will explain the actions the customer must take to 34 35 16 See Section 54.404(b)(9). The application/certification form will also describe the information that will be transmitted, that the information is being transmitted to USAC to ensure the proper administration of the Lifeline program and that failure to provide consent will result in the applicant being denied the Lifeline service. See id. See also Cricket Compliance Plan at 5. See Lifeline Reform Order, fl 120 and Cricket Compliance Plan at 8. See Lifeline Reform Order, fl 145. See id, '11 130. t1 retain Lifeline benefits, when Lifeline benefits may be terminated, and how to contact the Company. Verification De-Enrollment. Global Connection will de-enroll subscribers that do not respond to the annual verification or fail to provide the required certification." The Company will give subscribers 30 days to respond to the annual verification inquiry. If the subscriber does not respond, the Company will send a separate written notice explaining that failure to respond within 30 days will result in the subscriber's de- enrollment from the Lifeline program. If the subscriber does not respond within 30 days, the Company will de-enroll the subscriber within five business days. E. Activation and Non-Usage Global Connection will not consider a prepaid subscriber activated, and will not seek reimbursement for Lifeline for that subscriber, until the subscriber activates the Company's prepaid service by dialing a specified dedicated number from their Global Connection-issued handset.3s ln addition, after service activation, the Company will provide a de-enrollment notice to subscribers that have not used their service for 60 days. After 60 days of non-use, the Company will provide notice to the subscriber that failure to use the Lifeline service within a 30-day notice period will result in de-enrollment.3e Subscribers can "use" the service by: (1) completing an outbound call; (2) purchasing minutes from the Company to add to the subscriber's plan; (3) answering an incoming 37 38 39 See Lifeline Reform Order,nA2; section 54.5a.a05@)@). See Lifeline Reform Order,l257; section 5a.a07(c)(1). See Lifeline Reform Order,\257; section 54.405(e)(3). See Cricket Compliance Plan at 2 (stating that it did not need to implement a non-usage policy because it offered only plans with unlimited local and long distance calling). t2 call from a party other than the Company; or (4) responding to a direct contact from the Company and confirming that the subscriber wants to continue receiving the service.a0 If the subscriber does not respond to the notice, the subscriber will be de-enrolled and the Company will not request further Lifeline reimbursement for the subscriber. Global Connectino will report annually to the Commission the number of subscribers de- enrolled for non-usage by month.al F. Additional Measures to Prevent Waste, Fraud and Abuse To supplement its verification and certification procedures, and to better ensure that customers understand the Lifeline service restrictions with respect to duplicates, Global Connection will implement measures and procedures to prevent duplicate Lifeline benefits being awarded to the same household. These measures entail additional emphasis in written disclosures as well as live due diligence.a2 In addition to checking the database when it becomes available, Company personnel will emphasize the "one Lifeline phone per household" restriction in their direct sales contacts with potential customers.43 Training materials will include a discussion of the limitation to one Lifeline phone per household, and the need to ensure that the customer is informed of this restriction.aa All customer-facing employees and agents must demonstrate understanding of the Commission's and Global Connection's 40 41 42 43 44 See Lifeline Reform Order,n26l; section See Lifeline Reform Order,n257; section See Cicket Compliance Plan at 9. See id. at 6,9. See id. sa.a07@)(2). sa.a0s(e)(3). t3 rules and policies by completing the Company's Lifeline training and passing a Company issued exam. The training will be updated as needed, but at least every 90 days. Database. When the National Lifeline Accountability Database ("National Database") becomes available, the Company will comply with the requirements of new rule section 54.404. The Company will query the National Database to determine whether a prospective subscriber is currently receiving a Lifeline service from another ETC and whether anyone else living at the prospective subscriber's residential address is currently receiving Lifeline service.as One-Per-Household. Global Connection will implement the requirements of the Lifetine Reform Order to ensure that it provides only one Lifeline benefit per householda6 through the use of its application and certification forms discussed above, internal database checks and its marketing materials discussed below. Upon receiving an application for the Company's Lifeline service, the Company will search its own internal records to ensure that it does not already provide Lifeline-supported service to someone at the same residential address.aT If so, and the applicant lives at an address with multiple See Lifeline Reform Order,nZ03. Company will also transmit to the National Database the information required for each new and existing Lifeline subscriber. See id., flfl 189-195; section 54.404(bX6). Further, Company will update each subscriber's information in the National Database within ten business days of any change, except for de-enrollment, which will be transmitted within one business day. See section 54.404(bX8),(10). A "household" is any individual or group of individuals who are living together at the same address as one economic unit. A household may include related and unrelated persons. An "economic unit" consists of all adult individuals contributing to and sharing in the income and expenses of a household. An adult is any person eighteen years or older. If an adult has no or minimal income, and lives with someone who provides financial support to him/her, both people shall be considered part of the same household. Children under the age of eighteen living with their parents or guardians are considered to be part of the same household as their parents or guardians. See Lifeline Reform Order, fl 74; section s4.400(h). See Lifeline Reform Order, fl 78 and Cricket Compliance PlanatT. 45 t4 households, the Company will require the applicant to complete and submit a written USAC document containing the following: (l) an explanation of the Commission's one- per-household rule; (2) a check box that an applicant can mark to indicate that he or she lives at an address occupied by multiple households; (3) a space for the applicant to certifu that he or she shares an address with other adults who do not contribute income to the applicant's household and share in the household's expenses or benefit from the applicant's income, pursuant to the Commission's definition; and (4) the penalty for a consumer's failure to make the required one-per-household certification (i.e., de- enrollment).48 Further, if a subscriber provides a temporary address on his or her application/certification form collected as described above, Global Connection will verify with the subscriber every 90 days that the subscriber continues to rely on that address.ae Finally, Company personnel will inform each Lifeline applicant that he or she may be receiving Lifeline support under another name, and facilitate the applicant's understanding of what constitutes "Lifeline-supported services," and ability to determine whether he or she is already benefiting from Lifeline support, by informing the consumer that not all Lifeline services are currently marketed under the name Lifeline. Marketins Materials. Within the deadline provided inthe Lifeline Reform Order, the Company will include the following information regarding its Lifeline service on all marketing materials describing the service: (1) it is a Lifeline service,so (2) Lifeline is a government assistance program, (3) the service is non-transferable, (4) only eligible consumers may enroll in the program, (5) the program is limited to one discount per 48 49 50 Id. See Lifeline Reform Order,fl89. See Cricket Compliance Plan at 4. 15 household; (6) what documentation is necessary for enrollment; (7) Global Connection's name (the ETC); and (8) consumers who willfully make a false statement in order to obtain the Lifeline benefit can be punished by fine or imprisonment or can be barred from the program.sl These statements will be included in all print, audio video and web materials (including social networking media) used to describe or enroll customers in the Company's Lifeline service offering, as well as the Company's application forms and certification forms.s2 This specifically includes the Company's website (www.StandUpWireless.com) and outdoor signage.s3 A sample of the Company's marketing materials is included as Exhibit B. G.Company Reimbursements From the Fund To ensure that the Global Connection does not seek reimbursement from the Fund without a subscriber's consent, the Company will certify, as part of each reimbursement request, that it is in compliance with all of the Commission's Lifeline rules and, to the extent required, has obtained valid certification and verification forms from each of the subscribers for whom it is seeking reimbursement.sa Further, the Company will transition the submission of its FCC Forms 497 to the eighth day of each month in order to be reimbursed the same month, and inform USAC, to the extent it deems necessary, to transition its reimbursement process to actual claims rather than projected claims over the 5l 52 53 54 See Lifeline Reform Order,n275; section 5a.a05(c). Id. rd. See Lifeline Reform Order, t[ 128; section 54.407(d). 16 course of more than one month.ss In addition, the Company will keep accurate records as directed by USACS6 and as required by new section 54.417 of the Commission's rules. H. Annual Company Certifications The Company will submit an annual certification to USAC, signed by a Global Connection officer under penalty of perjury, that the Company: (1) has policies and procedures in place to review consumers' documentation of income- and program-based eligibility and ensure that its Lifeline subscribers are eligible to receive Lifeline services;s7 (2) is in compliance with all federal Lifeline certification procedures;s8 and (3) has obtained a valid certification form for each subscriber for whom the carrier seeks Lifeline reimbursement.se In addition, the Company will provide the results of its annual re- certifications/verifications on an annual basis to the Commission, USAC, the applicable state commission and the relevant Tribal goverrments (for subscribers residing on Tribal lands).60 Further, as discussed above, Global Connection will report annually to the Commission the number of subscribers de-enrolled for non-usage by month.6l The Company will also annually report to the Commission, USAC, and relevant state commissions and the relevant authority in a U.S. territory or Tribal govemment as 55 56 57 58 s9 60 61 See Lifeline Reform Order,lJfl 302-306. See section 54.407(e). See Lifeline Reform Order,nD6; section 5a. l6(a)(l). See Lifeline Reform Order,nl2T; section 5a.al6@)(2). See section 5a.a1 6(a)(3). See Lifeline Reform Order, fllJ 132,148; section 54.416(b). See Lifeline Reform Order,n257; section 5a.405(e)(3). t7 appropriate,62 the company name, names of the company's holding company, operating companies and affiliates, and any branding (such as a "dba" or brand designation) as well as relevant universal service identifiers for each entity by Study Area Code.63 The Company will report annually information regarding the terms and conditions of its Lifeline plans for voice telephony service offered specifically for low income consumers during the previous year, including the number of minutes provided and whether there are additional charges to the consumer for service, including minutes of use and/or toll cal1s.6a Finally, Gtobal Connection will annually provide detailed information regarding service outages in the previous year, the number of complaints received and certification of compliance with applicable service quality standards and consumer protection rules, as well as a certification that the Company is able to function in emergency situations.6s I. Cooperation with State and Federal Regulators Global Connection has cooperated and will continue to cooperate with federal and state regulators to prevent waste, fraud and abuse. More specifically, the Company will: Make available state-specific subscriber data, including the names and addresses of Lifeline subscribers, to USAC and to each state public utilities commission where the Company operates for the purpose of determining whether an existing Lifeline subscriber receives Lifeline service from another carrier;66 Assist the Commission, USAC, state commissions, and other ETCs in resolving instances of duplicative enrollment by Lifeline subscribers, including by providing to USAC and/or any state commission, upon 62 63 @ 65 66 See section 54.422(c). See Lifeline Reform Order,fln296,390; section 54.422(a). See Lifeline Reform Order, 'l|T390; section 54.422(b)(5). Se e Lifel i ne Reform O r der, lJ 3 89 ; section 5 4.422(b)(I)-(4). The Company anticipates that the need to provide such information will sunset following the implementation of the national duplicates database. 18 request, the necessary information to detect and resolve duplicative Lifeline claims; . Promptly investigate any notification that it receives from the Commission, USAC, or a state commission to the effect that one of its customers already receives Lifeline services from another carrier; and . Immediately de-enroll any subscriber whom the Company has a reasonable basis to believe6T is receiving Lifeline-supported service from another ETC or is no longer eligible - whether or not such information is provided by the Commission, USAC, or a state commission.68 II. Description of Lifeline Service Offerings6e Global Connection will offer its wireless Lifeline service in the states where it is designated as an ETC70 and throughout the coverage area of its underlying provider(s) Sprint and Verizon Wireless. The Company's Lifeline offering will provide customers with 100 anytime prepaid minutes per month, plus 100 anytime text messages, with rollover, at no charge. Additionally, the Company will offer a250 anytime talk and text plan without rollover (one minute of talk time for each text). Lifeline customers can purchase additional bundles of minutes in denominations of $5 (40 minutes), $10 (100 minutes), S20 (250 minutes), $30 (500 minutes) and $50 (1000 minutes). Airtime "top- up" minutes are available for purchase at the Company's retail locations, through customer service and on its website. Text messaging is available at the rate of one minute of talk time per text message. Additional information regarding the Company's plans, rates and services can be found on its website www.StandUpWireless.com. 67 See section 5a.405(e)(1).68 See CricketCompliance Plan at 10.6e See Compliance Plan Public Notice at 3.70 Global Connection is currently designated as an ETC in Arkansas, Louisiana, Maryland, Missouri and West Virginia. 19 In addition to free voice services, Global Connection's Lifeline plan will include a free handset and custom calling features at no charge, including Caller ID, Call Waiting, and Voicemail. All plans include domestic long-distance at no extra per minute charge. Calls to 91 1 emergency services are always free, regardless of service activation or availability of minutes. III. Demonstration of Financial and Technical Capabilities and Certifications Required for ETC DesignationTl Financial and Technical Capabilities. Revised Commission rule 54.202(a)(4),47 C.F.R. 5a.202(a)$), requires carriers petitioning for ETC designation to demonstrate financial and technical capability to comply with the Commission's Lifeline service requirements.T2 The Compliance Plan Public Notice requires that carriers' compliance plan include this demonstration. Among the factors the Commission will consider are: a carrier's prior offering of service to non-Lifeline subscribers, the length of time the carrier has been in business, whether the carrier relies exclusively on Lifeline reimbursement to operate; whether the carrier receives revenues from other sources and whether the carrier has been the subject of an enforcement action or ETC revocation proceeding in any state. Global Connection has been offering non-Lifeline and Lifeline wireline service since 1998 and began providing non-Lifeline and Lifeline-supported wireless service in April, 201 1. The Company generates substantial revenues from non-Lifeline services and has access to capital from its investors. The majority owner of Global Connection is Milestone Partners, a Pennsylvania private equity firm. Consequently, Global See Compliance Plan Public Notice at 3. See Lifeline Reform Order, fl!|387-388 (revising Commission rule 5a.202(a)(g). 7t 72 20 Connection has not relied, and will not be relying exclusively on Lifeline reimbursement for the Company's operating revenues. The Company has not been subject to enforcement sanctions or ETC revocation proceedings in any state. Service Reuirements Applicable to the Companv's Supoort. The Compliance Plan Public Notice requires carriers to include "certifications required under newly amended section 54.202 of the Commission's rules."7' Global Connection certifies that it will comply with the service requirements applicable to the support the Company receives.T4 The Company provides all of the telecommunications service supported by the Lifeline program and will make the services available to all qualified consumers throughout the states in which it is designated as an ETC. The Company's services include voice telephony services that provide voice grade access to the public switched network or its functional equivalent. Further, the Company's service offerings provide its customers with a set number of minutes of use for local service at no charge to the customer. The Company's current Lifeline offerings include packages in Section II supra that can be used for local and domestic toll service. The Company also will provide access to emergency services provided by local government or public safety officials, including 911 and E9l I where available and will comply with any Commission requirements regarding E91l-compatible handsets. As discussed above, the Company will comply with the Commission's forbearance grant conditions relating to the provision of 911 and E911 services and handsets. Finally, Global Connection will not provide toll limitation service ("TLS"), which allows low income consumers to avoid unexpected toll charges. However, since the Compliance Plan Public Notice at 3. 47 C.F.R. $ sa.202(aX1). 73 74 21 Company is a prepaid service provider, customers cannot be disconnected for failure to pay toll charges, nor are there additional charges for exceeding their minutes. Further, the Company, like most wireless carriers, does not differentiate domestic long distance toll usage from local usage and all usage is paid for in advance. Pursuant to the Lifeline Reform Order, subscribers to such services are not considered to have voluntarily elected to receive TLS.75 IV. Conclusion Global Connection submits that its Compliance Plan fully satisfies the conditions set forth in the Commission's Lifeline Reform Order, the Compliance Plan Public Notice and the Lifeline rules. Accordingly, the Company respectfully requests that the Commission expeditiously approve its Compliance Plan. Respectfully submitted, q$t*S++**."--...-. John J. Heitmann Joshua T. Guyan Kelley Drye & Warren, LLP 3050 K Street, NW Suite 400 Washington, D.C. 20007 (202) 342-8s44 Counsel to Global Connection Inc. of America March 8,2012 See Lifeline Reform Order,nn0. 22 EXHIBIT A standilil WIRELESSH" Global Connection !nc. of America Customer eligibility certification: I hereby certify that I (check one): tr Supplemental Nutrition Assistance Program (SNAP) o Section 8 Federal Public Housing Assistance (FPHA) tr Medicaid (noi Medicare) tr Supplemental Security lncome (SSl) Global Connection lnc. of America D/B/A StandUP Wireless State Wireless Lifeline Service Application and Certification Mail or fax form completed and signed form to: Fax 1.888.878.9323 / Customer Service: 1.800.544.4447 participate in at least one of the following programs o TemporaryAssistance for Needy Families (TANF) tr Low lncome Home Energy Assistance Program (LIHEAP) tr National School Lunch Program's free lunch program tr lncome at or below t35% of Federal Poverty Guidelines A complete and signed Lifeline Service Application and Certification ("Certification") is required to enroll you in Global Connection lnc. of America D/B/A StandUP Wireless ("the Company's") Lifeline service program in your state. This Certification is only for the purpose of verifying your eligibility for Lifeline service and will not be used for any other purpose. Service requests will not be processed until this Form has been received and verified by Company. One Lifeline service per household disclosures: Lifeline is a government assistance program and willfully making false statements to obtain a Lifeline benefit can result in fines, imprisonment, de-enrollment or being barred from the program. Lifeline benefits are limited to a single line of service per household. A household is defined, for purposes of the Lifeline program, as any individual or group of individuals who live together at the same address and share income and expenses. A household may not receive multiple Lifeline discounts. You may apply your Lifeline discount to either one landline or one wireless number, but you cannot have the discount on both and you cannot receive Lifeline benefits from multiple providers. Note that not all Lifeline services are currently marketed under the name Lifeline. Lifeline is a non- transferable benefit and you may not transfer your benefit to any other person, including another eligible low-income consumer. Violation of the one-per-household limitation constitutes a violation of the Federal Communications Commission's rules and will result in your de-enrollment from the program, and potentially prosecution by the United States Government. o I hereby certify that I have read and understood the disclosures listed above and that, to the best of my knowledge, my household is not already receiving a Lifeline service benefit. Additional certifications: I hereby certify, under penalty of perjury, that (Check the box next to each line): o I meet the income-based or program-based eligibility criteria for receiving Lifeline service and have provided documentation of eligibility if required o I will notify the Company within 30 days if for any reason I no longer satisfy the criteria for receiving Lifeline including, as relevant, if I no longer meet the income-based or program-based eligibility criteria, I begin receiving more than one Lifeline benefit, or another member of my household is receiving a Lifeline benefit. I understand that I may be subject to penalties if I fail to follow this requirement o I am not listed as a dependent on another person's tax return (unless over the age of 6O) o The address listed below is my primary residence, not a second home or business o lf I move to a new address, I will provide that new address to the Company within 30 days o lf I provided a temporary residential address to the Company, I will verify my temporary residential address every 90 days o I acknowledge that providing false or fraudulent information to receive Lifeline benefits is punishable by law o I acknowledge that I may be required to re-certify my continued eligibility for Lifeline at any time, and my failure to re-certify as to my continued eligibility within 30 days will result in de-enrollment and the termination of my Lifeline benefits o The information contained in this certification form is true and correct to the best of my knowledge Multiple households sharing and address: o I hereby certify that I reside at an address occupied contribute income to my household and/or share in my additional form. by multiple households, including adults who do not household's expenses, and lwill complete a separate Activation and usage requirement disclosures: This service is a prepaid service and you must personally activate it by calling 1.877.283.3890. To keep your account active, you must use your Lifeline service at least once during any 60 day period by completing an outbound call, purchasing additional minutes from Company, answering an in-bound call from someone other than Company, or by responding to a direct contact from Company confirming that you want to continue receiving Lifeline service from Company. lf your service goes unused for 60 days, you will no longer be eligible for Lifeline benefits and your service will be suspended (allowing only 911 calls and calls to the Company's customer care center) subject to a 30 day cure period during which you may use the service (as described above) or contact the Company to confirm that you want to continue receiving Lifeline service from Company. o I hereby certify that I have read and understood the disclosures listed above regarding activation and usage requirements. Authorizations: o I hereby authorize the Company to access any records required to verify my statements on this form and to confirm my eligibility for the Lifeline program. I also authorize the Company to release any records required for the administration of the Lifeline program (e.g., name, telephone number and address), including to the Universal Service Administrative Company, to be used in a Lifeline database and to ensure the proper administration of the Lifeline Program. Failure to consent will result in denial of service. Customer Application lnformation: First Name:Middle Name:Last Name: Date of Birth: Month: _ Day: _ Year: Last Four Digits of Social Security Number: lf Qualifying for Lifeline by lncome, number of lndividuals in Household: Home Telephone Number (if available): Residential Address (P.O. Box NOT sufficient) Number:Apt: _ Street State: _ Zip Code: Address is (choose one):Permanent. Temporary City Billing Address (if different Number: _ Apt State:Zip Code: from Residential Address) (P.O. Box : Street lS sufficient) City Applicant's Signature:Date: For Agent Use Only (check only 1 eligibility category and only 1 Docum ents Acceptable Proof for lncome-Eligibility: ! the prior year/s state, federal, or Tribal tax return, ! Current income statement from an employer or paycheck stub, I e Social Security statement of benefits, I A Veterans Administration statement of benefits, E A retirement/pension statement of benefits, f] en Unemployment/Workmen's Compensation statement of benefits, ! Federal or Tribal notice letter of participation in General fusistance, or I A divorce decree, child support award, or other official document containing income information for at least three months time. box under that category; do not copy or retain documentation): Documents Acceptable Proof for Program-Eligibility: I The current or prior year's statement of benefits from a qualifying state, federal or Tribal program; n A notice letter of participation in a qualifying state, federal or Tribal program; I Program participation documents (e.g., the consume/s Supplemental Nutrition Assistance Program {SNAP} electronic benefit transfer card or Medicaid participation card (or copy thereof)); or I Another official document evidencing the consume/s participatlon in a qualifying state, federal or Tribal program Applicant Account Number Agent/Dealer Number EXHIBIT B EEE:EEEE=EAXESEE =EEEE; =E 3A=EEEE E "==E =EEE E=ziEi E B9E E;;EEE= =€EEeEE=EE ===E=+#AEE=1EFEBE EEffee*tfue=r I-rlstHv-e\ted=sr+E??ogorqcEr3 Yo E IEul =lraa lJJJ IJJE = NFzoElr ItlrJ =ll-aU' UJJ UJE = Fzo(Elr I E IIJ =ll @aulJllJtr = EXIIIBIT 4 2011 Lifeline Participation Rates by State o*.1 G'+,a -oao+, G'tr trol-#,(tr CL l-oEt-(E o- o .E -o =J F -o(\I I f+f= l IiA^d+ooerc{]nul 3rraro>HXXotr+onaool(E lttl tt @ ctLl AMFLIDMA BLFTIDMA BLSSIDMA BNCRIDMA BOISIDMA BOISIDNW BOISIDSW BOISIDWE BRLYIDMA BUHLIDMA CLWLIDMA CSFRIDMA DECLIDMA DWNYIDMA DYTNIDMA EAGLIDNM EDHZIDMA EMMTIDMA FKLNIDMA FRTHIDMA GAVLIDOl GDNGIDMA GLFYIDMA GRACIDMA HALYIDMA HGMNIDMA IDCYIDMA IDFLIDMA INKMIDMA JERMIDNM KMBRIDMA KTCHIDMA KUNAIDMA LAPWIDOl LHSPIDMA LSMNIDMA LSTNIDSH MCCMIDMA MDTNIDMA MELBIDMA MRDNIDMA MRTGIDMA MTHOIDMA MTHOIDSO MTPLIDMA NMPAIDMA WIRE CENTER POCATELLO BLACKFOOT TWIN FALLS POCATELLO BOISE BOISE BOISE BOISE BURLEY TWIN FALLS CALDWELL TWIN FALLS BURLEY POCATELLO POCATELLO BOISE TWIN FALLS EMMETT POCATELLO IDAHOFALLS GRANGEVL TWIN FALLS MT HOME POCATELLO KETCHUM TWIN FALLS BOISE IDAHOFALLS POCATELLO TWIN FALLS TWIN FALLS KETCHUM BOISE LAPWAI POCATELLO RIGBY LEWISTON POCATELLO BOISE MELBA BOISE MURTAUGH MT HOME MT HOME POCATELLO NAMPA ILEC QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION CLLI NPMOIDMA PCTLIDMA PCTLIDNO PSTNIDMA PYTTIDMA RBRTIDMA RGBYIDMA RIRIIDMA RVSDIDMA RXBGIDMA SDSPIDMA SHLYIDMA SHSHIDMA STARIDNM THTCIDMA TWFLIDMA WESRIDMA WNDLIDMA MLCYIDXC LEDRIDXC NFRKIDXC SLMNIDXC ABRDIDXC CSCDIDXC DNLYIDXC HMDLIDXC HRBNIDXC MCCLTDXC MRNGIDXC NWMDIDXC PARMIDXC WLDRIDXC EKBNIDXC FRLDIDXX FILRIDAA HLSTIDXC STATIDMA CRALIDXX GENSIDXX HYLKIDXX KLLGIDXX MSCWIDXX ORFNIDXC PNHRIDXA PSFLIDXX RTHDIDXX WIRE CENTER NEW PLYMTH POCATELLO POCATELLO POCATELLO PAYETTE RIGBY RIGBY IDAHOFALLS BLACKFOOT IDAHOFALLS POCATELLO IDAHOFALLS TWIN FALLS BOISE POCATELLO TWIN FALLS WEISER TWIN FALLS MALAD LEADORE SALMON SALMON ABERDEEN CASCADE DONNELLY HOMEDALE HORSEHBEND MCCALL MARSING NEWMEADOWS PARMA WILDER ELK BEND FRUITLAND FI LER HOLLISTER ST ANTHONY COERDALENE GENESEE HAYDENLAKE KELLOGG MOSCOW OROFINO KELLOGG POST FALLS RATHDRUM ILEC QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION QWEST CORPORATION ALBION TELEPHONE CO. DBA ATC COMMUNICATIONS CENTURYTEL OF IDAHO, INC. DBA CENTURYLINK CENTURYTEL OF IDAHO, INC. DBA CENTURYLINK CENTURYTEL OF IDAHO, INC. DBA CENTURYLINK CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO.FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CITIZENS TELECOM IDAHO-FRONTIER COMM OF IDAHO CUSTER TELEPHONE COOPERATIVE, INC. FARMERS MUTUAL TELEPHONE CO. FILER MUTUAL TELEPHONE CO. FILER MUTUAL TELEPHONE CO. FREMONTTELCOM CO FRONTIER COMMUNICATIONS NORTHWEST, INC. - ID FRONTTER COMMUNTCATTONS NORTHWESI rNC. - rD FRONTIER COMMUNICATIONS NORTHWEST, INC. . ID FRONTIER COMMUNICATIONS NORTHWEST, INC. .ID FRONTIER COMMUNICATIONS NORTHWEST, INC. - ID FRONTIER COMMUNICATIONS NORTHWESI INC. - ID FRONTTER COMMUNTCATTONS NORTHWESI rNC. - rD FRONTIER COMMUNICATIONS NORTHWEST, INC. - ID FRONTIER COMMUNICATIONS NORTHWEST, INC. - ID CLL! SNPNIDXX STMRIDXX WRLKIDXC MNDKIDXC PAULIDXC RPRTIDXC GLFYIDCO GLFYIDCO IRWNIDXC WIRE CENTER SANDPOINT ST MARIES WARM LAKE MINIDOKA PAUL RUPERT PRAIRIE TIPANUK IRWIN ILEC FRONTIER COMMUNICATIONS NORTHWEST, INC. - ID FRONTIER COMMUNICATIONS NORTHWEST, !NC. - 1D MIDVALE TELEPHONE EXCHANGE, INC. PROJECT MUTUAL TELEPHONE COOP. ASSOCIATION, INC. PROJECT MUTUAL TELEPHONE COOP. ASSOCIATION, INC. PROJECT MUTUAL TELEPHONE COOP. ASSOCIATION, INC. RURAL TELEPHONE CO. RURALTELEPHONE CO. SILVER STAR TELEPHONE CO., INC. Officer Biographv for Global Connection lnc. David Skoeen, CEO David, a twenty year Telecommunications veteran, joined Global Connection as COO in October of 2009 and was promoted to CEO is January 2010. Prior to joining Global Connection, Dave was Director and General Manager for Verizon Prepaid. ln that role, he led the SfOOfU+ business unit and was responsible for all functions including Sales, Marketing, Finance and Operations. Before being named General Manager, Dave was Director of Marketing and Operations for MCI Prepaid. ln addition to his responsibilities with the Prepaid organization, Dave held many other positions during his twenty year career with MCI/Verizon including Access Cost Management auditor, Senior Manager of Small Business Operations and Director of Business Development for Small Business and Call Center Services. Dave graduated with a BBA - Finance, with distinction, from the Henry B. Tippie College of Business at the University of lowa in 1989.